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Investment Brokerage - National

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Massachusetts Regulatory Action Against Securities America Supports Medical Capital FINRA Arbitrations Filed by Aidikoff, Uhl & Bakhtiari
Globe Newswire  2 hrs ago  Comment 
BEVERLY HILLS, Calif., Jan. 26, 2010 (GLOBE NEWSWIRE) -- The following was released today by Aidikoff, Uhl & Bakhtiari (www.securitiesarbitration.com).  A regulatory action filed by the Commonwealth of Massachusetts against Securities America today
Notice to Medical Capital Note Investors from the Securities Law Firm of Klayman & Toskes
Globe Newswire  7 hrs ago  Comment 
NEWPORT BEACH, Calif., Jan. 26, 2010 (GLOBE NEWSWIRE) -- The Securities Law Firm of Klayman & Toskes ("K&T"), www.nasd-law.com, announced today that it filed a securities arbitration claim against Securities America and Securities America Advisorson
Dimond Kaplan & Rothstein, P.A. Alerts Medical Capital Investors that Massachusetts Securities Regulators Have Sued Securities America, Inc. for Securities Fraud
Globe Newswire  3 hrs ago  Comment 
Oil likely to bounce to $90/bbl by June-end
Business Standard  7 hrs ago  Comment 
Crude oil may bounce to near $90 a barrel by the end of the second quarter, according to a technical analysis by Auerbach Grayson, a brokerage in New York.
The Law Firm of Shepherd Smith Edwards & Kantas Continues to Investigate and File Claims Involving "Preferred" Stocks, Including Fannie Mae
Globe Newswire  8 hrs ago  Comment 
HOUSTON, Jan. 26, 2010 (GLOBE NEWSWIRE) -- The Securities Law Firm of Shepherd Smith Edwards & Kantas LLP, (www.sseklaw.com), is currently investigating, and has filed, claims on behalf of investors who have sustained economic losses as a result of
Bank of Hawaii (BOH) Slightly Higher Following Broker Upgrade
Market Intelligence Center  9 hrs ago  Comment 
Bank of Hawaii (BOH) was upgraded today by analysts at EVA Dimensions, LLC and the stock is now at $46.18, up $0.03 (0.06%) on volume of 297,454 shares traded. The stock was upgraded to Hold from Underweight today by EVA Dimensions, LLC. Over the...
Cooper (COO) Trades Lower Following Broker Upgrade
Market Intelligence Center  9 hrs ago  Comment 
The W Group Merges with Cincinnati's Hylant Group
Insurance Journal  10 hrs ago  Comment 
Cincinnati-based insurance brokerage, Hylant Group, and the W Group, a privately owned firm offering employee benefit services, announced they have merged. The combined organizations will form one ...
Schwab says "breakaway broker" trend has legs
Bankstocks.com  Jan 26  Comment 
Charles Schwab Corp (SCHW.O) added a record number of wealth adviser teams as clients last year, benefiting from a wave of "breakaway brokers" leaving
Eurex Admits First Japanese Broker Via Singapore - Mizuho Securities (Singapore) Pte. Ltd. Connected Since Mid January 2010
Mondo Visione  Jan 26  Comment 
The international derivatives exchange Eurex announced today that it admitted the first Japanese broker out of the Republic of Singapore. Mizuho Securities (Singapore) Pte. Ltd., a subsidiary of Mizuho Securities Co., Ltd. was connected on 18...
Driscoll Joins Colemont Insurance's San Francisco Office
Insurance Journal  Jan 26  Comment 
Colemont Insurance Brokers announced that Susan Driscoll has joined the company's San Francisco office as a casualty broker. Driscoll joined Colemont in 2009 as a casualty broker, and is ...
Market Signals: Monthly Brokerage Margin Levels from 2007 thru 2009
Chain Bridge Investing  Jan 26  Comment 
At times, investors may refer to the levels of margin debt undertaken by both retail and institutional investors to understand the current sentiments of these market participants.  As investors feel more speculative they may increase their margin...



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more ▼WIKI ANALYSIS
 

A broker is an individual or firm that charges a fee or commission for executing buy and sell orders submitted by a customer.

Up until the 90's, most buy and sell orders were executed by calling a broker on the phone who would then execute your order anywhere between $70 and $200 a trade. With the advent of the Internet, a whole new discount broker industry formed which now allows investors to trade at a much lower cost.

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Companies in the Investment Brokerage - National Industry (11)

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