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AKS » Topics » Other Beneficial Owners

This excerpt taken from the AKS DEF 14A filed Apr 17, 2008.

Other Beneficial Owners

The table below provides information with respect to each person known by the Company to own beneficially more than 5% of the outstanding common stock of the Company as of April 1, 2008:

 

Name and Address of Beneficial Owner

    Shares
Owned
Beneficially		     Percentage of
Outstanding
Shares		  

GS Investment Strategies, LLC

1 New York Plaza

New York, NY 10004

    6,137,100 (1)   5.48 %(1)

The Tontine Group

55 Railroad Avenue

Greenwich, CT 06830

    6,920,498 (2)   6.18 %(2)

Harbinger Capital Partners Master Fund I, Ltd.

c/o International Fund Services (Ireland) Limited

Third Floor, Bishop’s Square

Redmond’s Hill

Dublin 2, Ireland

    14,561,045 (3)   13.00 %(3)

Harbinger Capital Partners Offshore Manager, L.L.C.

     

HMC Investors, L.L.C.

     

Harbert Management Corporation

     

Harbinger Capital Partners Special Situations Fund, L.P.

     

Raymond J. Harbert

     

Michael D. Luce

     

One Riverside Parkway South

Birmingham, AL 35244

     

Philip Falcone

555 Madison Avenue, 16th Floor

New York, NY 10022

     

JGD Management Corp.

c/o York Capital Management

767 Fifth Avenue, 17th Floor

New York, NY 10153

    14,718,430 (4)   13.14 %(4)

 

(1) Based on information contained in a statement on Schedule 13G dated December 31, 2007 and filed February 12, 2008, GS Investment Strategies, LLC has sole investment power and sole voting power over 6,137,100 shares of the outstanding common stock of the Company.

 

(2) Based on information contained in a statement on Schedule 13G/A, dated December 31, 2007, and filed January 18, 2008, a group consisting of Tontine Partners, L.P., Tontine Management, L.L.C., Tontine Capital Partners, L.P., Tontine Capital Management, L.L.C., Tontine Overseas Associates, L.L.C., Tontine Overseas Fund, Ltd. and Jeffrey L. Gendell (individually and as a managing member of Tontine Management, L.L.C., general manager of Tontine Partners, L.P., and as managing member of Tontine Capital Management, L.L.C., general partner of Tontine Capital Partners, L.P., and as managing member of Tontine Associates, L.L.C.) collectively owned beneficially with shared voting and dispositive power an aggregate of 6,920,498 shares as of the date of that statement.

 

(3)

Based on information contained in a statement on Schedule 13G/A, dated February 29, 2008 and filed March 4, 2008, Harbinger Capital Partners Master Fund I, Ltd., Harbinger Capital Partners Offshore Manager, L.L.C., and HMC Investors, L.L.C. each had sole voting power over 0 shares, shared voting power over 8,820,697 shares, sole dispositive power over 0 shares and shared dispositive power over 8,820,697 shares. That same filing provided that Harbert Management Corporation, Philip Falcone, Raymond J. Harbert, and Michael D. Luce each had sole voting power over 0 shares, shared voting power

 

19

Table of Contents
 

over 13,231,045 shares, sole dispositive power over 0 shares and shared dispositive power over 13,231,045 shares. Subsequently on March 27, 2008, Harbert Management Corporation filed a Form 4 which indicated beneficial ownership of a total of 14,561,045 shares of the outstanding common stock of the Company. The Form 4 stated that 9,824,030 of those shares were owned through Harbinger Capital Partners Master Fund I, Ltd. and 4,737,015 of the shares were owned through Harbinger Capital Special Situations Fund, L.P. The Form 4 also stated that the shares reported in that filing may be deemed to be beneficially owned by Harbert Management Corporation, Philip Falcone, Raymond J. Harbert, and Michael Luce.

 

(4) Based on information contained in a statement on Schedule 13G/A, dated December 31, 2007 and filed February 14, 2008, JGD Management Corp. has sole investment power and sole voting power over 14,718,430 shares of the outstanding common stock of the Company.
This excerpt taken from the AKS DEF 14A filed Apr 16, 2007.

Other Beneficial Owners

The table below provides information with respect to each person known by the Company to own beneficially more than 5% of the outstanding common stock of the Company as of March 27, 2007:

 

Name and Address of Beneficial Owner

    Shares
Owned
Beneficially		    Percentage of
Outstanding
Shares		  

JGD Management Corp.(1)

c/o York Capital Management

767 Fifth Avenue, 17th Floor

New York, NY 10153

    11,239,900    10.12 %

The Tontine Group(2)

55 Railroad Avenue

Greenwich, CT 06830

    10,956,100    9.87 %

Donald Smith & Co., Inc.(3)

East 80 Route 4

Paramus, NJ 07652

    10,919,600    9.93 %

 

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Table of Contents

Name and Address of Beneficial Owner

    Shares
Owned
Beneficially		    Percentage of
Outstanding
Shares		  

LMM LLC(4)

100 Light Street

Baltimore, MD 21202

    8,500,000    7.65 %

The Goldman Sachs Group, Inc.(5)

Goldman, Sachs & Co.

85 Broad Street

New York, NY 10004

    5,804,855    5.23 %
(1) Based on information contained in a statement on Schedule 13G/A, dated February 28, 2007 and filed March 16, 2007, a group consisting of York Capital Management, L.P., York Investment Limited, York Select, L.P., York Select Unit Trust, York Global Value Partners, L.P., York European Opportunities Master Fund, L. P., York Enhanced Strategies Fund, LLC and other certain accounts management by JGD Management Corp. collectively owned beneficially with shared voting and dispositive power an aggregate of 11,239,900 shares as of the date of that statement.

 

(2) Based on information contained in a statement on Amendment No. 3 to Schedule 13G/A, dated December 31, 2006, and filed February 9, 2007, a group consisting of Tontine Partners, L.P., Tontine Management, L.L.C., Tontine Capital Partners, L.P., Tontine Capital Management, L.L.C., Tontine Overseas Associates, L.L.C., Tontine Overseas Fund, Ltd. and Jeffrey L. Gendell (individually and as a managing member of Tontine Management, L.L.C., general manager of Tontine Partners, L.P., and as managing member of Tontine Capital Management, L.L.C., general partner of Tontine Capital Partners, L.P., and as managing member of Tontine Associates, L.L.C.) collectively owned beneficially with shared voting and dispositive power an aggregate of 10,956,100 shares as of the date of that statement

 

(3) Based on information contained in a statement on Form 13F dated February 14, 2006. Donald Smith & Co., Inc. has sole investment power over 10,919,600 shares of the outstanding common stock of the Company and sole voting power over 9,231,900 shares of the outstanding common stock of the Company.

 

(4) Based on information contained in Amendment No. 2 to a statement on Schedule 13G/A, dated December 31, 2006, and filed February 15, 2007, LMM LLC, on behalf of one account, Legg Mason Opportunity Trust, a portfolio of Legg Mason Investment Trust, Inc. an investment company registered under the Investment Company Act of 1940 and managed by LMM LLC, collectively owned beneficially with shared voting and dispositive power an aggregate of 8,500,000 shares as of the date of that statement.

 

(5) Based on information contained in a statement on Schedule 13G, Amendment No. 1, dated December 31, 2006 and filed January 31, 2007, a group consisting of The Goldman Sachs Group, Inc. and Goldman, Sachs & Co. collectively owned beneficially with shared voting and dispositive power an aggregate of 5,804,855 shares as of the date of that statement.

 

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Table of Contents
This excerpt taken from the AKS DEF 14A filed Apr 22, 2005.

Other Beneficial Owners

 

The following table sets forth information with respect to each person known by the Company to own beneficially more than 5% of the outstanding common stock of the Company as of December 31, 2004 (except as otherwise indicated):

 

Name and Address of Beneficial Owner

    Shares
Owned
Beneficially
    Percentage
of
Outstanding
Shares
  

Donald Smith & Co., Inc.(1)

    9,998,100    9.1 %

East 80 Route 4

Paramus, NJ 07652

            

The Tontine Group(2)

    10,776,100    9.8 %

55 Railroad Avenue

Greenwich, Connecticut 06830

            
(1)   Based on information contained in Company’s shareholder of record database.

 

(2)   Based on information contained in a statement on Schedule 13G, dated December 31, 2004, and filed February 2, 2005, a group consisting of Tontine Partners, L.P., Tontine Management, L.L.C., Tontine Capital Partners, L.P., Tontine Capital Management, L.L.C., Tontine Overseas Associates, L.L.C., Tontine Overseas Fund, Ltd. and Jeffrey L. Gendell (individually and as a managing member of Tontine Management, L.L.C., general manager of Tontine Partners, L.P., and as managing member of Tontine Capital Management, L.L.C., general partner of Tontine Capital Partners, L.P., and as managing member of Tontine Associates, L.L.C.) collectively owned beneficially with shared voting and dispositive power an aggregate of 10,776,100 shares as of the date of that statement.

 

EXCERPTS ON THIS PAGE:

DEF 14A
Apr 17, 2008
DEF 14A
Apr 16, 2007
DEF 14A
Apr 22, 2005

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