ANSS » Topics » ITEM 5: MARKET FOR REGISTRANTS COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

This excerpt taken from the ANSS 10-K filed Mar 9, 2006.

ITEM 5: MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

(a) Equity Compensation Plan Information as of December 31, 2005 is as follows:

 

     (a)     (b)     (c)

Plan Category

  

Number of Securities to

Be Issued Upon Exercise

of Outstanding Options,

Warrants and Rights

   

Weighted Average Exercise

Price of Outstanding

Options, Warrants and

Rights

   

Number of Securities

Remaining Available for

Future Issuance Under

Equity Compensation

Plans (excluding securities

reflected in column (a))

Equity Compensation Plans Approved
By Security Holders

      

1994 Stock Option and Grant Plan

   18,000     $ 5.00     0

1996 Stock Option and Grant Plan

   3,604,418     $ 14.10     1,995,834

1996 Employee Stock Purchase Plan

   (1 )     (2 )   392,629

Equity Compensation Plans Not
Approved By Security Holders

      

None

      
            

Total

   3,622,418       2,388,463
            

(1) The number of shares issuable with respect to the current offering period is not determinable until the end of the period.
(2) The per share purchase price of shares issuable with respect to the current offering period is not determinable until the end of the offering period.

(b) Unregistered Sale of Equity Securities and Use of Proceeds

The following information is furnished in connection with securities sold by the Registrant during the period covered by this Form 10-K which were not registered under the Securities Act. The transactions constitute sales of the Registrant’s Common Stock, par value $.01 per share, upon the exercise of vested options issued pursuant to the Company’s 1994 Stock Option and Grant Plan, issued in reliance upon the exemption from registration under Rule 701 promulgated under the Securities Act and issued prior to the Registrant becoming subject to the reporting requirements of Section 13 or 15(d) of the Exchange Act of 1934, as amended.

 

Month/Year

   Number of Shares   

Number of

Individuals

   Aggregate Exercise Price

October 2005

   14,000    1    $ 16,800

November 2005

   9,500    3    $ 14,356

December 2005

   27,000    3    $ 81,800

(c) Issuer Purchases of Equity Securities

None.

Other information required by this Item is incorporated by reference to page 54 and the section captioned “Corporate Information” appearing in the Company’s 2005 Annual Report to Stockholders.

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki