Item 9.01 Financial Statements and Exhibits for AXT (AXTI)

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AXTI » Topics » Item 9.01 Financial Statements and Exhibits

This excerpt taken from the AXTI 8-K filed Feb 23, 2010.

Item 9.01 Financial Statements and Exhibits

(d)		Exhibits

99.1		Press release dated February 23, 2010, regarding the financial results of AXT, Inc. for the quarter and year ended December 31, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: February 23, 2010	By:	/s/ RAYMOND A. LOW
		Raymond A. Low
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description

99.1		Press release dated February 23, 2010, regarding the financial results of AXT, Inc. for the quarter and year ended December 31, 2009.

This excerpt taken from the AXTI 8-K filed Feb 2, 2010.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

10.31 Supply Agreement signed January 29, 2010 between AXT, Inc. and AZUR SPACE Solar Power GmbH. *

99.1 Press Release announcing entry into Supply Agreement with AZUR SPACE dated February 2, 2010.

* Confidential treatment has been requested of the Securities and Exchange Commission for portions of this exhibit.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: February 2, 2010	By:	/s/ Raymond A. Low
		Raymond A. Low
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description

10.31		Supply Agreement signed January 29, 2010 between AXT, Inc. and AZUR SPACE Solar Power GmbH.*

99.1		Press Release announcing entry into Supply Agreement with AZUR SPACE Solar Power GmbH dated February 2, 2010.

* Confidential treatment has been requested of the Securities and Exchange Commission for portions of this exhibit.

This excerpt taken from the AXTI 8-K filed Oct 30, 2009.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Press release dated October 29, 2009 announcing promotion of three executive officers.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 29, 2009

	AXT, INC.


	By:	/S/ RAYMOND A. LOW
		Raymond A. Low
		Chief Financial Officer

This excerpt taken from the AXTI 8-K filed Oct 29, 2009.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Press release dated October 29, 2009, regarding the financial results of AXT, Inc. for the quarter ended September 30, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: October 29, 2009	By:	/s/ Raymond A. Low
		Raymond A. Low
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description

99.1		Press release dated October 29, 2009, regarding the financial results of AXT, Inc. for the quarter ended September 30, 2009.

This excerpt taken from the AXTI 8-K filed Aug 20, 2009.

Item 9.01 Financial Statements and Exhibits

(d)	Exhibits

99.1	Press release dated August 20, 2009 announcing resignation of chief financial officer.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 20, 2009

	AXT, INC.


	By:	/S/ MORRIS S. YOUNG
		Morris S. Young
		Chief Executive Officer

This excerpt taken from the AXTI 8-K filed Jul 30, 2009.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Press release dated July 30, 2009, regarding the financial results of AXT, Inc. for the quarter ended June 30, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: July 30, 2009	By:	/s/ WILSON W. CHEUNG
		Wilson W. Cheung
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description

99.1		Press release dated July 30, 2009, regarding the financial results of AXT, Inc. for the quarter ended June 30, 2009.

This excerpt taken from the AXTI 8-K filed Jul 20, 2009.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Offer Letter dated July 16, 2009 between AXT, Inc. and Dr. Morris S. Young.

99.2 Press release dated July 20, 2009, announcing the appointment of a new Chief Executive Officer.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: July 20, 2009	By:	/s/ WILSON W. CHEUNG
		Wilson W. Cheung
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description
99.1		Offer Letter dated July 16, 2009 between AXT, Inc. and Dr. Morris S. Young.

99.2		Press release dated July 20, 2009, announcing the appointment of a new Chief Executive Officer.

This excerpt taken from the AXTI 8-K filed Apr 29, 2009.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Press release dated April 29, 2009, regarding the financial results of AXT, Inc. for the quarter ended March 31, 2009.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	AXT, INC.


Date: April 29, 2009	By:	/s/ WILSON W. CHEUNG
		Wilson W. Cheung
		Chief Financial Officer

EXHIBIT INDEX

Exhibit Number		Description

99.1		Press release dated April 29, 2009, regarding the financial results of AXT, Inc. for the quarter ended March 31, 2009.

This excerpt taken from the AXTI 8-K filed Apr 20, 2009.

Item 9.01 Financial Statements and Exhibits.

Exhibit No.		Description
Exhibit 10.33		Separation Agreement and General Release of Claims between AXT, Inc. and Philip C.S. Yin.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 20, 2009

	AXT, INC.


	By:	/S/ WILSON W. CHEUNG
		Wilson W. Cheung
		Chief Financial Officer

This excerpt taken from the AXTI 8-K filed Mar 20, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No.		Description

Exhibit 99.1		Press Release dated March 20, 2009 announcing support of interim operations.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 20, 2009

		AXT, Inc.


		By:	/S/ WILSON W. CHEUNG
			Wilson W. Cheung
			Chief Financial Officer

EXCERPTS ON THIS PAGE:

8-K	Feb 23, 2010

8-K	Feb 2, 2010

8-K	Oct 30, 2009

8-K	Oct 29, 2009

8-K	Aug 20, 2009

8-K	Jul 30, 2009

8-K	Jul 20, 2009

8-K	Apr 29, 2009

8-K	Apr 20, 2009

8-K	Mar 20, 2009

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