EYE » Topics » Section 16(a) Beneficial Ownership Reporting Compliance

These excerpts taken from the EYE 10-K filed Feb 24, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance

Based upon the Company’s records and other information, the Company believes all of its directors and executive officers and other stockholders who may own 10% or more of the Company’s common stock complied with the requirements of the SEC to report ownership and transactions that change ownership in 2008.

Section 16(a) Beneficial Ownership Reporting Compliance

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">Based upon the Company’s records and other information, the Company believes all of its directors and executive officers and other stockholders who
may own 10% or more of the Company’s common stock complied with the requirements of the SEC to report ownership and transactions that change ownership in 2008.

FACE="Times New Roman" SIZE="2">Corporate Governance Guidelines and Code of Ethics

From its inception, the Company has been
committed to integrity and responsible conduct, as evidenced by its adoption in June 2002 of the Advanced Medical Optics, Inc. Code of Ethics, which was amended and restated in January 2007. We believe that the Company’s commitment to
ethical conduct is the personal responsibility of each manager and employee of the Company, and no other objective shall have a higher priority. In addition, the board of directors has adopted Corporate Governance Guidelines that reflect its
commitment to the highest possible standards of corporate governance. The guidelines include, among other things, a description of the manner in which stockholders can send communications to the board of directors, the Company’s policy with
regard to board of directors members’ attendance at annual meetings, and which director will preside at executive sessions of the board of directors.

FACE="Times New Roman" SIZE="2">All of the Company’s directors and employees, including the Chief Executive Officer, Chief Financial Officer and Principal Accounting Officer are required to abide by the Company’s Code of Ethics. We also
have adopted various other corporate policies and procedures which, taken as a whole, reflect the Company’s commitment to business ethics and to the adherence to all laws and regulations applicable to the conduct of our business. We have
implemented procedures to receive, retain and treat complaints received regarding accounting, internal accounting controls or auditing matters and to allow for the confidential and anonymous submission by employees of concerns regarding business
ethics, including questionable accounting or auditing matters. Any interested party may communicate directly with the board of directors, the Chairman of the Board of Directors, or with any of the non-management directors in writing, mailed or
delivered to such person or group in care of the Secretary at the Company’s headquarters located at 1700 E. St. Andrew Place, Santa Ana, California 92705.

FACE="Times New Roman" SIZE="2">Both the Company’s Corporate Governance Guidelines and Code of Ethics have been published in the “Investors” section on the Company’s website at http://www.amo-inc.com. Copies of the
Corporate Governance Guidelines and Code of Ethics will be provided without charge to any stockholder upon request. We will promptly disclose any future amendments to, or waivers from, certain provisions of the Code of Ethics on our website.

Section 16(a) Beneficial Ownership Reporting Compliance

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">Based upon the Company’s records and other information, the Company believes all of its directors and executive officers and other stockholders who
may own 10% or more of the Company’s common stock complied with the requirements of the SEC to report ownership and transactions that change ownership in 2008.

FACE="Times New Roman" SIZE="2">Corporate Governance Guidelines and Code of Ethics

From its inception, the Company has been
committed to integrity and responsible conduct, as evidenced by its adoption in June 2002 of the Advanced Medical Optics, Inc. Code of Ethics, which was amended and restated in January 2007. We believe that the Company’s commitment to
ethical conduct is the personal responsibility of each manager and employee of the Company, and no other objective shall have a higher priority. In addition, the board of directors has adopted Corporate Governance Guidelines that reflect its
commitment to the highest possible standards of corporate governance. The guidelines include, among other things, a description of the manner in which stockholders can send communications to the board of directors, the Company’s policy with
regard to board of directors members’ attendance at annual meetings, and which director will preside at executive sessions of the board of directors.

FACE="Times New Roman" SIZE="2">All of the Company’s directors and employees, including the Chief Executive Officer, Chief Financial Officer and Principal Accounting Officer are required to abide by the Company’s Code of Ethics. We also
have adopted various other corporate policies and procedures which, taken as a whole, reflect the Company’s commitment to business ethics and to the adherence to all laws and regulations applicable to the conduct of our business. We have
implemented procedures to receive, retain and treat complaints received regarding accounting, internal accounting controls or auditing matters and to allow for the confidential and anonymous submission by employees of concerns regarding business
ethics, including questionable accounting or auditing matters. Any interested party may communicate directly with the board of directors, the Chairman of the Board of Directors, or with any of the non-management directors in writing, mailed or
delivered to such person or group in care of the Secretary at the Company’s headquarters located at 1700 E. St. Andrew Place, Santa Ana, California 92705.

FACE="Times New Roman" SIZE="2">Both the Company’s Corporate Governance Guidelines and Code of Ethics have been published in the “Investors” section on the Company’s website at http://www.amo-inc.com. Copies of the
Corporate Governance Guidelines and Code of Ethics will be provided without charge to any stockholder upon request. We will promptly disclose any future amendments to, or waivers from, certain provisions of the Code of Ethics on our website.

This excerpt taken from the EYE DEF 14A filed Apr 25, 2008.

Section 16(a) Beneficial Ownership Reporting Compliance

The company’s directors and executive officers are required to file reports with the Securities and Exchange Commission concerning their ownership of company stock. Based on the company’s review of such reports, all officer and director reports were filed on a timely basis and there are no known failures to file by directors and executive officers during 2007 other than one small stock sale by an investment club in which the spouse of Mr. Mazzo is a member, which was not timely reported, but such transaction was subsequently reported on Form 4, and all transactions are reflected in this proxy statement.

 

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Table of Contents
This excerpt taken from the EYE DEF 14A filed Apr 17, 2007.

Section 16(a) Beneficial Ownership Reporting Compliance

The company’s directors and executive officers are required to file reports with the Securities and Exchange Commission concerning their ownership of company stock. Based on the company’s review of such reports, all officer and director reports were filed on a timely basis and there are no known failures to file by directors and executive officers during 2006.

 

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Table of Contents
This excerpt taken from the EYE DEF 14A filed Apr 20, 2006.
Section 16(a) Beneficial Ownership Reporting Compliance

The company’s directors and executive officers are required to file reports with the Securities and Exchange Commission concerning their ownership of company stock. Based on the company’s review of such reports, all officer and director reports were filed on a timely basis and there are no known failures to file by directors and executive officers during 2005, except that one small stock purchase by an investment club in which the spouse of Mr. Mazzo is a member was not timely reported, but such transaction was subsequently reported on Form 4, and all transactions are reflected in this proxy statement.

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