EYE » Topics » Equity Compensation Plan Information

This excerpt taken from the EYE 10-K filed Feb 24, 2009.

Equity Compensation Plan Information

 

Category of Plan

   Number of
Securities to be
Issued Upon
Exercise of
Outstanding
Options (#)(1)
   Weighted Average
Exercise Price of
Outstanding
Options ($)
   Number of
Securities
Remaining
Available for
Future Issuance
Under Equity
Compensation
Plans (#)(2)

Equity Compensation Plans Approved by Security Holders

   7,466,375    25.38    3,960,881

Equity Compensation Plans Not Approved by Security Holders(3)

   115,260    21.64    —  
            

Total

   7,581,635    25.32    3,960,881

 

(1) Includes options which remain outstanding under our equity incentive plans, 659,440 of which were issued upon conversion of Allergan, Inc. stock options as a consequence of our spin-off in 2002 and were outstanding at year-end, and 1,107,794 of which were issued upon conversion of VISX, Incorporated stock options upon completion of our acquisition of VISX in 2005 and were outstanding at year-end. Does not include an aggregate of 1,047,672 Shares of restricted stock and restricted stock units issued under our plans.
(2) Includes 1,093,590 Shares currently authorized for issuance, in the aggregate, under our 2002 Employee Stock Purchase Plan, as amended, and under our 2002 International Stock Purchase Plan, as amended. As amended in 2005, these plans contain evergreen features which provide that each year on November 1 (through November 1, 2014), the number of authorized Shares (for both plans, on an aggregate basis) increases by the lesser of 400,000 Shares or 1% of our Shares outstanding. Also includes 141,533 Shares authorized for issuance under our Irish Savings Related Share Option Scheme and 150,000 Shares authorized for issuance under our AMO (Ireland) Share Participation Scheme. All of such Shares have been registered with the SEC. Does not include an aggregate of 1,047,672 Shares of restricted stock and restricted stock units issued under our plans.
(3) The VISX, Incorporated 2001 Nonstatutory Stock Option Plan, under which stock options remain outstanding, had not been approved by the stockholders of VISX prior to our acquisition of VISX, Incorporated in May 2005.
This excerpt taken from the EYE DEF 14A filed Apr 20, 2006.
Equity Compensation Plan Information

Category of Plan

 

 

 

Number of
Securities to be
Issued Upon
Exercise of
Outstanding
Options(1)

 

Weighted
Average
Exercise
Price of
Outstanding
Options

 

Number of Securities
Remaining Available
for Future Issuance
Under Equity
Compensation Plans(2)

 

Equity Compensation Plans Approved by Security Holders

 

 

8,496,018

 

 

 

$

22.8669

 

 

 

3,511,978

 

 

Equity Compensation Plans Not Approved by Security Holders (3)

 

 

362,177

 

 

 

$

21.0417

 

 

 

0

 

 

Total

 

 

8,858,195

 

 

 

$

22.7923

 

 

 

3,511,978

 

 


(1)          Includes options which remain outstanding under our equity incentive plans, 1,271,858 of which were issued upon conversion of Allergan, Inc. stock options as a consequence of our spin-off in 2002 and were outstanding at year-end, and 2,705,482 of which were issued upon conversion of VISX, Incorporated stock options upon completion of our acquisition of VISX in 2005 and were outstanding at year-end. Does not include an aggregate of 124,152 shares of restricted stock and restricted stock units issued under our 2002 and 2005 Incentive Compensation Plans.

(2)          Includes 722,365 shares currently authorized for issuance, in the aggregate, under our 2002 Employee Stock Purchase Plan, as amended, and under our 2002 International Stock Purchase Plan, as amended. As amended in 2005, these plans contain evergreen features which provide that each year on November 1 (through November 1, 2014), the number of authorized shares (for both plans, on an aggregate basis) increases by the lesser of 400,000 shares or 1% of our shares of common stock outstanding. Also includes 149,196 shares authorized for issuance under our Irish Savings Related Share Option Scheme and 150,000 shares authorized for issuance under our AMO (Ireland) Share Participation Scheme. All of such shares have been registered with the SEC. Does not include an aggregate of 124,152 shares of restricted stock issued under our 2002 and 2005 Incentive Compensation Plans.

(3)          The VISX, Incorporated 2001 Nonstatutory Stock Option Plan, under which stock options remain outstanding, had not been approved by the stockholders of VISX prior to our acquisition of VISX, Incorporated in May 2005.

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