EYE » Topics » Item 6. Exhibits

This excerpt taken from the EYE 10-Q filed Aug 8, 2007.

Item 6. Exhibits

 

10.1    2007 Form of Change in Control Agreement.
10.2    Schedule of Executive Officers Party to the 2007 Form of Change in Control Agreement filed as Exhibit 10.1.
10.3    Form of Director Restricted Stock Unit Agreement under the 2004 Stock Incentive Plan and the 2005 Incentive Compensation Plan.
10.4    Amended 2007 Performance Objectives under Advanced Medical Optics, Inc. 2002 Bonus Plan.
10.5    Consulting Agreement dated May 21, 2007 between Advanced Medical Optics, Inc. and Mr. Robert J. Palmisano (incorporated by reference to Exhibit 99.2 to the Current Report on Form 8-K filed on May 29, 2007).
10.6    Information Technology Services Agreement dated June 27, 2007 between Advanced Medical Optics, Inc. and International Business Machines Corporation (confidential portions have been omitted and filed separately with the Commission) (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on July 3, 2007).
31.1    Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1    Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

35


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: August 7, 2007

 

ADVANCED MEDICAL OPTICS, INC.
/s/ Richard A. Meier     

Richard A. Meier

Chief Operating Officer and Chief Financial Officer

(Principal Financial Officer)

/s/ Robert F. Gallagher     

Robert F. Gallagher

Senior Vice President, Chief Accounting Officer and Controller

(Principal Accounting Officer)

 

36


EXHIBIT INDEX

 

10.1    2007 Form of Change in Control Agreement.
10.2    Schedule of Executive Officers Party to the 2007 Form of Change in Control Agreement filed as Exhibit 10.1.
10.3    Form of Director Restricted Stock Unit Agreement under the 2004 Stock Incentive Plan and the 2005 Incentive Compensation Plan.
10.4    Amended 2007 Performance Objectives under Advanced Medical Optics, Inc. 2002 Bonus Plan.
10.5    Consulting Agreement dated May 21, 2007 between Advanced Medical Optics, Inc. and Mr. Robert J. Palmisano (incorporated by reference to Exhibit 99.2 to the Current Report on Form 8-K filed on May 29, 2007).
10.6    Information Technology Services Agreement dated June 27, 2007 between Advanced Medical Optics, Inc. and International Business Machines Corporation (confidential portions have been omitted and filed separately with the Commission) (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on July 3, 2007).
31.1    Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1    Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

37

This excerpt taken from the EYE 8-K filed Aug 1, 2007.

Exhibits.

 

Exhibit No.

 

Description

99.1

 

Letter to Bausch & Lomb Incorporated, dated August 1, 2007.

 


 

 

This excerpt taken from the EYE 8-K filed Jul 31, 2007.

Exhibits.

 

Exhibit No.  

Description

99.1   Letter to Bausch & Lomb Incorporated, dated July 30, 2007.


This excerpt taken from the EYE 8-K filed Jul 27, 2007.

Exhibits.

 

Exhibit No.

 

Description

99.1

 

Letter to Bausch & Lomb Incorporated, dated July 27, 2007.

 


 

 

This excerpt taken from the EYE 8-K filed Jul 11, 2007.

Exhibits.

 

Exhibit No.  

Description

99.1  

Letter to ValueAct Capital, dated July 11, 2007.

 

2


This excerpt taken from the EYE 8-K filed Jul 10, 2007.

Exhibits.

 

Exhibit No.  

Description

99.1   Press release issued by AMO dated July 5, 2007.

 

2


This excerpt taken from the EYE 8-K filed Jan 10, 2007.

Exhibits.

Exhibit No.

 

Description

 

 

 

2.1

 

Agreement and Plan of Merger, dated as of January 5, 2007, by and among Advanced Medical Optics, Inc., a Delaware corporation (“AMO”), Ironman Merger Corporation, a wholly owned subsidiary of AMO and a Delaware corporation, and IntraLase Corp., a Delaware corporation, (the schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K and will be provided to the Securities and Exchange Commission upon request).

 

 

 

10.1

 

Bank Facilities Commitment Letter, dated January 5, 2007, from UBS Loan Finance LLC, UBS Securities LLC, Bank of America, N.A, Banc of America Securities LLC and Goldman Sachs Credit Partners L. P. to Advanced Medical Optics, Inc.

 

 

 

99.1

 

Joint press release issued by AMO and IntraLase dated January 8, 2007.

 

4




This excerpt taken from the EYE 10-Q filed Nov 8, 2006.
Item 6. Exhibits

4.1

 

First Supplemental Indenture, dated as of August 15, 2006, between Advanced Medical Optics, Inc. and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.9 to Form S-3, Automatic Shelf Registration, filed by the Registrant on August 18, 2006).

 

 

 

31.1

 

Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

31.2

 

Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32.1

 

Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

35




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: November 7, 2006

 

ADVANCED MEDICAL OPTICS, INC.

 

 

 

/s/ RICHARD A. MEIER

 

Richard A. Meier

 

Executive Vice President, President, Eye Care Business
and Operations, and Chief Financial Officer
(Principal Financial Officer)

 

 

 

/s/ ROBERT F. GALLAGHER

 

Robert F. Gallagher

 

Senior Vice President, Chief Accounting Officer and
Controller
(Principal Accounting Officer)

 

36




 

EXHIBIT INDEX

4.1

 

First Supplemental Indenture, dated as of August 15, 2006, between Advanced Medical Optics, Inc. and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.9 to Form S-3, Automatic Shelf Registration, filed by the Registrant on August 18, 2006).

 

 

 

31.1

 

Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

31.2

 

Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32.1

 

Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

37



This excerpt taken from the EYE 10-Q filed May 10, 2006.
Item 6. Exhibits  

 

31.1

 

Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

31.2

 

Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32.1

 

Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

30



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 9, 2006

 

 

ADVANCED MEDICAL OPTICS, INC.

 

 

 

/s/ RICHARD A. MEIER

 

Richard A. Meier

 

Executive Vice President, Operations, President, Eye Care
Business, and Chief Financial Officer
(Principal Financial Officer)

 

 

 

/s/ ROBERT F. GALLAGHER

 

Robert F. Gallagher

 

(Principal Accounting Officer)

 

31



 

EXHIBIT INDEX

 

31.1

 

Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

31.2

 

Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32.1

 

Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

32


 

This excerpt taken from the EYE 10-Q filed Aug 1, 2005.

Item 6. Exhibits

 

  3.1    Amendment to the Amended and Restated Certificate of Incorporation of Advanced Medical Optics, Inc.
31.1    Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1    Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

34


Table of Contents

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: August 1, 2005

 

ADVANCED MEDICAL OPTICS, INC.
/s/ RICHARD A. MEIER
Richard A. Meier
(Principal Financial Officer)
/s/ ROBERT F. GALLAGHER
Robert F. Gallagher
(Principal Accounting Officer)

 

35


Table of Contents

EXHIBIT INDEX

 

  3.1    Amendment to the Amended and Restated Certificate of Incorporation of Advanced Medical Optics, Inc.
31.1    Certification of James V. Mazzo pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2    Certification of Richard A. Meier pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1    Certification of James V. Mazzo and Richard A. Meier pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

36

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