EYE » Topics » 401(K) Plan

These excerpts taken from the EYE 10-K filed Feb 24, 2009.

401(K) PLAN

The ADVANCED MEDICAL OPTICS, INC. 401(k) PLAN (the “Plan”) is hereby amended as follows:

 

I. Section 2.20 of the Plan is amended by renumbering subsection (k) as subsection (1) and by adding the following new subsection (k):

(i) An Eligible Employee who was employed by Suppleyes, Inc. on the day prior to the Closing Date (as such date is defined in the Asset Purchase Agreement by and between Advanced Medical Optics, Inc. and Suppleyes, Inc. dated May 14, 2008) shall receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of the participation, vesting, and in-service withdrawal provisions of the Plan but shall not receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of determining his or her Profit Sharing Percentage pursuant to Section 5.3(c).

 

II. This Sixth Amendment shall be effective January 1, 2009. Prior to that date, employees of Suppleyes, Inc. are not eligible to participate in the Plan.

IN WITNESS WHEREOF, Advanced Medical Optics, Inc. hereby executes this Sixth Amendment to the Advanced Medical Optics, Inc. 401(k) Plan on this 13th day of November, 2008.

 

ADVANCED MEDICAL OPTICS, INC.
BY:  

/s/ AIMEE WEISNER

  Aimee Weisner
  Executive Vice President, Administration, and Secretary

401(K) Plan

AMO employees in the U.S. and Puerto Rico are eligible to participate in the Advanced Medical Optics, Inc. 401(k) Plan (the “Plan”). Under the Plan, participants’ contributions, up to 8% of compensation, qualify for a 50% Company match. Participants are immediately vested in their contributions and are 100% vested in Company contributions after three years of service. The Company also provides a discretionary annual profit sharing contribution. Participants vest ratably over five years in the Company’s profit sharing contributions. The Company contributed $10.4 million, $11.1 million and $9.1 million in 2008, 2007 and 2006, respectively, to the Plan.

401(K) Plan

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">AMO employees in the U.S. and Puerto Rico are eligible to participate in the Advanced Medical Optics, Inc. 401(k) Plan (the “Plan”). Under the
Plan, participants’ contributions, up to 8% of compensation, qualify for a 50% Company match. Participants are immediately vested in their contributions and are 100% vested in Company contributions after three years of service. The Company also
provides a discretionary annual profit sharing contribution. Participants vest ratably over five years in the Company’s profit sharing contributions. The Company contributed $10.4 million, $11.1 million and $9.1 million in 2008, 2007 and 2006,
respectively, to the Plan.

401(K) Plan

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">AMO employees in the U.S. and Puerto Rico are eligible to participate in the Advanced Medical Optics, Inc. 401(k) Plan (the “Plan”). Under the
Plan, participants’ contributions, up to 8% of compensation, qualify for a 50% Company match. Participants are immediately vested in their contributions and are 100% vested in Company contributions after three years of service. The Company also
provides a discretionary annual profit sharing contribution. Participants vest ratably over five years in the Company’s profit sharing contributions. The Company contributed $10.4 million, $11.1 million and $9.1 million in 2008, 2007 and 2006,
respectively, to the Plan.

401(K) PLAN

STYLE="margin-top:12px;margin-bottom:0px; text-indent:4%">The ADVANCED MEDICAL OPTICS, INC. 401(k) PLAN (the “Plan”) is hereby amended as follows:

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





I.Section 2.20 of the Plan is amended by renumbering subsection (k) as subsection (1) and by adding the following new subsection (k):
STYLE="margin-top:6px;margin-bottom:0px; margin-left:8%; text-indent:4%">(i) An Eligible Employee who was employed by Suppleyes, Inc. on the day prior to the Closing Date (as such date is defined in the Asset
Purchase Agreement by and between Advanced Medical Optics, Inc. and Suppleyes, Inc. dated May 14, 2008
) shall receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of the participation, vesting, and
in-service withdrawal provisions of the Plan but shall not receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of determining his or her Profit Sharing Percentage pursuant to Section 5.3(c).

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





II.This Sixth Amendment shall be effective January 1, 2009. Prior to that date, employees of Suppleyes, Inc. are not eligible to participate in the Plan.

IN WITNESS WHEREOF, Advanced Medical Optics, Inc. hereby executes this Sixth Amendment to the
Advanced Medical Optics, Inc. 401(k) Plan on this 13
th day of November, 2008.

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 

























ADVANCED MEDICAL OPTICS, INC.
BY: 

/s/ AIMEE WEISNER

 Aimee Weisner
 Executive Vice President, Administration, and Secretary





EX-10.16(C)
3
dex1016c.htm
ADVANCED MEDICAL OPTICS, INC. 2005 EXECUTIVE DEFERRED COMP. PLAN


Advanced Medical Optics, Inc. 2005 Executive Deferred Comp. Plan



401(K) PLAN

STYLE="margin-top:12px;margin-bottom:0px; text-indent:4%">The ADVANCED MEDICAL OPTICS, INC. 401(k) PLAN (the “Plan”) is hereby amended as follows:

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





I.Section 2.20 of the Plan is amended by renumbering subsection (k) as subsection (1) and by adding the following new subsection (k):
STYLE="margin-top:6px;margin-bottom:0px; margin-left:8%; text-indent:4%">(i) An Eligible Employee who was employed by Suppleyes, Inc. on the day prior to the Closing Date (as such date is defined in the Asset
Purchase Agreement by and between Advanced Medical Optics, Inc. and Suppleyes, Inc. dated May 14, 2008
) shall receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of the participation, vesting, and
in-service withdrawal provisions of the Plan but shall not receive Credited Service for any period of employment with Suppleyes, Inc. for purposes of determining his or her Profit Sharing Percentage pursuant to Section 5.3(c).

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 





II.This Sixth Amendment shall be effective January 1, 2009. Prior to that date, employees of Suppleyes, Inc. are not eligible to participate in the Plan.

IN WITNESS WHEREOF, Advanced Medical Optics, Inc. hereby executes this Sixth Amendment to the
Advanced Medical Optics, Inc. 401(k) Plan on this 13
th day of November, 2008.

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 

























ADVANCED MEDICAL OPTICS, INC.
BY: 

/s/ AIMEE WEISNER

 Aimee Weisner
 Executive Vice President, Administration, and Secretary





EX-10.16(C)
3
dex1016c.htm
ADVANCED MEDICAL OPTICS, INC. 2005 EXECUTIVE DEFERRED COMP. PLAN


Advanced Medical Optics, Inc. 2005 Executive Deferred Comp. Plan



These excerpts taken from the EYE 10-K filed Mar 3, 2008.

401(K) Plan

AMO employees in the U.S. and Puerto Rico are eligible to participate in the Advanced Medical Optics, Inc. 401(k) Plan (the Plan). Under the Plan, participants’ contributions, up to 8% of compensation, qualify for a 50% Company match. Participants are immediately vested in their contributions and are 100% vested in Company contributions after three years of service. The Company also provides a discretionary annual profit sharing contribution. Participants vest ratably over five years in the Company’s profit sharing contributions. The Company contributed $11.1 million, $9.1 million and $6.7 million in 2007, 2006 and 2005, respectively, to the Plan.

401(K) Plan

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">AMO employees in the U.S. and Puerto Rico are eligible to participate in the Advanced Medical Optics, Inc. 401(k) Plan (the Plan). Under the Plan,
participants’ contributions, up to 8% of compensation, qualify for a 50% Company match. Participants are immediately vested in their contributions and are 100% vested in Company contributions after three years of service. The Company also
provides a discretionary annual profit sharing contribution. Participants vest ratably over five years in the Company’s profit sharing contributions. The Company contributed $11.1 million, $9.1 million and $6.7 million in 2007, 2006 and 2005,
respectively, to the Plan.

This excerpt taken from the EYE 10-Q filed May 9, 2007.

401(K) PLAN

The ADVANCED MEDICAL OPTICS, INC. 401(k) PLAN (the “Plan”) is hereby amended as follows:

 

I. Section 2.20 of the Plan is amended by renumbering subsection (i) as subsection (j) and by adding the following new subsection (i):

(i) An Eligible Employee who was employed by WaveFront Sciences, Inc. on January 3, 2007 and who is classified or identified as such in the payroll records of the Company or in the Stock Purchase Agreement by and among Advanced Medical Optics, Inc., WaveFront Sciences, Inc. and the Stockholders of WaveFront Sciences, Inc. shall receive Credited Service for any period of employment with WaveFront Sciences, Inc. for purposes of the participation, vesting, and in-service withdrawal provisions of the Plan but shall not receive Credited Service for any period of employment with WaveFront Sciences, Inc. for purposes of determining his or her Profit Sharing Percentage pursuant to Section 5.3(c).

 

II. Subject to the closing of the acquisition of IntraLase Corp by the Sponsor, Section 2.20 of the Plan is amended by renumbering subsection (j) as subsection (k) and by adding the following new subsection (j):

(j) An Eligible Employee who was employed by IntraLase Corp. on the day prior to the Closing Date (as such date is defined in Agreement and Plan of Merger by and among Advanced Medical Optics, Inc., Ironman Merger Corporation and IntraLase Corp. (the “Merger Agreement”)) and who is classified or identified as such in the payroll records of the Company or in the Merger Agreement shall receive Credited Service for any “Periods of Service” credited to such Eligible Employee under the IntraLase Corp. 401(k) Plan (the “IntraLase Plan”) as of the day prior to the Closing Date for purposes of participation, vesting, and in-service withdrawal provisions of the Plan but shall not receive Credited Service for any Periods of Service credited under the IntraLase Plan for purposes of determining his or her Profit Sharing Percentage pursuant to Section 5.3(c).

 

III. Section 4.2(b) of Appendix A, Special Provisions for Puerto Rico-Based Payroll Employees is amended as follows:

(b) Notwithstanding the provisions of Plan Section 4.2(e), a Puerto Rico-based Participant who has attained age 50 before the close of the Plan Year may elect to contribute a percentage of his or her Compensation to the Plan as


“catch-up” Before Tax Deposits in accordance with, and subject to the limitations of, the PR-Code. Such catch-up Before Tax Deposits shall not be taken into account under paragraph (a) above, Section 4.3 of this Appendix to the extent permitted under the PR-Code, Plan Section 4.3, Plan Section 13.1 or any other provision of the Plan implementing the contribution limitations of Code Sections 402(g) and 415. The provisions of this paragraph (b) shall be effective as of March 1, 2007 and implemented as of such date or as soon as administratively feasible thereafter.

IN WITNESS WHEREOF, Advanced Medical Optics, Inc. hereby executes this Fifth Amendment to the Advanced Medical Optics, Inc. 401(k) Plan on this 1st day of March, 2007.

 

ADVANCED MEDICAL OPTICS, INC.

BY:

 

/s/ AIMEE WEISNER

  Aimee Weisner
  Executive Vice President, Administration, General Counsel, and Secretary

 

2

This excerpt taken from the EYE 10-K filed Mar 1, 2007.

401(K) PLAN

The Section 5.3(d) of the Advanced Medical Optics, Inc. 401(k) Plan (the “Plan”) is hereby amended as follows:

I.                                         Section 5.3(d) of the Plan is amended as follows:

(d)       For the 2005 and 2006 Plan Year, the Company shall contribute and allocate, for each Participant
                   set forth in Appendix C — Special Provisions for Transferred Pharmacia Employees, which is hereby attached and
                   made a part of the Plan, a Profit Sharing Contribution in addition to the Profit-Sharing Contribution described in
                   subsection (c) above which, when added to Forfeitures available after the application of Section 6.3, is equal to the
                   allocation amount set forth for each such Participant in the attached Appendix C.

IN WITNESS WHEREOF, Advanced Medical Optics, Inc. hereby executes this Fourth Amendment to the Advanced Medical Optics, Inc. 401(k) Plan on this 14th day of December, 2006.

ADVANCED MEDICAL OPTICS, INC.

BY:

/s/ AIMEE WEISNER

 

 

 

Aimee Weisner

 

 

Corporate Vice President, General Counsel, and Secretary

 

 

 



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