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EYE » Topics » (2009 RESTATEMENT)

These excerpts taken from the EYE 10-K filed Feb 24, 2009.

(2009 RESTATEMENT)

TABLE OF CONTENTS

 

          Page
2.31    Termination Benefit    4
2.32    Termination of Employment    4
ARTICLE III - ENROLLMENT AND PARTICIPATION    5
3.1    Open Enrollment    5
3.2    First Year of Eligibility    5
3.3    Automatic Enrollment for Restoration or Discretionary Credits    5
ARTICLE IV - DEFERRAL ELECTIONS    6
4.1    Deferral Election    6
4.2    Maximum Deferral Amount    6
4.3    Minimum Deferral Amount    6
4.4    Termination of Deferral Election    6
4.5    Time and Form of Payment    7
ARTICLE V - DEFERRAL ACCOUNTS    8
5.1    Deferral Accounts    8
5.2    Investment Earnings on Deferral Accounts    9
5.3    Participant Investment Elections    9
5.4    Fund Media    9
5.5    Statement of Accounts    9
ARTICLE VI - RETIREMENT BENEFIT DISTRIBUTIONS    10
6.1    Entitlement to Retirement Benefits    10
6.2    Time of Commencement    10
6.3    Form of Retirement Benefits    10
6.4    Change in Time or Form of Payment    11
ARTICLE VII - TERMINATION BENEFIT DISTRIBUTIONS    12
7.1    Entitlement to Termination Benefits    12
7.2    Time of Commencement    12
7.3    Form of Termination Benefits    12
7.4    Change in Time or Form of Payment    13

 

ii

(2009 RESTATEMENT)

TABLE OF CONTENTS

 

          Page
ARTICLE VIII – DEATH BENEFIT DISTRIBUTIONS    14
8.1    Entitlement to Death Benefits    14
8.2    Time of Commencement    14
8.3    Form of Death Benefits    14
8.4    Change in Time or Form of Payment    15
8.5    Investments After Death    15
ARTICLE IX - SCHEDULED IN-SERVICE WITHDRAWALS    17
9.1    Entitlement to Scheduled In-Service Withdrawal    17
9.2    Time of Commencement    17
9.3    Form of Scheduled In-Service Withdrawal    17
9.4    Change in Time or Form of Payment    17
ARTICLE X - FINANCIAL HARDSHIP WITHDRAWALS    18
10.1    Entitlement to Financial Hardship Withdrawal    18
10.2    Termination of Deferral Election    18
10.3    Financial Hardship Defined    18
10.4    Amount of Financial Hardship Withdrawal    18
10.5    Source of Financial Hardship Withdrawal    19
ARTICLE XI - ADDITIONAL BENEFIT PAYMENT RULES    20
11.1    Constructive Receipt    20
11.2    Postponement of Payment    20
11.3    Installment Payments    20
11.4    Transition Election Rule    20
ARTICLE XII - ADMINISTRATION OF THE PLAN    21
12.1    Administration by Committee    21
12.2    Committee Authority; Rules and Regulations    21
12.3    Appointment of Agents    21
12.4    Application for Benefits    21
12.5    Action on Application    21
12.6    Appeal Procedures    22

 

iii

(2009 RESTATEMENT)

TABLE OF CONTENTS

 

          Page
ARTICLE XIII - CHANGE IN CONTROL    24
13.1    Effect of a Change in Control    24
13.2    Change in Control Defined    24
ARTICLE XIV - TRUST AND INSURANCE CONTRACTS    26
14.1    Trust Information    26
14.2    Funding of Trust    26
14.3    Investment in Insurance Contracts    26
14.4    Investment in Fund Media    26
ARTICLE XV - MISCELLANEOUS PROVISIONS    27
15.1    Designation of Beneficiary    27
15.2    Payments During Incapacity    27
15.3    Domestic Relations Orders    27
15.4    Prohibition Against Assignment    27
15.5    Binding Effect    28
15.6    No Transfer of Interest    28
15.7    Amendment or Termination of the Plan    28
15.8    No Right to Employment    28
15.9    Notices    28
15.10    Governing Law    29
15.11    Titles and Headings; Gender of Terms    29
15.12    Severability    29
15.13    Tax Effect of Plan    29
APPENDIX A – Fund Media    A-1

 

iv

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 





















































































































































































































































      Page
ARTICLE I - INTRODUCTION  1
1.1  Plan Purpose  1
1.2  Effective Date of Plan  1
1.3  Applicability of Code Section 409A  1
1.4  Applicability of ERISA  1
1.5  Predecessor Plan  1
ARTICLE II – DEFINITIONS  2
2.1  AMO 401(k) Plan  2
2.2  Annual Deferral  2
2.3  Base Salary  2
2.4  Beneficiary  2
2.5  Board; Board of Directors  2
2.6  Bonuses  2
2.7  Code  2
2.8  Committee  2
2.9  Company  2
2.10  Credited Service  2
2.11  Death Benefit  2
2.12  Deferral Accounts  3
2.13  Deferral Election  3
2.14  Disability  3
2.15  Effective Date  3
2.16  Eligible Employee  3
2.17  ERISA  3
2.18  Enrollment Forms  3
2.19  Financial Hardship Withdrawal  3
2.20  Fund Rate  4
2.21  Open Enrollment Period  4
2.22  Participant  4
2.23  Plan  4
2.24  Plan Entry Date  4
2.25  Plan Year  4
2.26  Predecessor Plan  4
2.28  Retirement Benefit  4
2.28  Retirement Date  4
2.29  Scheduled In-Service Withdrawal  4
2.30  Specified Employee  4






ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 





















































































































































































































































      Page
ARTICLE I - INTRODUCTION  1
1.1  Plan Purpose  1
1.2  Effective Date of Plan  1
1.3  Applicability of Code Section 409A  1
1.4  Applicability of ERISA  1
1.5  Predecessor Plan  1
ARTICLE II – DEFINITIONS  2
2.1  AMO 401(k) Plan  2
2.2  Annual Deferral  2
2.3  Base Salary  2
2.4  Beneficiary  2
2.5  Board; Board of Directors  2
2.6  Bonuses  2
2.7  Code  2
2.8  Committee  2
2.9  Company  2
2.10  Credited Service  2
2.11  Death Benefit  2
2.12  Deferral Accounts  3
2.13  Deferral Election  3
2.14  Disability  3
2.15  Effective Date  3
2.16  Eligible Employee  3
2.17  ERISA  3
2.18  Enrollment Forms  3
2.19  Financial Hardship Withdrawal  3
2.20  Fund Rate  4
2.21  Open Enrollment Period  4
2.22  Participant  4
2.23  Plan  4
2.24  Plan Entry Date  4
2.25  Plan Year  4
2.26  Predecessor Plan  4
2.28  Retirement Benefit  4
2.28  Retirement Date  4
2.29  Scheduled In-Service Withdrawal  4
2.30  Specified Employee  4






ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 


















































































































































































































      Page
2.31  Termination Benefit  4
2.32  Termination of Employment  4
ARTICLE III - ENROLLMENT AND PARTICIPATION  5
3.1  Open Enrollment  5
3.2  First Year of Eligibility  5
3.3  Automatic Enrollment for Restoration or Discretionary Credits  5
ARTICLE IV - DEFERRAL ELECTIONS  6
4.1  Deferral Election  6
4.2  Maximum Deferral Amount  6
4.3  Minimum Deferral Amount  6
4.4  Termination of Deferral Election  6
4.5  Time and Form of Payment  7
ARTICLE V - DEFERRAL ACCOUNTS  8
5.1  Deferral Accounts  8
5.2  Investment Earnings on Deferral Accounts  9
5.3  Participant Investment Elections  9
5.4  Fund Media  9
5.5  Statement of Accounts  9
ARTICLE VI - RETIREMENT BENEFIT DISTRIBUTIONS  10
6.1  Entitlement to Retirement Benefits  10
6.2  Time of Commencement  10
6.3  Form of Retirement Benefits  10
6.4  Change in Time or Form of Payment  11
ARTICLE VII - TERMINATION BENEFIT DISTRIBUTIONS  12
7.1  Entitlement to Termination Benefits  12
7.2  Time of Commencement  12
7.3  Form of Termination Benefits  12
7.4  Change in Time or Form of Payment  13

 


ii








ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 


















































































































































































































      Page
2.31  Termination Benefit  4
2.32  Termination of Employment  4
ARTICLE III - ENROLLMENT AND PARTICIPATION  5
3.1  Open Enrollment  5
3.2  First Year of Eligibility  5
3.3  Automatic Enrollment for Restoration or Discretionary Credits  5
ARTICLE IV - DEFERRAL ELECTIONS  6
4.1  Deferral Election  6
4.2  Maximum Deferral Amount  6
4.3  Minimum Deferral Amount  6
4.4  Termination of Deferral Election  6
4.5  Time and Form of Payment  7
ARTICLE V - DEFERRAL ACCOUNTS  8
5.1  Deferral Accounts  8
5.2  Investment Earnings on Deferral Accounts  9
5.3  Participant Investment Elections  9
5.4  Fund Media  9
5.5  Statement of Accounts  9
ARTICLE VI - RETIREMENT BENEFIT DISTRIBUTIONS  10
6.1  Entitlement to Retirement Benefits  10
6.2  Time of Commencement  10
6.3  Form of Retirement Benefits  10
6.4  Change in Time or Form of Payment  11
ARTICLE VII - TERMINATION BENEFIT DISTRIBUTIONS  12
7.1  Entitlement to Termination Benefits  12
7.2  Time of Commencement  12
7.3  Form of Termination Benefits  12
7.4  Change in Time or Form of Payment  13

 


ii








ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 





















































































































































































































      Page
ARTICLE VIII – DEATH BENEFIT DISTRIBUTIONS  14
8.1  Entitlement to Death Benefits  14
8.2  Time of Commencement  14
8.3  Form of Death Benefits  14
8.4  Change in Time or Form of Payment  15
8.5  Investments After Death  15
ARTICLE IX - SCHEDULED IN-SERVICE WITHDRAWALS  17
9.1  Entitlement to Scheduled In-Service Withdrawal  17
9.2  Time of Commencement  17
9.3  Form of Scheduled In-Service Withdrawal  17
9.4  Change in Time or Form of Payment  17
ARTICLE X - FINANCIAL HARDSHIP WITHDRAWALS  18
10.1  Entitlement to Financial Hardship Withdrawal  18
10.2  Termination of Deferral Election  18
10.3  Financial Hardship Defined  18
10.4  Amount of Financial Hardship Withdrawal  18
10.5  Source of Financial Hardship Withdrawal  19
ARTICLE XI - ADDITIONAL BENEFIT PAYMENT RULES  20
11.1  Constructive Receipt  20
11.2  Postponement of Payment  20
11.3  Installment Payments  20
11.4  Transition Election Rule  20
ARTICLE XII - ADMINISTRATION OF THE PLAN  21
12.1  Administration by Committee  21
12.2  Committee Authority; Rules and Regulations  21
12.3  Appointment of Agents  21
12.4  Application for Benefits  21
12.5  Action on Application  21
12.6  Appeal Procedures  22

 


iii








ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 





















































































































































































































      Page
ARTICLE VIII – DEATH BENEFIT DISTRIBUTIONS  14
8.1  Entitlement to Death Benefits  14
8.2  Time of Commencement  14
8.3  Form of Death Benefits  14
8.4  Change in Time or Form of Payment  15
8.5  Investments After Death  15
ARTICLE IX - SCHEDULED IN-SERVICE WITHDRAWALS  17
9.1  Entitlement to Scheduled In-Service Withdrawal  17
9.2  Time of Commencement  17
9.3  Form of Scheduled In-Service Withdrawal  17
9.4  Change in Time or Form of Payment  17
ARTICLE X - FINANCIAL HARDSHIP WITHDRAWALS  18
10.1  Entitlement to Financial Hardship Withdrawal  18
10.2  Termination of Deferral Election  18
10.3  Financial Hardship Defined  18
10.4  Amount of Financial Hardship Withdrawal  18
10.5  Source of Financial Hardship Withdrawal  19
ARTICLE XI - ADDITIONAL BENEFIT PAYMENT RULES  20
11.1  Constructive Receipt  20
11.2  Postponement of Payment  20
11.3  Installment Payments  20
11.4  Transition Election Rule  20
ARTICLE XII - ADMINISTRATION OF THE PLAN  21
12.1  Administration by Committee  21
12.2  Committee Authority; Rules and Regulations  21
12.3  Appointment of Agents  21
12.4  Application for Benefits  21
12.5  Action on Application  21
12.6  Appeal Procedures  22

 


iii








ADVANCED MEDICAL OPTICS, INC.

ALIGN="center">2005 EXECUTIVE DEFERRED COMPENSATION

(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 








































































































































































      Page
ARTICLE XIII - CHANGE IN CONTROL  24
13.1  Effect of a Change in Control  24
13.2  Change in Control Defined  24
ARTICLE XIV - TRUST AND INSURANCE CONTRACTS  26
14.1  Trust Information  26
14.2  Funding of Trust  26
14.3  Investment in Insurance Contracts  26
14.4  Investment in Fund Media  26
ARTICLE XV - MISCELLANEOUS PROVISIONS  27
15.1  Designation of Beneficiary  27
15.2  Payments During Incapacity  27
15.3  Domestic Relations Orders  27
15.4  Prohibition Against Assignment  27
15.5  Binding Effect  28
15.6  No Transfer of Interest  28
15.7  Amendment or Termination of the Plan  28
15.8  No Right to Employment  28
15.9  Notices  28
15.10  Governing Law  29
15.11  Titles and Headings; Gender of Terms  29
15.12  Severability  29
15.13  Tax Effect of Plan  29
APPENDIX A – Fund Media  A-1

 


iv







(2009 RESTATEMENT)

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">TABLE OF CONTENTS

 








































































































































































      Page
ARTICLE XIII - CHANGE IN CONTROL  24
13.1  Effect of a Change in Control  24
13.2  Change in Control Defined  24
ARTICLE XIV - TRUST AND INSURANCE CONTRACTS  26
14.1  Trust Information  26
14.2  Funding of Trust  26
14.3  Investment in Insurance Contracts  26
14.4  Investment in Fund Media  26
ARTICLE XV - MISCELLANEOUS PROVISIONS  27
15.1  Designation of Beneficiary  27
15.2  Payments During Incapacity  27
15.3  Domestic Relations Orders  27
15.4  Prohibition Against Assignment  27
15.5  Binding Effect  28
15.6  No Transfer of Interest  28
15.7  Amendment or Termination of the Plan  28
15.8  No Right to Employment  28
15.9  Notices  28
15.10  Governing Law  29
15.11  Titles and Headings; Gender of Terms  29
15.12  Severability  29
15.13  Tax Effect of Plan  29
APPENDIX A – Fund Media  A-1

 


iv







EXCERPTS ON THIS PAGE:

10-K (11 sections)
Feb 24, 2009

RELATED TOPICS for EYE:

"(2009 RESTATEMENT)" elsewhere:

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Zila (ZILA)
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