EYE » Topics » TABLE OF CONTENTS

These excerpts taken from the EYE 8-K filed Feb 27, 2009.

TABLE OF CONTENTS

 

SUMMARY TERM SHEET

   1

IMPORTANT INFORMATION CONCERNING THE OFFER

   5

1. Information Concerning the Company

   5

2. Information Concerning the Notes

   5

2.1. The Company’s Obligation to Repurchase the Notes

   5

2.2. Repurchase Price

   6

2.3. Conversion Rights of the Notes

   6

2.4. Market for the Notes

   7

2.5. Ranking

   8

3. Procedures to Be Followed by Holders Electing to Tender Notes for Repurchase

   8

3.1. Method and Timing of Delivery

   8

3.2. Delivery of Notes

   8

3.3. Agreement to be Bound by the Terms of the Offer

   9

4. Right of Withdrawal

   10

5. Payment for Tendered Notes

   11

6. Notes Acquired

   11

7. Interests of Directors, Executive Officers and Affiliates of the Company in the Notes

   11

8. Purchases of Notes by the Company and Its Affiliates

   11

9. Source and Amount of Funds

   11

10. Conditions of the Offer

   11

11. Material United States Tax Considerations

   11

12. Additional Information

   14

13. No Solicitations

   15

14. Definitions

   15

15. Conflicts

   15

EXHIBIT A – FORM OF REPURCHASE NOTICE

   A-1

No person has been authorized to give any information or to make any representations other than those contained in this Offer to Repurchase and, if given or made, such information or representations must not be relied upon as having been authorized. This Offer to Repurchase does not constitute an offer to buy or the solicitation of an offer to sell securities in any circumstances or jurisdiction in which such offer or solicitation is unlawful. The delivery of this Offer to Repurchase shall not, under any circumstances, create any implication that the information contained in this Offer to Repurchase is current as of any time subsequent to the date of this Offer to Repurchase, or the date of any documents incorporated by reference, as applicable. None of the Company, Abbott, any of their respective affiliates, officers, directors, employees or agents or the Paying Agent makes any representation or recommendation as to whether Holders should tender or refrain from tendering Notes for repurchase pursuant to the Offer. Each Holder should consult its legal, financial and tax advisors and make its own decision as to whether to tender Notes for repurchase and, if so, the principal amount of Notes to tender.

 

iv


TABLE OF CONTENTS

 

SUMMARY TERM SHEET

   1

IMPORTANT INFORMATION CONCERNING THE OFFER

   5

1. Information Concerning the Company

   5

2. Information Concerning the Notes

   5

2.1. The Company’s Obligation to Repurchase the Notes

   5

2.2. Repurchase Price

   6

2.3. Conversion Rights of the Notes

   6

2.4. Market for the Notes

   7

2.5. Ranking

   8

3. Procedures to Be Followed by Holders Electing to Tender Notes for Repurchase

   8

3.1. Method and Timing of Delivery

   8

3.2. Delivery of Notes

   9

3.3. Agreement to be Bound by the Terms of the Offer

   9

4. Right of Withdrawal

   10

5. Payment for Tendered Notes

   11

6. Notes Acquired

   11

7. Interests of Directors, Executive Officers and Affiliates of the Company in the Notes

   11

8. Purchases of Notes by the Company and Its Affiliates

   11

9. Source and Amount of Funds

   11

10. Conditions of the Offer

   12

11. Material United States Tax Considerations

   12

12. Additional Information

   14

13. No Solicitations

   15

14. Definitions

   15

15. Conflicts

   15

EXHIBIT A – FORM OF REPURCHASE NOTICE

   A-1

No person has been authorized to give any information or to make any representations other than those contained in this Offer to Repurchase and, if given or made, such information or representations must not be relied upon as having been authorized. This Offer to Repurchase does not constitute an offer to buy or the solicitation of an offer to sell securities in any circumstances or jurisdiction in which such offer or solicitation is unlawful. The delivery of this Offer to Repurchase shall not, under any circumstances, create any implication that the information contained in this Offer to Repurchase is current as of any time subsequent to the date of this Offer to Repurchase, or the date of any documents incorporated by reference, as applicable. None of the Company, Abbott, any of their respective affiliates, officers, directors, employees or agents or the Paying Agent makes any representation or recommendation as to whether Holders should tender or refrain from tendering Notes for repurchase pursuant to the Offer. Each Holder should consult its legal, financial and tax advisors and make its own decision as to whether to tender Notes for repurchase and, if so, the principal amount of Notes to tender.

 

iv


TABLE OF CONTENTS

 

SUMMARY TERM SHEET

   1

IMPORTANT INFORMATION CONCERNING THE OFFER

   5

1. Information Concerning the Company

   5

2. Information Concerning the Notes

   5

2.1. The Company’s Obligation to Repurchase the Notes

   5

2.2. Repurchase Price

   6

2.3. Conversion Rights of the Notes

   6

2.4. Market for the Notes

   7

2.5. Ranking

   8

3. Procedures to Be Followed by Holders Electing to Tender Notes for Repurchase

   8

3.1. Method and Timing of Delivery

   8

3.2. Delivery of Notes

   8

3.3. Agreement to be Bound by the Terms of the Offer

   9

4. Right of Withdrawal

   10

5. Payment for Tendered Notes

   10

6. Notes Acquired

   11

7. Interests of Directors, Executive Officers and Affiliates of the Company in the Notes

   11

8. Purchases of Notes by the Company and Its Affiliates

   11

9. Source and Amount of Funds

   11

10. Conditions of the Offer

   11

11. Material United States Tax Considerations

   11

12. Additional Information

   14

13. No Solicitations

   15

14. Definitions

   15

15. Conflicts

   15

EXHIBIT A – FORM OF REPURCHASE NOTICE

   A-1

No person has been authorized to give any information or to make any representations other than those contained in this Offer to Repurchase and, if given or made, such information or representations must not be relied upon as having been authorized. This Offer to Repurchase does not constitute an offer to buy or the solicitation of an offer to sell securities in any circumstances or jurisdiction in which such offer or solicitation is unlawful. The delivery of this Offer to Repurchase shall not, under any circumstances, create any implication that the information contained in this Offer to Repurchase is current as of any time subsequent to the date of this Offer to Repurchase, or the date of any documents incorporated by reference, as applicable. None of the Company, Abbott, any of their respective affiliates, officers, directors, employees or agents or the Paying Agent makes any representation or recommendation as to whether Holders should tender or refrain from tendering Notes for repurchase pursuant to the Offer. Each Holder should consult its legal, financial and tax advisors and make its own decision as to whether to tender Notes for repurchase and, if so, the principal amount of Notes to tender.

 

iv


These excerpts taken from the EYE 10-K filed Feb 24, 2009.

TABLE OF CONTENTS

 

          Page
ARTICLE I - INTRODUCTION    1
1.1    Plan Purpose    1
1.2    Effective Date of Plan    1
1.3    Applicability of Code Section 409A    1
1.4    Applicability of ERISA    1
1.5    Predecessor Plan    1
ARTICLE II – DEFINITIONS    2
2.1    AMO 401(k) Plan    2
2.2    Annual Deferral    2
2.3    Base Salary    2
2.4    Beneficiary    2
2.5    Board; Board of Directors    2
2.6    Bonuses    2
2.7    Code    2
2.8    Committee    2
2.9    Company    2
2.10    Credited Service    2
2.11    Death Benefit    2
2.12    Deferral Accounts    3
2.13    Deferral Election    3
2.14    Disability    3
2.15    Effective Date    3
2.16    Eligible Employee    3
2.17    ERISA    3
2.18    Enrollment Forms    3
2.19    Financial Hardship Withdrawal    3
2.20    Fund Rate    4
2.21    Open Enrollment Period    4
2.22    Participant    4
2.23    Plan    4
2.24    Plan Entry Date    4
2.25    Plan Year    4
2.26    Predecessor Plan    4
2.28    Retirement Benefit    4
2.28    Retirement Date    4
2.29    Scheduled In-Service Withdrawal    4
2.30    Specified Employee    4


TABLE OF CONTENTS

 

          Page
PART I      

Item 1.

   Business    3

Item 1A.

   Risk Factors    16

Item 1B.

   Unresolved Staff Comments    30

Item 2.

   Properties    30

Item 3.

   Legal Proceedings    30

Item 4.

   Submission of Matters to a Vote of Security Holders    31
PART II      

Item 5.

   Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    31

Item 6.

   Selected Financial Data    33

Item 7.

   Management’s Discussion and Analysis of Financial Condition and Results of Operations    34

Item 7A.

   Quantitative and Qualitative Disclosures About Market Risk    54

Item 8.

   Financial Statements and Supplementary Data    57

Item 9.

   Changes in and Disagreements with Accountants on Accounting and Financial Disclosure    110

Item 9A.

   Controls and Procedures    110

Item 9B.

   Other Information    110
PART III   

Item 10.

   Directors, Executive Officers and Corporate Governance    111

Item 11.

   Executive Compensation    119

Item 12.

   Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    146

Item 13.

   Certain Relationships and Related Transactions, and Director Independence    150

Item 14.

   Principal Accounting Fees and Services    151
PART IV   

Item 15.

   Exhibits, Financial Statement Schedules    153

SIGNATURES

   154

INDEX OF EXHIBITS

   156

SCHEDULE II

   162

EXHIBITS

   (Attached to this Report on Form 10-K)   

 

2


Table of Contents

TABLE OF CONTENTS

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 











































































































































































































      Page
PART I     

Item 1.

  Business  3

Item 1A.

  Risk Factors  16

Item 1B.

  Unresolved Staff Comments  30

Item 2.

  Properties  30

Item 3.

  Legal Proceedings  30

Item 4.

  Submission of Matters to a Vote of Security Holders  31
PART II     

Item 5.

  Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities  31

Item 6.

  Selected Financial Data  33

Item 7.

  Management’s Discussion and Analysis of Financial Condition and Results of Operations  34

Item 7A.

  Quantitative and Qualitative Disclosures About Market Risk  54

Item 8.

  Financial Statements and Supplementary Data  57

Item 9.

  Changes in and Disagreements with Accountants on Accounting and Financial Disclosure  110

Item 9A.

  Controls and Procedures  110

Item 9B.

  Other Information  110
PART III   

Item 10.

  Directors, Executive Officers and Corporate Governance  111

Item 11.

  Executive Compensation  119

Item 12.

  Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  146

Item 13.

  Certain Relationships and Related Transactions, and Director Independence  150

Item 14.

  Principal Accounting Fees and Services  151
PART IV   

Item 15.

  Exhibits, Financial Statement Schedules   153

SIGNATURES

  154

INDEX OF EXHIBITS

  156

SCHEDULE II

  162

EXHIBITS

  (Attached to this Report on Form 10-K)  

 


2







Table of Contents


TABLE OF CONTENTS

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 











































































































































































































      Page
PART I     

Item 1.

  Business  3

Item 1A.

  Risk Factors  16

Item 1B.

  Unresolved Staff Comments  30

Item 2.

  Properties  30

Item 3.

  Legal Proceedings  30

Item 4.

  Submission of Matters to a Vote of Security Holders  31
PART II     

Item 5.

  Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities  31

Item 6.

  Selected Financial Data  33

Item 7.

  Management’s Discussion and Analysis of Financial Condition and Results of Operations  34

Item 7A.

  Quantitative and Qualitative Disclosures About Market Risk  54

Item 8.

  Financial Statements and Supplementary Data  57

Item 9.

  Changes in and Disagreements with Accountants on Accounting and Financial Disclosure  110

Item 9A.

  Controls and Procedures  110

Item 9B.

  Other Information  110
PART III   

Item 10.

  Directors, Executive Officers and Corporate Governance  111

Item 11.

  Executive Compensation  119

Item 12.

  Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters  146

Item 13.

  Certain Relationships and Related Transactions, and Director Independence  150

Item 14.

  Principal Accounting Fees and Services  151
PART IV   

Item 15.

  Exhibits, Financial Statement Schedules   153

SIGNATURES

  154

INDEX OF EXHIBITS

  156

SCHEDULE II

  162

EXHIBITS

  (Attached to this Report on Form 10-K)  

 


2







Table of Contents


These excerpts taken from the EYE 10-K filed Mar 3, 2008.

TABLE OF CONTENTS

 

     Page

PART I

    

Item 1.

  Business    3

Item 1A.

  Risk Factors    16

Item 1B.

  Unresolved Staff Comments    28

Item 2.

  Properties    28

Item 3.

  Legal Proceedings    28

Item 4.

  Submission of Matters to a Vote of Security Holders    29
PART II     

Item 5.

  Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities    29

Item 6.

  Selected Financial Data    31

Item 7.

  Management’s Discussion and Analysis of Financial Condition and Results of Operations    32

Item 7A.

  Quantitative and Qualitative Disclosures About Market Risk    46

Item 8.

  Financial Statements and Supplementary Data    49

Item 9.

  Changes in and Disagreements with Accountants on Accounting and Financial Disclosure    96

Item 9A.

  Controls and Procedures    96

Item 9B.

  Other Information    96
PART III     

Item 10.

  Directors, Executive Officers and Corporate Governance    97

Item 11.

  Executive Compensation    97

Item 12.

  Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters    97

Item 13.

  Certain Relationships and Related Transactions, and Director Independence    97

Item 14.

  Principal Accounting Fees and Services    97
PART IV     

Item 15.

  Exhibits, Financial Statement Schedules    98

SIGNATURES

   99

INDEX OF EXHIBITS

   100

SCHEDULE II

   106

EXHIBITS

  (Attached to this Report on Form 10-K)   

 

2


Table of Contents
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