AMG » Topics » Financial Statements and Exhibits.

This excerpt taken from the AMG 8-K filed Feb 1, 2010.

ITEM 9.01             Financial Statements and Exhibits.

 

(c)             Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on February 1, 2010.

99.2

 

Certain Earnings Press Release Financial Statement Tables.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

Date: February 1, 2010

By:

/S/ JOHN KINGSTON, III

 

 

Name: John Kingston, III

 

 

Title: Executive Vice President General Counsel and Secretary

 



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on February 1, 2010.

99.2

 

Certain Earnings Press Release Financial Statement Tables.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 


This excerpt taken from the AMG 8-K filed Oct 28, 2009.

ITEM 9.01             Financial Statements and Exhibits.

 

(c)           Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on October 28, 2009.

99.2

 

Certain Earnings Press Release Financial Statement Tables.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

 

Date: October 28, 2009

By:

/S/ JOHN KINGSTON, III

 

 

Name:

John Kingston, III

 

 

Title:

Executive Vice President, General Counsel and Secretary

 



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on October 28, 2009.

99.2

 

Certain Earnings Press Release Financial Statement Tables.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 


This excerpt taken from the AMG 8-K filed Oct 22, 2009.
Financial Statements and Exhibits.

 

(c)                        Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Press Release issued by the Company on October 21, 2009 announcing the election of Mr. Samuel T. Byrne to the Board of Directors of the Company.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

2



 

This excerpt taken from the AMG 8-K filed Jul 29, 2009.
Financial Statements and Exhibits.

 

(c)                                  Exhibits.

 

 

Exhibit No.

 

Description

 

 

 

 

 

99.1*

 

Earnings Press Release issued by the Company on July 29, 2009.

 

99.2

 

Certain Earnings Press Release Financial Statement Tables.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

2



 

This excerpt taken from the AMG 8-K filed Oct 3, 2008.
Financial Statements and Exhibits.

 

(c)                                                          Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Press Release issued by the Company on October 2, 2008.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

2



 

This excerpt taken from the AMG 8-K filed Aug 12, 2008.

Item 9.01.  Financial Statements and Exhibits.

 

(d)  Exhibits.

 

No.

 

Description

4.1

 

Indenture related to the 3.95% Convertible Senior Notes due 2038, dated as of August 6, 2008, between Affiliated Managers Group, Inc. and The Bank of New York Mellon Trust Company, N.A.

 

 

 

99.1

 

Press Release issued by Company dated August 12, 2008.

 

3



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

 

 

Date: August 12, 2008

By:

/s/ John Kingston, III

 

 

Name:

 John Kingston, III

 

 

Title:

Executive Vice President,

 

 

 

 General Counsel and Secretary

 

4



 

EXHIBIT INDEX

 

Exhibit

 

 

No.

 

Description

4.1

 

Indenture related to the 3.95% Convertible Senior Notes due 2038, dated as of August 6, 2008, between Affiliated Managers Group, Inc. and The Bank of New York Mellon Trust Company, N.A.

 

 

 

99.1

 

Press Release issued by Company dated August 12, 2008.

 

5


This excerpt taken from the AMG 8-K filed Aug 1, 2008.

ITEM 9.01        Financial Statements and Exhibits

 

(d)                                 Exhibits.

 

Exhibit
No.

 

Description

 

 

 

99.1

 

Press Release of Affiliated Managers Group, Inc. dated July 30, 2008

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP,
INC.

 

 

Date: August 1, 2008

 

 

By:

 /s/ John Kingston, III

 

 

Name:

John Kingston, III

 

 

Title:

Executive Vice President,
General Counsel and Secretary

 

4



 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

99.1

 

Press Release of Affiliated Managers Group, Inc. dated July 30, 2008

 

5


This excerpt taken from the AMG 8-K filed Jul 23, 2008.

ITEM 9.01     Financial Statements and Exhibits.

 

(c)     Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on July 23, 2008.

99.2

 

Press Release issued by the Company on July 23, 2008 announcing the Company’s entry into a definitive agreement regarding the acquisition of a majority equity interest in Harding Loevner LLC.

99.3

 

Press Release issued by the Company on July 23, 2008 announcing the Company’s entry into a definitive agreement for the Company and the management team of Gannett Welsh & Kotler, LLC to acquire the asset management business of GW&K from The Bank of New York Mellon.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

Date:  July 23, 2008

By:

/S/ JOHN KINGSTON, III

 

 

Name: John Kingston, III

 

 

Title:  Executive Vice President,

 

 

          General Counsel and Secretary

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on July 23, 2008.

99.2

 

Press Release issued by the Company on July 23, 2008 announcing the Company’s entry into a definitive agreement regarding the acquisition of a majority equity interest in Harding Loevner LLC.

99.3

 

Press Release issued by the Company on July 23, 2008 announcing the Company’s entry into a definitive agreement for the Company and the management team of Gannett Welsh & Kotler, LLC to acquire the asset management business of GW&K from The Bank of New York Mellon.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

4


This excerpt taken from the AMG 8-K filed Apr 23, 2008.

ITEM 9.01       Financial Statements and Exhibits.

 

(c)       Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on April 23, 2008.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

AFFILIATED MANAGERS GROUP, INC.

 

 

 

 

Date: April 23, 2008

By:

/S/ JOHN KINGSTON, III

 

      Name:  John Kingston, III

 

      Title:  Executive Vice President

 

General Counsel and Secretary

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1*

 

Earnings Press Release issued by the Company on April 23, 2008.

 


*  This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

 

4


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