AA » Topics » EXHIBIT INDEX

This excerpt taken from the AA 8-K filed Feb 23, 2010.

EXHIBIT INDEX

 

Exhibit

No.

  

Description

99

   Alcoa Inc. press release dated February 23, 2010.

 

4

This excerpt taken from the AA 8-K filed Jan 27, 2010.

EXHIBIT INDEX

 

Exhibit No.

 

Description

5

  Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.

10

  Registration Rights Agreement, dated as of January 26, 2010, by and between Alcoa Inc. and Evercore Trust Company, N.A., solely in its capacity as duly appointed and acting investment manager of a segregated account held in the Alcoa Master Retirement Plans Trust.

 

5

This excerpt taken from the AA 8-K filed Jan 25, 2010.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99

   Alcoa Inc. press release dated January 25, 2010.

 

4

This excerpt taken from the AA 8-K filed Jan 14, 2010.

EXHIBIT INDEX

 

Exhibit
    No.

  

Description

99.1    Transcript of Alcoa Inc. fourth quarter 2009 earnings call.
99.2    Slides presented during Alcoa Inc. fourth quarter 2009 earnings call.

 

5

This excerpt taken from the AA 8-K filed Jan 12, 2010.

EXHIBIT INDEX

 

Exhibit
No.

  

Description

99    Alcoa Inc. press release dated January 11, 2010.

 

4

This excerpt taken from the AA 8-K filed Nov 20, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated November 19, 2009.

 

4

This excerpt taken from the AA 8-K filed Oct 13, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1   Transcript of Alcoa Inc. third quarter 2009 earnings call.
99.2   Slides presented during Alcoa Inc. third quarter 2009 earnings call.

 

5

This excerpt taken from the AA 8-K filed Oct 8, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated October 7, 2009.

 

4

This excerpt taken from the AA 8-K filed Jul 29, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

10

  Letter agreement effective as of July 24, 2009 between Franklin A. Thomas, Lead Director, and Alain J. P. Belda, Chairman of the Board.

99

  Alcoa press release dated July 28, 2009.

 

5

This excerpt taken from the AA 8-K filed Jul 13, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1   Transcript of Alcoa Inc. second quarter 2009 earnings call.
99.2   Slides presented during Alcoa Inc. second quarter 2009 earnings call.

 

5

This excerpt taken from the AA 8-K filed Jul 9, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated July 8, 2009.

 

4

This excerpt taken from the AA 8-K filed May 13, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

10.1    2009 Alcoa Stock Incentive Plan (incorporated by reference to Attachment C to the Company’s Definitive Proxy Statement on Form DEF 14A filed March 16, 2009).
10.2    Form of Award Agreement for Stock Options under 2009 Alcoa Stock Incentive Plan, effective May 8, 2009.
10.3    Form of Award Agreement for Restricted Share Units under 2009 Alcoa Stock Incentive Plan, effective May 8, 2009.

 

4

This excerpt taken from the AA 10-Q filed Apr 24, 2009.

EXHIBIT INDEX

 

4(a).    Form of 5.25% Convertible Notes due 2014, incorporated by reference to exhibit 4.1 to the company’s Current Report on Form 8-K dated March 24, 2009
4(b).    Third Supplemental Indenture dated as of March 24, 2009 between Alcoa Inc. and The Bank of New York Mellon Trust Company, N.A., as successor in interest to J.P. Morgan Trust Company, National Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC Bank, National Association), as Trustee, incorporated by reference to exhibit 4.2 to the company’s Current Report on Form 8-K dated March 24, 2009
12.    Computation of Ratio of Earnings to Fixed Charges
15.    Letter regarding unaudited interim financial information
31.    Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.    Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

53

This excerpt taken from the AA 8-K filed Apr 13, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Transcript of Alcoa Inc. first quarter 2009 earnings call.
99.2    Slides presented during Alcoa Inc. first quarter 2009 earnings call.

 

4

This excerpt taken from the AA 8-K filed Apr 10, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

100.INS

   XBRL Instance Document

100.SCH

   XBRL Taxonomy Extension Schema Document

100.CAL

   XBRL Taxonomy Extension Calculation Linkbase Document
100.DEF    XBRL Taxonomy Extension Definition Linkbase Document

100.LAB

   XBRL Taxonomy Extension Label Linkbase Document

100.PRE

   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 8-K filed Apr 9, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99    Alcoa Inc. 2008 Sustainability Highlights Report.

 

4

This excerpt taken from the AA 8-K filed Apr 8, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated April 7, 2009.

 

4

This excerpt taken from the AA 8-K filed Mar 24, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

  4.1

  Form of 5.25% Convertible Notes Due 2014.

  4.2

  Third Supplemental Indenture dated as of March 24, 2009 between Alcoa Inc. and The Bank of New York Mellon Trust Company, N.A., as successor in interest to J.P. Morgan Trust Company, National Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC Bank, National Association), as Trustee.

  5.1

  Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.

  5.2

  Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.

  8.1

  Opinion of K&L Gates LLP, special counsel to Alcoa Inc.

  8.2

  Opinion of K&L Gates LLP, special counsel to Alcoa Inc.

23.1

  Consent of Thomas F. Seligson, Esq. (included in Exhibit 5.1).

23.2

  Consent of Thomas F. Seligson, Esq. (included in Exhibit 5.2).

23.3

  Consent of K&L Gates LLP (included in Exhibit 8.1).

23.4

  Consent of K&L Gates LLP (included in Exhibit 8.2).

 

4

This excerpt taken from the AA 8-K filed Mar 20, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

1(a)   Underwriting Agreement, dated March 18, 2009, relating to Common Stock between Alcoa Inc. and Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. Incorporated, as Representatives of the several underwriters named therein.
1(b)   Underwriting Agreement, dated March 18, 2009, relating to 5.25% Convertible Notes due 2014 between Alcoa Inc. and Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. Incorporated, as Representatives of the several underwriters named therein.
99   Alcoa Inc. press release dated March 19, 2009.

 

4

This excerpt taken from the AA 8-K filed Mar 17, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99

   Alcoa Inc. Presentation dated March 2009.

 

4

This excerpt taken from the AA 8-K filed Mar 16, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated March 16, 2009.

 

5

This excerpt taken from the AA 8-K filed Jan 15, 2009.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Transcript of Alcoa Inc. fourth quarter 2008 earnings call.
99.2    Slides presented during Alcoa Inc. fourth quarter 2008 earnings call.

 

4

This excerpt taken from the AA 8-K filed Jan 13, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99

  Alcoa Inc. press release dated January 12, 2009.

 

4

This excerpt taken from the AA 8-K filed Jan 7, 2009.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated January 6, 2009.

 

5

This excerpt taken from the AA 8-K filed Dec 23, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99

  Alcoa Inc. press release dated December 22, 2008.

 

4

This excerpt taken from the AA 8-K filed Nov 25, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

100.INS   XBRL Instance Document
100.SCH   XBRL Taxonomy Extension Schema Document
100.CAL   XBRL Taxonomy Extension Calculation Linkbase Document
100.LAB   XBRL Taxonomy Extension Label Linkbase Document
100.PRE   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 8-K filed Nov 14, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated November 13, 2008.

 

4

This excerpt taken from the AA 10-Q filed Oct 24, 2008.

EXHIBIT INDEX

 

10.    Accession Agreement and Notices, each dated as of July 28, 2008, relating to the Five-Year Revolving Credit Agreement, dated as of October 2, 2007
12.    Computation of Ratio of Earnings to Fixed Charges
15.    Letter regarding unaudited interim financial information
31.    Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.    Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

54

This excerpt taken from the AA 8-K filed Oct 10, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Transcript of Alcoa Inc. third quarter 2008 earnings call.
99.2    Slides presented during Alcoa Inc. third quarter 2008 earnings call.

 

5

This excerpt taken from the AA 8-K filed Oct 8, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated October 7, 2008.

 

4

This excerpt taken from the AA 8-K filed Oct 3, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99   Alcoa Inc. press release dated September 30, 2008.

 

4

This excerpt taken from the AA 8-K filed Sep 30, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

100.INS   XBRL Instance Document
100.SCH   XBRL Taxonomy Extension Schema Document
100.CAL   XBRL Taxonomy Extension Calculation Linkbase Document
100.LAB   XBRL Taxonomy Extension Label Linkbase Document
100.PRE   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 8-K filed Sep 3, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

23

   Consent of Independent Registered Public Accounting Firm.

99

   Updated financial information in the Annual Report on Form 10-K for the year ended December 31, 2007.

 

4

This excerpt taken from the AA 10-Q filed Jul 24, 2008.

EXHIBIT INDEX

 

10(a). Employment Agreement, dated March 19, 2008, between Alcoa Inc. and J. Michael Schell

 

10(b). Executive Severance Agreement, dated March 19, 2008, between Alcoa Inc. and J. Michael Schell

 

12. Computation of Ratio of Earnings to Fixed Charges

 

15. Letter regarding unaudited interim financial information

 

31. Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

32. Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

50

This excerpt taken from the AA 8-K filed Jul 15, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

1(a)   Underwriting Agreement, dated July 10, 2008, between Alcoa Inc. and Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc., as representatives of the several underwriters named therein.
1(b)   Terms Agreement, dated July 10, 2008, between Alcoa Inc. and Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc., as representatives of the several underwriters named therein.
4(a)   Form of 6.00% Notes Due 2013.
4(b)   Form of 6.75% Notes Due 2018.
4(c)   Second Supplemental Indenture dated as of July 15, 2008 between Alcoa Inc. and The Bank of New York Mellon Trust Company, N.A., as successor in interest to J. P. Morgan Trust Company, National Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC Bank, National Association), as Trustee.
5   Opinion of Thomas F. Seligson, Esq., Counsel of Alcoa Inc.
23   Consent of Thomas F. Seligson, Esq., Counsel of Alcoa Inc. (included in Exhibit 5).

 

4

This excerpt taken from the AA 8-K filed Jul 11, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Transcript of Alcoa Inc. second quarter 2008 earnings call.
99.2    Slides presented during Alcoa Inc. second quarter 2008 earnings call.

 

4

This excerpt taken from the AA 8-K filed Jul 9, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99    Alcoa Inc. press release dated July 8, 2008.

 

4

This excerpt taken from the AA 8-K filed Jun 13, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99

  Alcoa Inc. 2007 Sustainability Highlights Report.

 

4

This excerpt taken from the AA 8-K filed Jun 11, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99

   Alcoa Inc. press release dated June 10, 2008.

 

4

This excerpt taken from the AA 8-K filed May 13, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99    Alcoa press release dated May 8, 2008.

 

4

This excerpt taken from the AA 8-K filed May 8, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

100.INS

   XBRL Instance Document

100.SCH

   XBRL Taxonomy Extension Schema Document

100.CAL

   XBRL Taxonomy Extension Calculation Linkbase Document

100.LAB

   XBRL Taxonomy Extension Label Linkbase Document

100.PRE

   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 10-Q filed Apr 24, 2008.

EXHIBIT INDEX

 

12.

   Computation of Ratio of Earnings to Fixed Charges

15.

   Letter regarding unaudited interim financial information

31.

   Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

32.

   Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

43

This excerpt taken from the AA 8-K filed Apr 10, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1   Transcript of Alcoa Inc. first quarter 2008 earnings call.
99.2   Slides presented during Alcoa Inc. first quarter 2008 earnings call.

 

4

This excerpt taken from the AA 8-K filed Apr 8, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99

   Alcoa Inc. press release dated April 7, 2008.

 

4

This excerpt taken from the AA 8-K filed Apr 1, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

100.INS   

XBRL Instance Document

100.SCH   

XBRL Taxonomy Extension Schema Document

100.CAL   

XBRL Taxonomy Extension Calculation Linkbase Document

100.LAB   

XBRL Taxonomy Extension Label Linkbase Document

100.PRE   

XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 8-K filed Mar 3, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99    Alcoa press release dated February 29, 2008.

 

4

This excerpt taken from the AA 8-K filed Jan 18, 2008.

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

  Alcoa Inc. press release dated January 18, 2008 regarding election of Vice President and Controller.

99.2

  Alcoa Inc. press release dated January 18, 2008 regarding appointment of two new Directors.

 

4

This excerpt taken from the AA 8-K filed Jan 14, 2008.

EXHIBIT INDEX

 

Exhibit No.  

Description

99.1   Transcript of Alcoa Inc. fourth quarter 2007 earnings call.
99.2   Slides presented during Alcoa Inc. fourth quarter 2007 earnings call.

 

4

This excerpt taken from the AA 8-K filed Jan 10, 2008.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99

   Alcoa Inc. press release dated January 9, 2008.

 

4

This excerpt taken from the AA 8-K filed Dec 26, 2007.

EXHIBIT INDEX

 

Exhibit No.  

Description

99   Alcoa Inc. press release dated December 21, 2007.

 

4

This excerpt taken from the AA 8-K filed Nov 2, 2007.

EXHIBIT INDEX

 

Exhibit No.  

Description

100.INS   XBRL Instance Document
100.SCH   XBRL Taxonomy Extension Schema Document
100.CAL   XBRL Taxonomy Extension Calculation Linkbase Document
100.LAB   XBRL Taxonomy Extension Label Linkbase Document
100.PRE   XBRL Taxonomy Extension Presentation Linkbase Document

 

4

This excerpt taken from the AA 10-Q filed Oct 25, 2007.

EXHIBIT INDEX

 

3.   By-laws of Alcoa Inc., as amended, incorporated by reference to exhibit 3 to Alcoa’s Current Report on Form 8-K dated September 20, 2007
10(a).   Five-Year Revolving Credit Agreement, dated as of October 2, 2007, incorporated by reference to exhibit 10 to Alcoa’s Current Report on Form 8-K dated October 5, 2007
10(b).   Letter Agreement, dated August 14, 2007, between Alcoa Inc. and Klaus Kleinfeld
12.   Computation of Ratio of Earnings to Fixed Charges
15.   Letter regarding unaudited interim financial information
31.   Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.   Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

43

This excerpt taken from the AA 8-K filed Oct 12, 2007.

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Transcript of Alcoa Inc. third quarter 2007 earnings call.
99.2    Slides presented during Alcoa Inc. third quarter 2007 earnings call.

 

4

This excerpt taken from the AA 8-K filed Oct 10, 2007.

EXHIBIT INDEX

 

Exhibit No.  

Description

99   Alcoa Inc. press release dated October 9, 2007.

 

4

This excerpt taken from the AA 8-K filed Oct 5, 2007.

EXHIBIT INDEX

 

Exhibit No.

 

Description

10

  Five-Year Revolving Credit Agreement, dated as of October 2, 2007, among Alcoa Inc., the Lenders and Issuers named therein, Citibank, N.A., as Administrative Agent for the Lenders and Issuers, and Barclays Bank PLC, as Syndication Agent.

 

5

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