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ALL » Topics » Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

These excerpts taken from the ALL 10-K filed Feb 26, 2009.

Item 12.    Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

        Information regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by reference to the sections of the Proxy Statement with the following captions:

    •
    Securities Authorized for Issuance Under Equity Compensation Plans

    •
    Security Ownership of Directors and Executive Officers

    •
    Security Ownership of Certain Beneficial Owners

Item 12.    Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters



        Information regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by
reference to the sections of the Proxy Statement with the following captions:





    •
    Securities Authorized for Issuance Under Equity Compensation Plans


    •
    Security Ownership of Directors and Executive Officers


    •
    Security Ownership of Certain Beneficial Owners



These excerpts taken from the ALL 10-K filed Feb 27, 2008.

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

        Information regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by reference to the sections of the Proxy Statement with the following captions:

    •
    Security Ownership of Directors and Executive Officers

    •
    Security Ownership of Certain Beneficial Owners

230

Equity Compensation Plan Information

        The following table includes information as of December 31, 2007 with respect to The Allstate Corporation's equity compensation plans:

 
Plan Category
   Number of Securities to be Issued upon Exercise of Outstanding Options, Warrants and Rights
   Weighted-Average Exercise Price of Outstanding Options, Warrants and Rights
   Number of Securities Remaining Available for Future Issuance under Equity Compensation Plans (Excluding Securities Reflected in Column (a))
  
 
   (a)
   (b)
   (c)
  
Equity Compensation Plans Approved by Security Holders(1)   24,981,797(2)   $44.08   18,767,787(3)  

Total
 
24,981,797(2)
 
$44.08
 
18,767,787(3)
 
(1)
Consists of the Equity Incentive Plan, the Amended and Restated 2001 Equity Incentive Plan, Equity Incentive Plan for Non-Employee Directors and the 2006 Equity Compensation Plan for Non-Employee Directors.

(2)
Outstanding restricted stock units ("RSUs") convert to common stock without the payment of consideration. As of December 31, 2007, 1,819,132 RSUs were outstanding. The weighted-average exercise price of outstanding options, warrants and rights excluding RSUs was $47.54.

(3)
Includes 18,302,014 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units, stock appreciation rights, performance units, performance stock and stock in lieu of cash under the Amended and Restated 2001 Equity Incentive Plan; and 465,773 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units and stock in lieu of cash compensation under the 2006 Equity Compensation Plan for Non-Employee Directors.

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters




        Information
regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by reference to the sections of the Proxy Statement with the
following captions:





    •
    Security
    Ownership of Directors and Executive Officers


    •
    Security
    Ownership of Certain Beneficial Owners


230












Equity Compensation Plan Information



        The following table includes information as of December 31, 2007 with respect to The Allstate Corporation's equity compensation plans:



















































 
Plan Category
 Number of Securities to be Issued upon Exercise of Outstanding Options, Warrants and Rights
 Weighted-Average Exercise Price of Outstanding Options, Warrants and Rights
 Number of Securities Remaining Available for Future Issuance under Equity Compensation Plans (Excluding Securities Reflected in Column (a))
 
 
 (a)
 (b)
 (c)
 
Equity Compensation Plans Approved by Security Holders(1) 24,981,797(2) $44.08 18,767,787(3) 


Total
 

24,981,797(2)
 

$44.08
 

18,767,787(3)

 





(1)
Consists
of the Equity Incentive Plan, the Amended and Restated 2001 Equity Incentive Plan, Equity Incentive Plan for Non-Employee Directors and the 2006 Equity
Compensation Plan for Non-Employee Directors.


(2)
Outstanding
restricted stock units ("RSUs") convert to common stock without the payment of consideration. As of December 31, 2007, 1,819,132 RSUs were outstanding. The
weighted-average exercise price of outstanding options, warrants and rights excluding RSUs was $47.54.


(3)
Includes
18,302,014 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units, stock appreciation rights, performance
units, performance stock and stock in lieu of cash under the Amended and Restated 2001 Equity Incentive Plan; and 465,773 shares that may be issued in the form of stock options, unrestricted
stock, restricted stock, restricted stock units and stock in lieu of cash compensation under the 2006 Equity Compensation Plan for Non-Employee Directors.



This excerpt taken from the ALL 10-K filed Feb 22, 2007.

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

        Information regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by reference to the sections of the Proxy Statement with the following captions:

    •
    Security Ownership of Directors and Executive Officers

    •
    Security Ownership of Certain Beneficial Owners

219

Equity Compensation Plan Information

        The following table includes information as of December 31, 2006 with respect to The Allstate Corporation's equity compensation plans:

 
Plan Category
   Number of Securities to be Issued upon Exercise of Outstanding Options, Warrants and Rights
   Weighted-Average Exercise Price of Outstanding Options, Warrants and Rights
   Number of Securities Remaining Available for Future Issuance under Equity Compensation Plans (Excluding Securities Reflected in Column (a))
  
 
   (a)

   (b)

   (c)

  
Equity Compensation Plans Approved by Security Holders(1)   22,508,878   $43.80   22,741,241(2)  

Total
 
22,508,878
 
$43.80
 
22,741,241(2)
 
(1)
Consists of the Equity Incentive Plan, the Amended and Restated 2001 Equity Incentive Plan, Equity Incentive Plan for Non-Employee Directors and the 2006 Equity Compensation Plan for Non-Employee Directors.

(2)
Includes 22,205,268 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units, stock appreciation rights, performance units, performance stock and stock in lieu of cash under the Amended and Restated 2001 Equity Incentive Plan; and 535,973 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units and stock in lieu of cash compensation under the 2006 Equity Compensation Plan for Non-Employee Directors.
This excerpt taken from the ALL 10-K filed Feb 24, 2005.

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

        Information regarding security ownership of certain beneficial owners and management is incorporated in this Item 12 by reference to the sections of the Proxy Statement with the following captions:

    •
    Security Ownership of Directors and Executive Officers

    •
    Security Ownership of Certain Beneficial Owners

190

Equity Compensation Plan Information

        The following table includes information as of December 31, 2004 with respect to The Allstate Corporation's equity compensation plans:

 
Plan Category
   Number of Securities
to be Issued upon Exercise
of Outstanding Options,
Warrants and Rights
   Weighted-Average Exercise
Price of Outstanding
Options,
Warrants and Rights
   Number of Securities
Remaining Available for
Future Issuance under
Equity Compensation
Plans (Excluding Securities
Reflected in Column (a))
  
 
   (a)

   (b)

   (c)

  
Equity Compensation Plans Approved by Security Holders(1)   28,700,832   $36.588   22,725,965(2)  

Total
 
28,700,832
 
$36.588
 
22,725,965 
 
(1)
Consists of the Equity Incentive Plan, the 2001 Equity Incentive Plan, the Employees Replacement Stock Plan and the Equity Incentive Plan for Non-Employee Directors.

(2)
Includes 19,737,300 shares that may be issued in the form of stock options, unrestricted stock, restricted stock, restricted stock units, stock appreciation rights, performance units, performance stock and stock in lieu of cash under the 2001 Equity Incentive Plan; 2,846,708 shares that may be issued in the form of stock options under the Employees Replacement Stock Plan; and 141,957 shares that may be issued in the form of stock options, restricted stock, restricted stock units and stock in lieu of cash compensation under the Equity Incentive Plan for Non-Employee Directors.

EXCERPTS ON THIS PAGE:

10-K (2 sections)
Feb 26, 2009
10-K (2 sections)
Feb 27, 2008
10-K
Feb 22, 2007
10-K
Feb 24, 2005

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