ASI » Topics » Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

This excerpt taken from the ASI DEF 14A filed Jun 18, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

 

Section 16(a) of the Exchange Act requires the Company’s officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company all directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2008.

 

These excerpts taken from the ASI 10-K filed Apr 30, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

 

Section 16(a) of the Exchange Act requires the Company’s executive officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the

 



 

SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company, all directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2008.

 

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act



 



Section 16(a) of the Exchange Act requires the Company’s executive officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the



 









 



SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company, all
directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2008.



 



This excerpt taken from the ASI DEF 14A filed May 29, 2008.

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

 

Section 16(a) of the Exchange Act requires the Company’s officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company, all directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2007.

 

These excerpts taken from the ASI 10-K filed Apr 24, 2008.

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

 

Section 16(a) of the Exchange Act requires the Company’s officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company, all directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2007.

 

Section
16(a) Beneficial Ownership Reporting Compliance of the Exchange Act



 




Section 16(a) of the Exchange Act requires the Company’s officers and
directors and persons who own 10% or more of the registered class of the Company’s
equity securities to file with the SEC initial reports of ownership and reports of changes
in ownership of common stock and other equity securities of the Company. SEC regulations
require that such directors, officers and 10% or more shareholders furnish the Company with
copies of all Section 16(a) reports they file. To the Company’s knowledge, based
solely on a review of the copies of such reports furnished to the Company, all
directors, officers or 10% shareholders complied with all Section 16(a) filing
requirements during the fiscal year ended December 31, 2007.




 




This excerpt taken from the ASI DEF 14A filed Apr 20, 2007.

Section 16(a) Beneficial Ownership Reporting Compliance of the Exchange Act

        Section 16(a) of the Exchange Act requires the Company’s officers and directors and persons who own 10% or more of the registered class of the Company’s equity securities to file with the SEC initial reports of ownership and reports of changes in ownership of common stock and other equity securities of the Company. SEC regulations require that such directors, officers and 10% or more shareholders furnish the Company with copies of all Section 16(a) reports they file. To the Company’s knowledge, based solely on a review of the copies of such reports furnished to the Company all directors, officers or 10% shareholders complied with all Section 16(a) filing requirements during the fiscal year ended December 31, 2006.

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