Item 9.01 Financial Statements and Exhibits. for Ameriprise_Financial,

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Ameriprise Financial, Inc. (AMP)

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AMP » Topics » Item 9.01 Financial Statements and Exhibits.

This excerpt taken from the AMP 8-K filed Oct 21, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

Exhibit 99.1		Press Release dated October 21, 2009 announcing financial results for the third quarter of 2009

Exhibit 99.2		Statistical Supplement for the quarterly period ended September 30, 2009

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)


Date: October 21, 2009	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and
		Chief Financial Officer

This excerpt taken from the AMP 8-K filed Oct 5, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

Exhibit 99.1		Press Release dated September 30, 2009

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)


Date: October 5, 2009	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President
		and Chief Financial Officer

This excerpt taken from the AMP 8-K filed Jul 23, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

Exhibit 99.1		Press Release dated July 23, 2009 announcing financial results for the second quarter of 2009

Exhibit 99.2		Statistical Supplement for the quarterly period ended June 30, 2009

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)


Date: July 23, 2009	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and
		Chief Financial Officer

This excerpt taken from the AMP 8-K filed Jun 16, 2009.

Item 9.01 Financial Statements and Exhibits

This Current Report is being filed in connection with the Company’s offer and sale of shares of common stock and to file with the Commission the documents and instruments attached hereto as exhibits.

(d) Exhibits

	1.1	Underwriting Agreement, dated June 11, 2009, among the Company and J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated as representatives of the several underwriters therein

	5.1	Opinion of John C. Junek, Esq.

	23.1	Consent of John C. Junek, Esq. (included as part of Exhibit 5.1)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(REGISTRANT)


DATE: June 16, 2009	By:	/s/ Walter S. Berman
		Name:	Walter S. Berman
		Title:	Executive Vice President and
			Chief Financial Officer

Index to Exhibits

Exhibit No.		Description

1.1		Underwriting Agreement, dated June 11, 2009, among the Company and J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated as representatives of the several underwriters therein

5.1		Opinion of John C. Junek, Esq.

23.1		Consent of John C. Junek, Esq. (included as part of Exhibit 5.1)

This excerpt taken from the AMP 8-K filed May 29, 2009.

Item 9.01 Financial Statements and Exhibits

This Current Report is being filed in connection with the Company’s offer and sale of the Notes and to file with the Commission the documents and instruments attached hereto as exhibits.

(d) Exhibits

1.1		Underwriting Agreement, dated May 27, 2009, among the Company and Banc of America Securities LLC, Citigroup Global Markets Inc., UBS Securities LLC and Wachovia Capital Markets, LLC as representatives of the several underwriters.
12.1		Computation of Consolidated Ratios of Earnings to Fixed Charges.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(REGISTRANT)


DATE: May 29, 2009	By:	/s/ Walter S. Berman
		Name: Walter S. Berman
		Title: Executive Vice President and Chief Financial Officer

Index to Exhibits

Exhibit No.	Description	Method of Filing

1.1	Underwriting Agreement, dated May 27, 2009, among the Company and the Banc of America Securities LLC, Citigroup Global Markets Inc., UBS Securities LLC and Wachovia Capital Markets, LLC as representatives of the several underwriters.	Electronic Transmission
12.1	Computation of Consolidated Ratios of Earnings to Fixed Charges.	Electronic Transmission

This excerpt taken from the AMP 8-K filed Apr 21, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

Exhibit 99.1		Press Release dated April 21, 2009 announcing financial results for the first quarter of 2009

Exhibit 99.2		Statistical Supplement for the quarterly period ended March 31, 2009

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)


Date: April 21, 2009	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and Chief Financial Officer

This excerpt taken from the AMP 8-K filed Jan 28, 2009.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description

Exhibit 99.1		Press Release dated January 28, 2009 announcing financial results for the fourth quarter of 2008

Exhibit 99.2		Statistical Supplement for the quarterly period ended December 31, 2008

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)


Date: January 28, 2009	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and
		Chief Financial Officer

EXCERPTS ON THIS PAGE:

8-K	Oct 21, 2009

8-K	Oct 5, 2009

8-K	Jul 23, 2009

8-K	Jun 16, 2009

8-K	May 29, 2009

8-K	Apr 21, 2009

8-K	Jan 28, 2009

Ameriprise Financial, Inc. (AMP)

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