AAPL » Topics » A. Buying and selling Apple stock

These excerpts taken from the AAPL 10-K filed Dec 19, 2003.
A.    Buying and selling Apple stock

 

Apple’s Insider Trading Policy prohibits Apple employees from making transactions (i.e., buying or selling) in Apple stock, including options and derivatives like puts and calls, at any time when the employee may possess material information about Apple that has not been publicly disclosed.  United States securities laws dictate this policy, and it applies to all executive officers, members of the Board of Directors, employees, consultants and contractors, including members of their immediate families, and members of their households, who receive or have access to material nonpublic information regarding Apple

 

In addition, members of Apple’s Board of Directors, executive officers and other individuals with access to material nonpublic information are subject to additional restrictions on the trading of stock, including mandatory “blackout periods” during which they may not engage in any Apple securities transactions.

 

Apple employees should review Apple’s Insider Trading Policy for more information, and to determine if they are restricted from trading during blackout periods. A copy of this policy is available to Apple employees on the HR Web Site or may be requested from Apple’s Law Department. We strongly urge all Apple employees to read the Insider Trading Policy, paying particular attention to the specific policies and the potential criminal and civil liability and/or disciplinary action for insider trading violations which may include termination of employment. Any questions about buying or selling Apple stock should be directed to the Apple Law Department.

 

 

A.    Buying and selling Apple stock



 



Apple’s Insider Trading
Policy prohibits Apple employees from making transactions (i.e., buying
or selling) in Apple stock, including options and derivatives like puts and
calls, at any time when the employee may possess material information about
Apple that has not been publicly disclosed. 
United States securities laws dictate this policy, and it applies to all
executive officers, members of the Board of Directors, employees, consultants
and contractors, including members of their immediate families, and members of
their households, who receive or have access to material nonpublic information
regarding Apple



 



In addition, members of
Apple’s Board of Directors, executive officers and other individuals with
access to material nonpublic information are subject to additional restrictions
on the trading of stock, including mandatory “blackout periods” during which they
may not engage in any Apple securities transactions.



 



Apple employees should
review Apple’s Insider Trading Policy for more information, and to determine if
they are restricted from trading during blackout periods. A copy of this policy
is available to Apple employees on the HR Web Site or may be requested from
Apple’s Law Department. We strongly urge all Apple employees to read the
Insider Trading Policy, paying particular attention to the specific policies
and the potential criminal and civil liability and/or disciplinary action for
insider trading violations which may include termination of employment. Any
questions about buying or selling Apple stock should be directed to the Apple
Law Department.



 



 



EXCERPTS ON THIS PAGE:

10-K (2 sections)
Dec 19, 2003
Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki