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AAPL » Topics » SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

This excerpt taken from the AAPL DEF 14A filed Jan 12, 2010.

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

The following table sets forth certain information as of December 4, 2009 (the “Table Date”) with respect to the beneficial ownership of the Company’s common stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of the Company’s common stock based solely on the Company’s review of SEC filings; (ii) each director and nominee; (iii) each named executive officer listed in the table entitled “Summary Compensation Table—2009, 2008 and 2007” under the section entitled “Executive Compensation”; and (iv) all directors and executive officers as a group. As of the Table Date, 905,348,545 shares of the Company’s common stock were issued and outstanding. Unless otherwise indicated, all persons named as beneficial owners of the Company’s common stock have sole voting power and sole investment power with respect to the shares indicated as beneficially owned. In addition, unless otherwise indicated, all persons named below can be reached at Apple Inc., 1 Infinite Loop, Cupertino, California 95014.

 

Name of Beneficial Owner

    Shares of
Common Stock
Beneficially Owned(1)		     Percent of
Common Stock
Outstanding

Steven P. Jobs

    5,546,451 (2)    *

William V. Campbell

    70,000 (3)    *

Timothy D. Cook

    13,741 (4)    *

Millard S. Drexler

    130,000 (5)    *

Scott Forstall

    7,399 (6)    *

Albert A. Gore, Jr.

    90,000 (7)    *

Andrea Jung

    20,077 (8)    *

Arthur D. Levinson, Ph.D.

    385,015 (9)    *

Robert Mansfield

    70,288 (10)    *

Peter Oppenheimer

    11,737 (11)    *

Jerome B. York

    70,000 (12)    *

All current executive officers and directors as a group (16 persons)

    6,928,620 (13)    *

 

(1) Represents shares of the Company’s common stock held and options held by such individuals that were exercisable at the Table Date or within sixty days thereafter. This does not include options or RSUs that vest more than sixty days after the Table Date. RSUs are awards granted by the Company and payable, subject to vesting requirements, in shares of the Company’s common stock.

 

(2) Held indirectly by Mr. Jobs through a trust.

 

(3) Includes 70,000 shares of the Company’s common stock that Mr. Campbell has the right to acquire by exercise of stock options and excludes 60,000 vested stock options that were subject to a non-sale transfer by Mr. Campbell in August 2009.

 

(4) Excludes 500,000 unvested RSUs held by Mr. Cook.

 

(5) Includes 20,000 shares of the Company’s common stock that Mr. Drexler holds indirectly through a trust and 90,000 shares of the Company’s common stock that Mr. Drexler has the right to acquire by exercise of stock options.

 

(6) Includes 4,687 shares of the Company’s common stock that Mr. Forstall has the right to acquire by exercise of stock options and excludes 195,000 unvested RSUs held by Mr. Forstall.

 

(7) Includes 89,000 shares of the Company’s common stock that Mr. Gore has the right to acquire by exercise of stock options.

 

(8) Includes 20,000 shares of the Company’s common stock that Ms. Jung has the right to acquire by exercise of stock options.

 

(9) Includes 2,000 shares of the Company’s common stock held by Dr. Levinson’s spouse and 130,000 shares of the Company’s common stock that Dr. Levinson has the right to acquire by exercise of stock options.

 

15

(10) Includes 70,000 shares of the Company’s common stock that Mr. Mansfield has the right to acquire by exercise of stock options and excludes 195,000 unvested RSUs held by Mr. Mansfield.

 

(11) Excludes 350,000 unvested RSUs held by Mr. Oppenheimer.

 

(12) Includes 20,000 shares of the Company’s common stock that Mr. York has the right to acquire by exercise of stock options.

 

(13) Includes 643,687 shares of the Company’s common stock that executive officers and directors have the right to acquire by exercise of stock options and excludes 2,305,000 unvested RSUs held by executive officers.

 

* Represents less than 1% of the issued and outstanding shares of the Company’s common stock as of the Table Date.
This excerpt taken from the AAPL DEF 14A filed Jan 23, 2008.

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth certain information as of January 4, 2008 (the “Table Date”) with respect to the beneficial ownership of the Company’s common stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of the Company’s common stock; (ii) each director; (iii) each named executive officer listed in the Summary Compensation Table under the section entitled “Executive Compensation”; and (iv) all directors and executive officers as a group. On the Table Date, 878,711,290 shares of the Company’s common stock were issued and outstanding. Unless otherwise indicated, all persons named as beneficial owners of the Company’s common stock have sole voting power and sole investment power with respect to the shares indicated as beneficially owned. In addition, unless otherwise indicated, all persons named below can be reached at Apple Inc., 1 Infinite Loop, Cupertino, California 95014.

 

8

This excerpt taken from the AAPL DEF 14A filed Apr 16, 2007.

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth certain information as of March 20, 2007 (the “Table Date”) with respect to the beneficial ownership of the Company’s Common Stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of Common Stock; (ii) each director; (iii) each Named Executive Officer listed in the Summary Compensation Table under the heading “

This excerpt taken from the AAPL DEF 14A filed Mar 13, 2006.

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth certain information as of February 1, 2006 (the “Table Date”) with respect to the beneficial ownership of the Company’s Common Stock by (i) each person the Company believes beneficially holds more than 5% of the outstanding shares of Common Stock; (ii) each director; (iii) each Named Executive Officer listed in the Summary Compensation Table under the heading “Executive Compensation;” and (iv) all directors and executive officers as a group. On the Table Date, 849,656,252 shares of Common Stock were issued and outstanding. Unless otherwise indicated, all persons named as beneficial owners of Common Stock have sole voting power and sole investment power with respect to the shares indicated as beneficially owned. In addition, unless otherwise indicated, all persons named below can be reached at Apple Computer, Inc., 1 Infinite Loop, Cupertino, CA 95014.

EXCERPTS ON THIS PAGE:

DEF 14A
Jan 12, 2010
DEF 14A
Jan 23, 2008
DEF 14A
Apr 16, 2007
DEF 14A
Mar 13, 2006

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