Apple (AAPL)

Security Ownership of 5% Holders, Directors, Nominees and Executive Officers

9

Security Ownership of 5% Holders, Directors, Nominees and Executive Officers

(1)

Represents shares of the Company's common stock held and options held by such individuals that were exercisable at the Table Date or within 60 days thereafter. This does not include options or restricted stock units that vest more than 60 days after the Table Date.

(2)

Based on a Form 13G/A filed February 14, 2007 by FMR Corp. FMR Corp. lists its address as 82 Devonshire Street, Boston, MA 02109, in such filing.

(3)

Includes 110,000 shares of the Company's common stock that Mr. Campbell has the right to acquire by exercise of stock options.

(4)

Excludes 600,000 unvested restricted stock units.

(5)

Includes 40,000 shares of the Company's common stock that Mr. Drexler holds indirectly and 190,000 shares of the Company's common stock that Mr. Drexler has the right to acquire by exercise of stock options.

(6)

Includes 275 shares of the Company's common stock that Mr. Fadell holds indirectly, 165,875 shares of the Company's common stock that Mr. Fadell has the right to acquire by exercise of stock options within 60 days after the Table Date, 1,157 shares of the Company's common stock held by Mr. Fadell's spouse, and 117,375 shares of the Company's common stock that Mr. Fadell's spouse has the right to acquire by exercise of stock options within 60 days after the Table Date. Excludes 210,000 unvested restricted stock units held by Mr. Fadell and 40,000 unvested restricted stock units held by Mr. Fadell's spouse.

(7)

Consists of 70,000 shares of the Company's common stock that Mr. Gore has the right to acquire by exercise of stock options.

(8)

Includes 1,300,000 shares of the Company's common stock that Mr. Johnson has the right to acquire by exercise of stock options and excludes 450,000 unvested restricted stock units.

(9)

Includes 2,000 shares of the Company's common stock held by Dr. Levinson's spouse and 110,000 shares of the Company's common stock that Dr. Levinson has the right to acquire by exercise of stock options.

(10)

Excludes 450,000 unvested restricted stock units.

116

(11)

Consists of 12,284 shares of the Company's common stock that Dr. Schmidt holds indirectly. Dr. Schmidt has declined to participate in the 1997 Director Stock Option Plan.

(12)

Includes 40,000 shares of the Company's common stock that Mr. York holds jointly with his spouse and 50,000 shares of the Company's common stock that Mr. York has the right to acquire by exercise of stock options.

(13)

Includes 2,146,546 shares of the Company's common stock that executive officers or directors have the right to acquire by exercise of stock options and excludes 2,950,000 unvested restricted stock units.

*

Represents less than 1% of the issued and outstanding shares of the Company's common stock on the Table Date.

Item 13. Certain Relationships and Related Transactions, and Director Independence

Security Ownership of 5% Holders, Directors, Nominees and Executive Officers

(1)

Represents
shares of the Company's common stock held and options held by such individuals that were exercisable at the Table Date or within 60 days thereafter. This does not
include options or restricted stock units that vest more than 60 days after the Table Date.

(2)

Based
on a Form 13G/A filed February 14, 2007 by FMR Corp. FMR Corp. lists its address as 82 Devonshire Street, Boston, MA 02109, in such filing.

(3)

Includes
110,000 shares of the Company's common stock that Mr. Campbell has the right to acquire by exercise of stock options.

(4)

Excludes
600,000 unvested restricted stock units.

(5)

Includes
40,000 shares of the Company's common stock that Mr. Drexler holds indirectly and 190,000 shares of the Company's common stock that Mr. Drexler has the right to
acquire by exercise of stock options.

(6)

Includes
275 shares of the Company's common stock that Mr. Fadell holds indirectly, 165,875 shares of the Company's common stock that Mr. Fadell has the right to acquire
by exercise of stock options within 60 days after the Table Date, 1,157 shares of the Company's common stock held by Mr. Fadell's spouse, and 117,375 shares of the Company's common stock
that Mr. Fadell's spouse has the right to acquire by exercise of stock options within 60 days after the Table Date. Excludes 210,000 unvested restricted stock units held by
Mr. Fadell and 40,000 unvested restricted stock units held by Mr. Fadell's spouse.

(7)

Consists
of 70,000 shares of the Company's common stock that Mr. Gore has the right to acquire by exercise of stock options.

(8)

Includes
1,300,000 shares of the Company's common stock that Mr. Johnson has the right to acquire by exercise of stock options and excludes 450,000 unvested restricted stock
units.

(9)

Includes
2,000 shares of the Company's common stock held by Dr. Levinson's spouse and 110,000 shares of the Company's common stock that Dr. Levinson has the right to
acquire by exercise of stock options.

(10)

Excludes
450,000 unvested restricted stock units.

116

(11)

Consists
of 12,284 shares of the Company's common stock that Dr. Schmidt holds indirectly. Dr. Schmidt has declined to participate in the 1997 Director Stock Option
Plan.

(12)

Includes
40,000 shares of the Company's common stock that Mr. York holds jointly with his spouse and 50,000 shares of the Company's common stock that Mr. York has the
right to acquire by exercise of stock options.

(13)

Includes
2,146,546 shares of the Company's common stock that executive officers or directors have the right to acquire by exercise of stock options and excludes 2,950,000 unvested
restricted stock units.

*

Represents
less than 1% of the issued and outstanding shares of the Company's common stock on the Table Date.

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Item 13. Certain Relationships and Related Transactions, and Director Independence

Security Ownership of 5% Holders, Directors, Nominees and Executive Officers

7

Table of Contents

Security Ownership of 5% Holders, Directors, Nominees and Executive Officers

(1)

Represents shares of Common Stock held and/or options held by such individuals that were exercisable at the Table Date or within 60 days thereafter. The share numbers have been adjusted to reflect the Company's two-for-one stock split in February 2005.

(2)

Based on a Form 13G filed February 14, 2005 by FMR Corp. FMR Corp. lists its address as 82 Devonshire Street, Boston, MA, 02109, in such filing.

(3)

Includes 120,000 shares of Common Stock that Mr. Jobs has the right to acquire by exercise of stock options.

(4)

Includes 200,000 shares of Common Stock that Mr. Campbell has the right to acquire by exercise of stock options.

(5)

Includes 160,000 shares of Common Stock that Mr. Drexler has the right to acquire by exercise of stock options.

(6)

Includes 40,000 shares of Common Stock that Mr. Gore has the right to acquire by exercise of stock options.

(7)

Includes 2,700,000 shares of Common Stock that Mr. Johnson has the right to acquire by exercise of stock options.

(8)

Includes 2,000 shares of Common Stock that Dr. Levinson holds indirectly and 80,000 shares of Common Stock that Dr. Levinson has the right to acquire by exercise of stock options.

(9)

Includes 2,900,000 shares of Common Stock that Dr. Tevanian has the right to acquire by exercise of stock options.

(10)

Includes 20,000 shares of Common Stock that Mr. York has the right to acquire by exercise of stock options.

(11)

Includes 8,241,671 shares of Common Stock that executive officers or directors have the right to acquire by exercise of stock options.

*

Represents less than 1% of the issued and outstanding shares of Common Stock on the Table Date.

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