ACI » Topics » Securities Authorized for Issuance Under Equity Compensation Plans

This excerpt taken from the ACI 10-K filed Mar 1, 2010.
Securities Authorized for Issuance Under Equity Compensation Plans
 
The Arch Coal, Inc. 1997 Stock Incentive Plan, which has been approved by our stockholders, is the sole plan under which we are authorized to issue shares of our common stock to employees. The following table shows the number of shares of common stock to be issued upon vesting of restricted stock units or exercise of options outstanding at December 31, 2009, the weighted average exercise price of options, and the number of shares of common stock remaining available for future issuance at December 31, 2009, excluding shares to be issued upon exercise of outstanding options. No warrants or rights had been issued under the plan as of December 31, 2009.
 
                         
                Number of
 
                Securities Remaining
 
    Number of
          Available for
 
    Securities to
          Future Issuance
 
    be Issued
    Weighted-Average Exercise
    Under Equity
 
    Upon Exercise
    Price of
    Compensation Plans
 
    of Outstanding
    Outstanding Options,
    (Excluding Securities
 
    Options, Warrants
    Warrants
    to be Issued
 
Plan Category
  and Rights     and Rights     Upon Exercise)  
 
Equity compensation plans approved by security holders
    3,988,835     $ 25.17       2,905,938  
Equity compensation plans not approved by security holders
                 
                         
Total
    3,988,835     $ 25.17       2,905,938  
                         
 
ITEM 13.  CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE.
 
We incorporate by reference the information under the headings “Overview” and “Director Independence” appearing in the section entitled “Corporate Governance Practices” in our proxy statement to be distributed to stockholders in connection with the 2010 annual meeting.


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Table of Contents

ITEM 14.  PRINCIPAL ACCOUNTING FEES AND SERVICES.
 
We incorporate by reference the information in the section entitled “Ratification of the Appointment of Independent Public Accounting Firm” in our proxy statement to be distributed to stockholders in connection with the 2010 annual meeting.
 
Securities Authorized for Issuance Under Equity Compensation Plans
 
The Arch Coal, Inc. 1997 Stock Incentive Plan, which has been approved by our stockholders, is the sole plan under which we are authorized to issue shares of our common stock to employees. The following table shows the number of shares of common stock to be issued upon vesting of restricted stock units or exercise of options outstanding at December 31, 2008, the weighted average exercise price of options, and the number of shares of common stock remaining available for future issuance at December 31, 2008, excluding shares to be issued upon exercise of outstanding options. No warrants or rights had been issued under the plan as of December 31, 2008.
 
                         
                Number of
 
                Securities Remaining
 
    Number of
          Available for
 
    Securities to
          Future Issuance
 
    be Issued
    Weighted-Average Exercise
    Under Equity
 
    Upon Exercise
    Price of
    Compensation Plans
 
    of Outstanding
    Outstanding Options,
    (Excluding Securities
 
    Options, Warrants
    Warrants
    to be Issued
 
Plan Category
  and Rights     and Rights     Upon Exercise)  
 
Equity compensation plans approved by security holders
    2,997,804     $ 29.10       3,058,129  
Equity compensation plans not approved by security holders
                 
                         
Total
    2,997,804     $ 29.10       3,058,129  
                         
 
ITEM 13.  CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE.
 
We incorporate by reference the information under the headings “Overview” and “Director Independence” appearing in the section entitled “Corporate Governance Practices” in our proxy statement to be distributed to stockholders in connection with the 2009 annual meeting.
 
ITEM 14.  PRINCIPAL ACCOUNTING FEES AND SERVICES.
 
We incorporate by reference the information in the section entitled “Ratification of the Appointment of Independent Public Accounting Firm” in our proxy statement to be distributed to stockholders in connection with the 2009 annual meeting.
 
Securities
Authorized for Issuance Under Equity Compensation
Plans



 



The Arch Coal, Inc. 1997 Stock Incentive Plan, which has been
approved by our stockholders, is the sole plan under which we
are authorized to issue shares of our common stock to employees.
The following table shows the number of shares of common stock
to be issued upon vesting of restricted stock units or exercise
of options outstanding at December 31, 2008, the weighted
average exercise price of options, and the number of shares of
common stock remaining available for future issuance at
December 31, 2008, excluding shares to be issued upon
exercise of outstanding options. No warrants or rights had been
issued under the plan as of December 31, 2008.


 














































































































































































































                         

 

 

 

 

 

 

 

 

Number of



 

 

 

 

 

 

 

 

 

Securities Remaining



 

 

 

Number of



 

 

 

 

 

Available for



 

 

 

Securities to



 

 

 

 

 

Future Issuance



 

 

 

be Issued



 

 

Weighted-Average Exercise



 

 

Under Equity



 

 

 

Upon Exercise



 

 

Price of



 

 

Compensation Plans



 

 

 

of Outstanding



 

 

Outstanding Options,



 

 

(Excluding Securities



 

 

 

Options, Warrants



 

 

Warrants



 

 

to be Issued



 


Plan Category


 

and Rights

 

 

and Rights

 

 

Upon Exercise)

 
 


Equity compensation plans approved by security holders


 

 

2,997,804

 

 

$

29.10

 

 

 

3,058,129

 


Equity compensation plans not approved by security holders


 

 



 

 

 



 

 

 



 

 

 

 

 

 

 

 

 

 

 

 

 

 


Total


 

 

2,997,804

 

 

$

29.10

 

 

 

3,058,129

 

 

 

 

 

 

 

 

 

 

 

 

 

 






 















ITEM 13. 

CERTAIN
RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE.



 



We incorporate by reference the information under the headings
“Overview” and “Director Independence”
appearing in the section entitled “Corporate Governance
Practices” in our proxy statement to be distributed to
stockholders in connection with the 2009 annual meeting.


 















ITEM 14. 

PRINCIPAL
ACCOUNTING FEES AND SERVICES.



 



We incorporate by reference the information in the section
entitled “Ratification of the Appointment of Independent
Public Accounting Firm” in our proxy statement to be
distributed to stockholders in connection with the 2009 annual
meeting.


 




Securities Authorized for Issuance Under Equity Compensation Plans
 
The Arch Coal, Inc. 1997 Stock Incentive Plan, which has been approved by our stockholders, is the sole plan under which we are authorized to issue shares of our common stock to employees. The following table shows the number of shares of common stock to be issued upon exercise of options outstanding at December 31, 2007, the weighted average exercise price of those options, and the number of shares of common stock remaining available for future issuance at December 31, 2007, excluding shares to be issued upon exercise of outstanding options. No warrants or rights had been issued under the plan as of December 31, 2007.
 
                         
                Number of
 
                Securities Remaining
 
    Number of
          Available for
 
    Securities to
          Future Issuance
 
    be Issued
    Weighted-Average Exercise
    Under Equity
 
    Upon Exercise
    Price of
    Compensation Plans
 
    of Outstanding
    Outstanding Options,
    (Excluding Securities
 
    Options, Warrants
    Warrants
    to be Issued
 
Plan Category
  and Rights     and Rights     Upon Exercise)  
 
Equity compensation plans approved by security holders
    2,849,963     $ 18.19       3,943,297  
Equity compensation plans not approved by security holders
                 
                         
Total
    2,849,963     $ 18.19       3,943,297  
                         
 
ITEM 13.  CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE.
 
We incorporate by reference the information under the headings “Overview” and “Director Independence” appearing in the section entitled “Corporate Governance Practices” in our proxy statement to be distributed to stockholders in connection with the 2008 annual meeting.
 
ITEM 14.  PRINCIPAL ACCOUNTING FEES AND SERVICES.
 
We incorporate by reference the information in the section entitled “Ratification of the Appointment of Independent Public Accounting Firm” in our proxy statement to be distributed to stockholders in connection with the 2008 annual meeting.
 
Securities
Authorized for Issuance Under Equity Compensation
Plans



 



The Arch Coal, Inc. 1997 Stock Incentive Plan, which has been
approved by our stockholders, is the sole plan under which we
are authorized to issue shares of our common stock to employees.
The following table shows the number of shares of common stock
to be issued upon exercise of options outstanding at
December 31, 2007, the weighted average exercise price of
those options, and the number of shares of common stock
remaining available for future issuance at December 31,
2007, excluding shares to be issued upon exercise of outstanding
options. No warrants or rights had been issued under the plan as
of December 31, 2007.


 














































































































































































































                         

 

 

 

 

 

 

 

 

Number of



 

 

 

 

 

 

 

 

 

Securities Remaining



 

 

 

Number of



 

 

 

 

 

Available for



 

 

 

Securities to



 

 

 

 

 

Future Issuance



 

 

 

be Issued



 

 

Weighted-Average Exercise



 

 

Under Equity



 

 

 

Upon Exercise



 

 

Price of



 

 

Compensation Plans



 

 

 

of Outstanding



 

 

Outstanding Options,



 

 

(Excluding Securities



 

 

 

Options, Warrants



 

 

Warrants



 

 

to be Issued



 


Plan Category


 

and Rights

 

 

and Rights

 

 

Upon Exercise)

 
 


Equity compensation plans approved by security holders


 

 

2,849,963

 

 

$

18.19

 

 

 

3,943,297

 


Equity compensation plans not approved by security holders


 

 



 

 

 



 

 

 



 

 

 

 

 

 

 

 

 

 

 

 

 

 


Total


 

 

2,849,963

 

 

$

18.19

 

 

 

3,943,297

 

 

 

 

 

 

 

 

 

 

 

 

 

 






 















ITEM 13. 

CERTAIN
RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE.



 



We incorporate by reference the information under the headings
“Overview” and “Director Independence”
appearing in the section entitled “Corporate Governance
Practices” in our proxy statement to be distributed to
stockholders in connection with the 2008 annual meeting.


 















ITEM 14. 

PRINCIPAL
ACCOUNTING FEES AND SERVICES.



 



We incorporate by reference the information in the section
entitled “Ratification of the Appointment of Independent
Public Accounting Firm” in our proxy statement to be
distributed to stockholders in connection with the 2008 annual
meeting.


 




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