AIZ » Topics » TABLE OF CONTENTS

This excerpt taken from the AIZ 10-K filed Feb 25, 2010.

TABLE OF CONTENTS

 

Item

Number

        Page
Number
   PART I   
1.   

Business

   1
1A.   

Risk Factors

   12
1B.   

Unresolved Staff Comments

   35
2.   

Properties

   35
3.   

Legal Proceedings

   35
4.   

Submission of Matters to a Vote of Security Holders

   35
   PART II   
5.   

Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities

   36
6.   

Selected Financial Data

   40
7.   

Management’s Discussion and Analysis of Financial Condition and Results of Operations

   41
7A.   

Quantitative and Qualitative Disclosures About Market Risk

   87
8.   

Financial Statements and Supplementary Data

   92
9.   

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

   92
9A.   

Controls and Procedures

   92
9B.   

Other Information

   93
   PART III   
10.   

Directors, Executive Officers and Corporate Governance

   94
11.   

Executive Compensation

   94
12.   

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

   94
13.   

Certain Relationships and Related Transactions, and Director Independence

   94
14.   

Principal Accounting Fees and Services

   94
   PART IV   
15.   

Exhibits and Financial Statement Schedules

   95

Signatures

   100

EX-23.1: CONSENT OF PRICEWATERHOUSECOOPERS LLP

EX-31.1: CERTIFICATION

EX-31.2: CERTIFICATION

EX-32.1: CERTIFICATION

EX-32.2: CERTIFICATION

 

Amounts are presented in United States of America (“U.S.”) dollars and all amounts are in thousands, except number of shares, per share amounts, registered holders, number of employees, beneficial owners and number of loans.

 

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Table of Contents
This excerpt taken from the AIZ DEF 14A filed Apr 9, 2009.

TABLE OF CONTENTS

 

 

 

     Page

PROXY STATEMENT

   1

EXECUTIVE OFFICERS

   3

DIRECTORS

   6

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS

   8

SECURITY OWNERSHIP OF MANAGEMENT

   9

COMPENSATION DISCUSSION AND ANALYSIS

   11

COMPENSATION OF NAMED EXECUTIVE OFFICERS

   26

Summary Compensation Table

   26

Grants of Plan-Based Awards Table

   28

Narrative to the Summary Compensation and Grants of Plan-Based Awards Tables

   29

Outstanding Equity Awards at Fiscal Year End Table

   31

Option Exercises and Stock Vested Table

   34

Pension Benefits Table

   35

Narrative to the Pension Benefits Table

   36

Nonqualified Defined Contribution and Other Nonqualified Deferred Compensation Plans Table

   40

Narrative to the Nonqualified Defined Contribution and Other Nonqualified Deferred Compensation Plans Table

   41

Potential Payments upon Termination or Change of Control Table

   44

Narrative to the Potential Payments upon Termination or Change of Control Table

   47

COMPENSATION OF DIRECTORS

   52

Director Compensation Table

   52

Narrative to the Director Compensation Table

   53

SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS

   55

TRANSACTIONS WITH RELATED PERSONS

   56

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

   58

CORPORATE GOVERNANCE

   59

General

   59

Director Independence

   59

Board and Committee Meetings and Attendance

   60

Nominating and Corporate Governance Committee

   60

Audit Committee

   62

Compensation Committee

   62

Compensation Committee Interlocks and Insider Participation

   63

Communicating with the Presiding Director and the Board of Directors

   64

Code of Ethics

   64

COMPENSATION COMMITTEE REPORT

   65

AUDIT COMMITTEE MATTERS

   66

Audit Committee Report

   66

Fees of Principal Accountants

   66

PROPOSALS

   68

Proposal One—Election of Directors

   68

Proposal Two—Ratification of Appointment of Independent Registered Public Accounting Firm

   69

Proposal Three—Amendment of the Company’s Restated Certificate of Incorporation to Eliminate Certain Supermajority Vote Requirements

   70

INCORPORATION BY REFERENCE

   71

OTHER MATTERS

   71

ANNUAL REPORT AND FORM 10-K

   71

STOCKHOLDER PROPOSALS

   72

EXHIBIT A—CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF ASSURANT, INC.

   A-1

 

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Table of Contents
These excerpts taken from the AIZ 10-K filed Feb 27, 2009.

TABLE OF CONTENTS

 

ARTICLE 1 - INTRODUCTION

   1

ARTICLE 2 - ELIGIBILITY AND PARTICIPATION

   1

ARTICLE 3 - 401(k) BENEFITS

   2

ARTICLE 4 - VESTING

   3

ARTICLE 5 - DISTRIBUTION OF BENEFITS

   3

ARTICLE 6 - FUNDING OF PLAN

   4

ARTICLE 7 - ADMINISTRATION OF THE PLAN

   5

ARTICLE 8 - AMENDMENT AND TERMINATION

   6

ARTICLE 9 - MISCELLANEOUS

   6

ARTICLE 10 - CLAIMS PROCEDURE

   7

ARTICLE 11 - DEFINITIONS

   9


TABLE OF CONTENTS

 

ARTICLE 1 - INTRODUCTION

   1

ARTICLE 2 - ELIGIBILITY AND PARTICIPATION

   1

ARTICLE 3 - PENSION BENEFITS

   2

ARTICLE 4 - VESTING

   3

ARTICLE 5 - DISTRIBUTION OF BENEFITS

   4

ARTICLE 6 - FUNDING OF PLAN

   5

ARTICLE 7 - ADMINISTRATION OF THE PLAN

   5

ARTICLE 8 - AMENDMENT AND TERMINATION

   7

ARTICLE 9 - MISCELLANEOUS

   7

ARTICLE 10 - CLAIMS PROCEDURE

   8

ARTICLE 11 - DEFINITIONS

   9


TABLE OF CONTENTS

 

Item

Number

        Page
Number
   PART I   
1.   

Business

   1
1A.   

Risk Factors

   15
1B.   

Unresolved Staff Comments

   40
2.   

Properties

   40
3.   

Legal Proceedings

   40
4.   

Submission of Matters to a Vote of Security Holders

   41
   PART II   
5.   

Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities

   42
6.   

Selected Financial Data

   46
7.   

Management’s Discussion and Analysis of Financial Condition and Results of Operations

   47
7A.   

Quantitative and Qualitative Disclosures About Market Risk

   90
8.   

Financial Statements and Supplementary Data

   95
9.   

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

   95
9A.   

Controls and Procedures

   95
9B.   

Other Information

   96
   PART III   
10.   

Directors, Executive Officers and Corporate Governance

   97
11.   

Executive Compensation

   97
12.   

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

   97
13.   

Certain Relationships and Related Transactions, and Director Independence

   97
14.   

Principal Accounting Fees and Services

   97
   PART IV   
15.   

Exhibits and Financial Statement Schedules

   98

Signatures

   103

EX-23.1: CONSENT OF PRICEWATERHOUSECOOPERS LLP

EX-31.1: CERTIFICATION

EX-31.2: CERTIFICATION

EX-32.1: CERTIFICATION

EX-32.2: CERTIFICATION

 

This excerpt taken from the AIZ DEF 14A filed Apr 10, 2008.

TABLE OF CONTENTS

 

 

 

     Page

PROXY STATEMENT

   1

EXECUTIVE OFFICERS

   3

DIRECTORS

   6

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS

   8

SECURITY OWNERSHIP OF MANAGEMENT

   9

COMPENSATION DISCUSSION AND ANALYSIS

   11

COMPENSATION OF NAMED EXECUTIVE OFFICERS

   26

Summary Compensation Table

   26

Grants of Plan-Based Awards Table

   28

Narrative to the Summary Compensation and Grants of Plan-Based Awards Tables

   29

Outstanding Equity Awards at Fiscal Year End Table

   31

Option Exercises and Stock Vested in Last Fiscal Year Table

   34

Pension Benefits Table

   35

Narrative to the Pension Benefits Table

   36

Nonqualified Defined Contribution and Other Nonqualified Deferred Compensation Plans Table

   40

Narrative to the Nonqualified Defined Contribution and Other Nonqualified Deferred Compensation Plans Table

   41

Potential Payments upon Termination or Change in Control Table

   44

Narrative to the Potential Payments upon Termination or Change in Control Table

   47

COMPENSATION OF DIRECTORS

   52

Director Compensation Table

   52

Narrative to the Director Compensation Table

   53

SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS

   55

TRANSACTIONS WITH RELATED PERSONS

   56

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

   59

CORPORATE GOVERNANCE

   60

General

   60

Director Independence

   60

Board and Committee Meetings and Attendance

   61

Nominating and Corporate Governance Committee

   61

Audit Committee

   63

Compensation Committee

   63

Finance and Investment Committee

   64

Communicating with the Presiding Director and the Board of Directors

   65

Code of Ethics

   65

COMPENSATION COMMITTEE REPORT

   66

AUDIT COMMITTEE MATTERS

   67

Audit Committee Report

   67

Fees of Principal Accountants

   68

PROPOSALS

   70

Proposal One—Election of Directors

   70

Proposal Two—Ratification of Appointment of Independent Registered Public Accounting Firm

   72

Proposal Three—Approval of Assurant, Inc. Executive Short Term Incentive Plan

   73

Proposal Four—Approval of Assurant, Inc. Long Term Equity Incentive Plan

   77

INCORPORATION BY REFERENCE

   85

OTHER MATTERS

   85

ANNUAL REPORT AND FORM 10-K

   85

STOCKHOLDER PROPOSALS

   86

EXHIBITS

   A-1

Exhibit A—Assurant, Inc. Executive Short Term Incentive Plan

   A-1

Exhibit B—Assurant, Inc. Long Term Equity Incentive Plan

   B-1

 

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