ALOT » Topics » Equity Compensation Plan Information

These excerpts taken from the ALOT 10-K filed Apr 13, 2009.

Equity Compensation Plan Information

The following table sets forth information about the Company’s equity compensation plans as of January 31, 2009:

 

Plan Category

   Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
    Weighted-
Average Exercise
Price of
Outstanding
Options,
Warrants and
Rights
   Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

   1,765,550 (1)   $ 6.04    892,025 (2)

Equity Compensation Plans Not Approved by Security Holders

   —         —      —    
                   

Total

   1,765,550 (1)   $ 6.04    892,025 (2)

 

(1) Includes 936,800 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans, 706,375 shares issuable upon exercise of outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees, 32,875 shares issuable upon exercise of outstanding stock options granted under the Astro-Med, Inc. Non-Employee Director Stock Option Plan and 89,500 shares issuable upon exercise of outstanding options granted under the Company’s 2007 Equity Incentive Plan.
(2) Shares under the Astro-Med, Inc. 2007 Equity Incentive Plan.

Additional information regarding these equity compensation plans is contained in Note 6 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

Equity Compensation Plan Information

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">The following table sets forth information about the Company’s equity compensation plans as of January 31, 2009:

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 





































































Plan Category

  Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
  Weighted-
Average Exercise
Price of
Outstanding
Options,
Warrants and
Rights
  Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

  1,765,550(1) $6.04  892,025(2)

Equity Compensation Plans Not Approved by Security Holders

  —     —    —   
           

Total

  1,765,550(1) $6.04  892,025(2)

 





(1)Includes 936,800 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans, 706,375 shares issuable upon exercise of
outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees, 32,875 shares issuable upon exercise of outstanding stock options granted under the Astro-Med,
Inc. Non-Employee Director Stock Option Plan and 89,500 shares issuable upon exercise of outstanding options granted under the Company’s 2007 Equity Incentive Plan.




(2)Shares under the Astro-Med, Inc. 2007 Equity Incentive Plan.

SIZE="2">Additional information regarding these equity compensation plans is contained in Note 6 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

FACE="Times New Roman" SIZE="2">Item 13. Certain Relationships, Related Transactions and Director Independence

FACE="Times New Roman" SIZE="2">The response to this item is incorporated by reference to the Company’s definitive Proxy Statement for the 2009 Annual Meeting of Shareholders.

FACE="Times New Roman" SIZE="2">Item 14. Principal Accountant Fees and Services

SIZE="2">The information required by this item is incorporated herein by reference to the Company’s definitive Proxy Statement for the 2009 Annual Meeting of Shareholders.

SIZE="1"> 


28







Table of Contents


These excerpts taken from the ALOT 10-K filed Apr 16, 2008.

Equity Compensation Plan Information

The following table sets forth information about the Company’s equity compensation plans as of January 31, 2008:

 

Plan Category

   Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
    Weighted-
Average Exercise
Price of
Outstanding
Options,
Warrants and
Rights
   Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

   1,832,686 (1)   $ 5.89    1,316,600 (2)

Equity Compensation Plans Not Approved by Security Holders

   —         —      —    
                   

Total

   1,832,686 (1)   $ 5.89    1,316,600 (2)

 

(1) Includes 761,761 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans, 1,020,300 shares issuable upon exercise of outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees, 35,625 shares issuable upon exercise of outstanding stock options granted under the Astro-Med, Inc. Non-Employee Director Stock Option Plan, 15,000 shares issuable upon exercise of outstanding options granted under the Company’s 2007 Equity Incentive Plan.
(2) Includes 985,000 shares under the Astro-Med, Inc. 2007 Equity Incentive Plan and 331,600 shares under the Astro-Med, Inc. 1998 Non-Qualified Stock Option Plan.

Additional information regarding these equity compensation plans is contained in Note 7 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

Equity Compensation Plan Information

STYLE="margin-top:6px;margin-bottom:0px; text-indent:4%">The following table sets forth information about the Company’s equity compensation plans as of January 31, 2008:

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 





































































Plan Category

  Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
  Weighted-
Average Exercise
Price of
Outstanding
Options,
Warrants and
Rights
  Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

  1,832,686(1) $5.89  1,316,600(2)

Equity Compensation Plans Not Approved by Security Holders

  —     —    —   
           

Total

  1,832,686(1) $5.89  1,316,600(2)

 





(1)Includes 761,761 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans, 1,020,300 shares issuable upon exercise of
outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees, 35,625 shares issuable upon exercise of outstanding stock options granted under the Astro-Med,
Inc. Non-Employee Director Stock Option Plan, 15,000 shares issuable upon exercise of outstanding options granted under the Company’s 2007 Equity Incentive Plan.




(2)Includes 985,000 shares under the Astro-Med, Inc. 2007 Equity Incentive Plan and 331,600 shares under the Astro-Med, Inc. 1998 Non-Qualified Stock Option Plan.

Additional information regarding these equity compensation plans is contained in Note 7 to the Company’s Consolidated
Financial Statements included in Item 15 hereto.

This excerpt taken from the ALOT 10-K filed Apr 16, 2007.

Equity Compensation Plan Information

The following table sets forth information about the Company’s equity compensation plans as of January 31, 2007:

 

Plan Category

   Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
    Weighted-
Average Exercise
Price of
Outstanding
Options,
Warrants and
Rights
   Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

   1,830,078 (1)   $ 5.36    662,340 (2)

Equity Compensation Plans Not Approved by Security Holders

   —         —      —    
                   

Total

   1,830,078 (1)   $ 5.36    662,340 (2)

(1) Includes 782,653 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans and 1,024,050 shares issuable upon exercise of outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees and 23,375 shares issuable upon exercise of outstanding stock options granted under the Astro-Med, Inc. Non-Employee Director Stock Option Plan.
(2) Includes 265,740 shares under the Astro-Med, Inc. 1997 Incentive Stock Option Plan and 396,600 shares under the Astro-Med, Inc. 1998 Non-Qualified Stock Option Plan.

Additional information regarding these equity compensation plans is contained in Note 6 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

 

23


Table of Contents
This excerpt taken from the ALOT 10-K filed Apr 14, 2006.

Equity Compensation Plan Information

The following table sets forth information about the Company’s equity compensation plans as of January 31, 2006:

 

Plan Category

  Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights
    Weighted-Average Exercise
Price of Outstanding
Options, Warrants and
Rights
  Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans
 

Equity Compensation Plans Approved by Security Holders

  1,565,355 (1)   $ 6.47   628,485 (2)

Equity Compensation Plans Not Approved by Security Holders

  —         N/A   —    
                 

Total

  1,565,355 (1)   $ 6.47   628,485 (2)

(1) Includes 740,765 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans and 801,490 shares issuable upon exercise of outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees and 23,100 shares issuable upon exercise of outstanding stock options granted under the Astro-Med, Inc. Non-Employee Director Stock Option Plan.
(2) Includes 235,155 shares under the Astro-Med, Inc. 1997 Incentive Stock Option Plan, 390,030 shares under the Astro-Med, Inc. 1998 Non-Qualified Stock Option Plan and 3,300 shares reserved for issuance under the Astro-Med, Inc. Non-Employee Director Stock Option Plan.

Additional information regarding these equity compensation plans is contained in Note 5 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

This excerpt taken from the ALOT 10-K filed Apr 20, 2005.

Equity Compensation Plan Information

 

The following table sets forth information about the Company’s equity compensation plans as of January 31, 2005:

 

Plan Category


   Number of Securities to
be Issued Upon Exercise
of Outstanding Options,
Warrants and Rights


    Weighted-Average Exercise
Price of Outstanding
Options, Warrants and
Rights


   Number of Securities
Remaining Available for
Future Issuances Under
Equity Compensation Plans


 

Equity Compensation Plans Approved by Security Holders

   1,530,265 (1)   $ 6.34    704,385 (2)

Equity Compensation Plans Not Approved by Security Holders

   —         N/A    —    
    

 

  

Total

   1,530,265 (1)   $ 6.34    704,385 (2)

(1)   Includes 730,675 shares issuable upon exercise of outstanding options granted under the Company’s incentive stock option plans and 776,490 shares issuable upon exercise of outstanding options granted under the Company’s non-qualified stock option plans under which options may be granted to officers and key employees and 23,100 shares issuable upon exercise of outstanding stock options granted under the Astro-Med, Inc. Non-Employee Director Stock Option Plan.

 

21


Table of Contents
(2)   Includes 286,055 shares under the Astro-Med, Inc. 1997 Incentive Stock Option Plan, 415,030 shares under the Astro-Med, Inc. 1998 Non-Qualified Stock Option Plan and 3,300 shares reserved for issuance under the Astro-Med, Inc. Non-Employee Director Stock Option Plan.

 

Additional information regarding these equity compensation plans is contained in Note 5 to the Company’s Consolidated Financial Statements included in Item 15 hereto.

 

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki