Annual Reports

Quarterly Reports


  • 8-K (Mar 13, 2018)
  • 8-K (Feb 1, 2018)
  • 8-K (Jan 8, 2018)
  • 8-K (Nov 8, 2017)
  • 8-K (Oct 16, 2017)
  • 8-K (Aug 9, 2017)



Documents found in this filing:

  1. 8-K
  2. 8-K
Form 8-K












Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 24, 2015




(Exact Name of Registrant as Specified in Charter)




Delaware   001-33876   20-4864095

(State or Other Jurisdiction

of Incorporation)



File Number)


(IRS Employer

Identification No.)


3201 Carnegie Avenue,

Cleveland, Ohio

(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (216) 431-9900

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 5.07. Submission of Matters to a Vote of Security Holders.

Athersys, Inc. (the “Company”) held its Annual Meeting of Stockholders on June 24, 2015. Set forth below are the voting results for each of the matters submitted to a vote of the Company’s stockholders.

Proposal One - Election of Directors.

All nominees for election to the Company’s Board of Directors named in the Company’s proxy statement filed with the Securities and Exchange Commission on May 6, 2015 were elected, each to a one-year term, with the following vote:


     Shares Voted For      Shares Withheld      Broker Non-Votes  

Gil Van Bokkelen

     14,993,851         1,784,123         49,738,220   

John J. Harrington

     16,076,175         701,799         49,738,220   

Kenneth H. Traub

     16,122,589         655,385         49,738,220   

Lee E. Babiss

     16,064,013         713,961         49,738,220   

Ismail Kola

     16,066,151         711,823         49,738,220   

Lorin J. Randall

     16,056,029         721,945         49,738,220   

Jack L. Wyszomierski

     16,090,545         687,429         49,738,220   

Proposal Two - Ratification of the Appointment of the Company’s Independent Auditors.

The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2015 with the following vote:


For   Against   Abstain
64,148,534   2,278,451   89,209

Proposal Three - Advisory Vote on Named Executive Officer Compensation.

The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers with the following vote:


For   Against   Abstain   Broker Non-Votes
14,087,677   2,470,442   219,855   49,738,220


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Laura K. Campbell

Laura K. Campbell
Vice President of Finance

Date: June 25, 2015

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