BHP » Topics » (Australian Stock Exchange Listing Rules Appendix 3Y) (Listing Rules and Disclosure Rules of the UK Listing Authority)

This excerpt taken from the BHP 6-K filed Dec 27, 2006.

(Australian Stock Exchange Listing Rules Appendix 3Y)

(Listing Rules and Disclosure Rules of the UK Listing Authority)

 

Name of entities

BHP Billiton Limited

BHP Billiton Plc

 

ABN 49 004 028 077

REG NO 3196209

As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interest of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Stock Exchange (ASX) Listing Rules, the Listing Rules and Disclosure Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Act and the Group's Securities Dealing Code.

We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure Rule 3.1.4 and as agent for the director for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing Code.

Name of director

Mr D R Argus AO

Date of last notice

8 September 2006

Date issuer informed of transaction

22 December 2006

Date and place of transaction

20 December 2006 on the Australian Stock Exchange

Part 1 - Change of director's relevant interests in securities

Included in this Part are:

  • in the case of a trust, interests in the trust made available by the responsible entity of the trust;
  • details of the circumstance giving rise to the relevant interest;
  • details and estimated valuation if the consideration is non-cash; and
  • changes in the relevant interest of Connected Persons of the director.

Direct or indirect interest

Indirect

Nature of indirect interest

(including registered holder)

Alamiste Pty Ltd is the registered holder. It is the trustee of a private trust, of which Mr Argus is a potential beneficiary.

Date of change

20 December 2006

No. of securities held prior to change

295,995 ordinary shares in BHP Billiton Limited

Class

Ordinary shares in BHP Billiton Limited

Number acquired

11,500

Number disposed

-

Value/Consideration

A$25.71 per share (average)

No. of securities held after change

307,495 ordinary shares in BHP Billiton Limited

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

 

On-market purchase

Any additional information

-

This excerpt taken from the BHP 6-K filed Oct 11, 2006.

(Australian Stock Exchange Listing Rules Appendix 3Y)

(Listing Rules and Disclosure Rules of the UK Listing Authority)

 

Name of entities

BHP Billiton Limited

BHP Billiton Plc

 

ABN 49 004 028 077

REG NO 3196209

As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interest of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Stock Exchange (ASX) Listing Rules, the Listing Rules and Disclosure Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Act and the Group's Securities Dealing Code.

We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure Rule 3.1.4 and as agent for the director for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing Code.

Name of director

Mr D A Crawford

Date of last notice

28 February 2006

Date issuer informed of transaction

5 October 2006

Date and place of transaction

5 October 2006 (on the Australian Stock Exchange)

Part 1 - Change of director's relevant interests in securities

Included in this Part are:

  • in the case of a trust, interests in the trust made available by the responsible entity of the trust;
  • details of the circumstance giving rise to the relevant interest;
  • details and estimated valuation if the consideration is non-cash; and
  • changes in the relevant interest of Connected Persons of the director.

Direct or indirect interest

Indirect

Nature of indirect interest

(including registered holder)

Melpeat Pty Ltd is the registered holder. It is the trustee of a private superannuation fund of which Mr Crawford is a potential beneficiary.

Date of change

5 October 2006

No. of securities held prior to change

29,127 ordinary shares in BHP Billiton Limited

Class

Ordinary shares in BHP Billiton Limited

Number acquired

4,000

Number disposed

-

Value/Consideration

A$24.99 per share

No. of securities held after change

33,127 ordinary shares in BHP Billiton Limited

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

 

On-market purchase

Any additional information

-

This excerpt taken from the BHP 6-K filed Apr 19, 2006.
Australian Stock Exchange Listing Rules Appendix 3Y)

(Listing Rules & Disclosure Rules of the UK Listing Authority)

 

Name of entities

BHP Billiton Limited

BHP Billiton Plc

 

ABN 49 004 028 077

REG NO 3196029

As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Plc or BHP Billiton Limited have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Stock Exchange (ASX) Listing Rules, the Listing Rules and Disclosure Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Act and the Group's Securities Dealing Code.

We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure Rule 3.1.4 and as agent for the director / person discharging managerial responsibilities for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing Code.

Name of director / person discharging managerial responsibilities

Dr J G Buchanan

Date of last notice

26 August 2005

Date issuer informed of transaction

13 April 2006

Date and place of transaction

13 April 2006 on the London Stock Exchange

Part 1 - Change of relevant interests in securities

Included in this Part are:

  • in the case of a trust, interests in the trust made available by the responsible entity of the trust;
  • details of the circumstance giving rise to the relevant interest;
  • details and estimated valuation if the consideration is non-cash; and
  • changes in the relevant interest of Connected Persons of the director and/or person discharging managerial responsibilities.

Direct or indirect interest

Direct

Nature of indirect interest

(including registered holder and the identity of a Connected Person if applicable)

-

No. of securities held prior to change

10,000

Class

Ordinary fully paid shares of US$0.50 in BHP Billiton Plc

Number acquired

10,000

Number disposed

-

Value/Consideration

Purchase at GPB 11.18 per share

No. of securities held after change

20,000

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

On-market purchase

Any additional information

-

This excerpt taken from the BHP 6-K filed Apr 18, 2006.

(Australian Stock Exchange Listing Rules Appendix 3Y)

(Listing Rules and Disclosure Rules of the UK Listing Authority)

 

Name of entities

BHP Billiton Limited

BHP Billiton Plc

 

ABN 49 004 028 077

REG NO 3196029

As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interest of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Stock Exchange (ASX) Listing Rules, the Listing Rules and Disclosure Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Act and the Group's Securities Dealing Code.

We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure Rule 3.1.4 and as agent for the director for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing Code.

Name of director

Mr D R Argus AO

Date of last notice

22 December 2005

Date issuer informed of transaction

13 April 2006

Date and place of transaction

13 April 2006 on the Australian Stock Exchange

Part 1 - Change of director's relevant interests in securities

Included in this Part are:

  • in the case of a trust, interests in the trust made available by the responsible entity of the trust;
  • details of the circumstance giving rise to the relevant interest;
  • details and estimated valuation if the consideration is non-cash; and
  • changes in the relevant interest of Connected Persons of the director.

Direct or indirect interest

Indirect

Nature of indirect interest

(including registered holder)

D.R & P.A. Argus are the registered holders. They are the trustees of a private superannuation fund of which Mr Argus is a potential beneficiary.

Date of change

13 April 2006

No. of securities held prior to change

233 495 ordinary shares in BHP Billiton Limited

Class

Ordinary shares in BHP Billiton Limited

Number acquired

6,500

Number disposed

-

Value/Consideration

A$29.89 per share (average)

No. of securities held after change

239 995 ordinary shares in BHP Billiton Limited

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

 

On-market purchase

Any additional information

-

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