BASI » Topics » Exhibits

This excerpt taken from the BASI 10-Q filed Feb 14, 2007.

Exhibits

 

Number assigned

in Regulation S-K

Item 601

 

Description of Exhibits

 

 

 

 

(3)

3.1

 

Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).

 

 

3.2

 

Second Amended and Restated Bylaws of Bioanalytical Systems, Inc., as subsequently amended.*

 

(4)

4.1

 

Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).

 

(31)

31.1

 

Certification of Richard M. Shepperd*

 

 

31.2

 

Certification of Michael R. Cox*

 

(32)

32.1

 

Section 1350 Certifications*

 

*Filed with this Quarterly Report on Form 10-Q.

 

 

16

 

 

 

This excerpt taken from the BASI 10-Q filed Nov 1, 2006.

Exhibits

Number assigned
in Regulation S-K
Item 601
Description of Exhibits

(3)
3.1
Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).

3.2
Second Restated Bylaws of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.2 Form 10-Q for the quarter ended December 31, 1997).

(4)
4.1
Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).

(31)
31.1
Certification of Richard M. Shepperd +

31.2
Certification of Michael R. Cox +

(32)
32.1
Section 1350 Certifications +

(99)
99.1
Risk factors (incorporated by reference to Exhibit 99.1 to Form 10-K for the year ended September 30, 2005).


† Filed with this Quarterly Report on Form 10-Q.




19

This excerpt taken from the BASI 10-Q filed Aug 29, 2006.

Exhibits

Number assigned
in Regulation S-K
Item 601
Description of Exhibits

(3)
3.1
Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).

3.2
Second Restated Bylaws of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.2 Form 10-Q for the quarter ended December 31, 1997).

(4)
4.1
Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).

(31)
31.1
Certification of Peter T. Kissinger +

31.2
Certification of Michael R. Cox +

(32)
32.1
Section 1350 Certifications +

(99)
99.1
Risk factors (incorporated by reference to Exhibit 99.1 to Form 10-K for the year ended September 30, 2005).


† Filed with this Quarterly Report on Form 10-Q.




19

This excerpt taken from the BASI 10-Q filed Aug 14, 2006.

Exhibits

Number assigned
in Regulation S-K
Item 601
Description of Exhibits

(3)
3.1
Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).

3.2
Second Restated Bylaws of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.2 Form 10-Q for the quarter ended December 31, 1997).

(4)
4.1
Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).

(31)
31.1
Certification of Peter T. Kissinger +

31.2
Certification of Michael R. Cox +

(32)
32.1
Section 1350 Certifications +

(99)
99.1
Risk factors (incorporated by reference to Exhibit 99.1 to Form 10-K for the year ended September 30, 2005).


† Filed with this Quarterly Report on Form 10-Q.




17

This excerpt taken from the BASI 10-Q filed May 15, 2006.

ITEM 6.     EXHIBITS

Exhibits

Number assigned
in Regulation S-K
Item 601
Description of Exhibits

(3) 3.1 Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).

3.2 Second Restated Bylaws of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.2 Form 10-Q for the quarter ended December 31, 1997).

(4) 4.1 Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).

(31) 31.1 Certification of Peter T. Kissinger +

31.2 Certification of Michael R. Cox +

(32) 32.1 Section 1350 Certifications +

(99) 99.1 Risk factors (incorporated by reference to Exhibit 99.1 to Form 10-K for the year ended September 30, 2005).




17

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized:

BIOANALYTICAL SYSTEMS, INC.




By:  /s/  PETER T. KISSINGER


Peter T. Kissinger
President and Chief Executive Officer
(Principal Executive Officer)

Date:  May 15, 2006




By:  /s/  MICHAEL R. COX
Michael R. Cox
Vice President-Finance
and Chief Financial Officer
(Principal Financial and Accounting Officer)

Date:  May 15, 2006




18

This excerpt taken from the BASI 10-Q filed Feb 14, 2005.

ITEM 6.    EXHIBITS

Exhibits


Number assigned
in Regulation S-K
Item 601
Description of Exhibits
 
(3) 3.1 Second Amended and Restated Articles of Incorporation of Bioanalytical Systems, Inc. (incorporated
by reference to Exhibit 3.1 to Form 10-Q for the quarter ended December 31, 1997).
 
3.2 Second Restated Bylaws of Bioanalytical Systems, Inc. (incorporated by reference to Exhibit 3.2 Form 10-Q for the quarter ended December 31, 1997).
 
(4) 4.1 Specimen Certificate for Common Shares (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1, Registration No. 333-36429).
 
(10) 10.1 Second Amendment to the Purchase and Sale Agreement between BASi Maryland, Inc. and 300 W. Fayette, LLC (incorporated by reference to Exhibit 10.21 of Form 10-K filed January 13, 2005)
 
(31) 31.1 Certification of Peter T. Kissinger +
 
31.2 Certification of Michael R. Cox +
 
(32) 32.1 Section 1350 Certifications +
 
(99) 99.1 Risk factors (incorporated by reference to Exhibit 99.1 to Form 10-K for the year ended September 30, 2004).

+ Filed with this Quarterly Report on Form 10-Q.




15

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized:

BIOANALYTICAL SYSTEMS, INC.


By:  /s/  PETER T. KISSINGER


Peter T. Kissinger
President and Chief Executive Officer
(Principal Executive Officer)
Date:  February 11, 2005


By:  /s/  MICHAEL R. COX
Michael R. Cox
Vice President-Finance
and Chief Financial Officer
(Principal Financial and Accounting Officer)
Date:  February 11, 2005




16

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