BLKB » Topics » SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

This excerpt taken from the BLKB DEF 14A filed Apr 30, 2009.

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 16(a) of the Exchange Act requires our executive officers and directors and any person or entity who owns more than 10% of a registered class of our common stock or other equity securities to file with the SEC certain reports of ownership and changes in ownership of our securities. Executive officers, directors and stockholders who hold more than 10% of our outstanding common stock are required by the SEC to furnish us with copies of all required forms filed under Section 16(a). We prepare Section 16(a) forms on behalf of our executive officers and directors based on the information provided by them.

Based solely on a review of this information and written representations from these persons that no other reports were required, we believe that, during fiscal year 2008, all our officers, directors and, to our knowledge, 10% stockholders complied with all applicable Section 16(a) filing requirements except for the following: (a) Mr. Chardon filed a Form 4 one day late reporting the acquisition of 55,380 SARs on February 12, 2008 and a Form 4 on December 1, 2008 reporting the transfer of shares pursuant to an agreement on June 5, 2008; and (b) Messrs. Williams and Zink, and Heidi Strenck, our Senior Vice President and Controller, filed Forms 4 on November 10, 2008 reporting, among other things, the forfeiture of 1,088 shares to us on October 29, 2008 in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock.

 

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This excerpt taken from the BLKB DEF 14A filed Apr 29, 2008.

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 16(a) of the Exchange Act requires our executive officers and directors, and any person or entity who own more than ten percent of a registered class of our common stock or other equity securities, to file with the SEC certain reports of ownership and changes in ownership of our securities. Executive officers, directors and stockholders who hold more than ten percent of our outstanding common stock are required by the SEC to furnish us with copies of all required forms filed under Section 16(a). We prepare Section 16(a) forms on behalf of our executive officers and directors based on the information provided by them.

Based solely on review of this information and written representations from these persons that no other reports were required, we believe that, during fiscal year 2007, no reporting person failed to file the forms required by Section 16(a) of the Exchange Act on a timely basis.

 

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This excerpt taken from the BLKB DEF 14A filed May 1, 2006.
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
 
Section 16(a) of the Securities Exchange Act requires our officers and directors, and persons who own more than 10% of a registered class of our equity securities, to file reports of ownership on Form 3 and changes in ownership on Form 4 or Form 5 with the SEC and Nasdaq, with copies to us. Based solely on a review of the copies of forms received by us and written representations from reporting persons, we believe that during 2005, our officers, directors and 10% stockholders complied with all applicable Section 16(a) filing requirements except that for the following:
 
  •  Louis J. Attanasi filed a Form 4 on December 30, 2005 reporting the acquisition of 8,653 shares of our common stock directly upon the exercise of options on December 21, 2005.
 
  •  Paul V. Barber filed a Form 4 on July 26, 2005 reporting the acquisition of 3,200 shares of our common stock directly on June 21, 2005.
 
  •  Charles T. Cumbaa filed a Form 4 on February 10, 2005 reporting the acquisition of 7,400 shares of our common stock directly upon the exercise of options on February 7, 2005 and the disposition of 7,400 shares of our common stock on the same date.
 
  •  Charles T. Cumbaa filed a Form 4 on December 22, 2005 reporting the acquisition of 10,000 shares of our common stock directly upon the exercise of options on December 16, 2005.
 
  •  Anthony J. Powell filed a Form 4 on February 10, 2005 reporting the acquisition of 6,000 shares of our common stock directly upon the exercise of options on February 7, 2005 and the disposition of 6,000 shares of our common stock on the same date.


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  •  Anthony J. Powell filed a Form 4 on February 17, 2005 reporting the acquisition of 6,000 shares of our common stock directly upon the exercise of options on February 14, 2005 and the disposition of 6,000 shares of our common stock on the same date.
 
  •  Anthony J. Powell filed a Form 4 on April 10, 2006 reporting the acquisition of 2,039 shares of our common stock directly upon the exercise of options on March 10, 2006 and the disposition of 2,039 shares of our common stock on the same date.
 
  •  Edward M. Roshitsh filed a Form 4 on February 10, 2005 reporting the acquisition of 20,000 shares of our common stock directly upon the exercise of options on February 7, 2005 and the disposition of 20,000 shares of our common stock on the same date.
 
  •  Heidi H. Strenck filed a Form 4 on November 1, 2005 reporting the acquisition of 17,000 shares of our common stock directly upon the exercise of options on February 14, 2005.
 
  •  Christopher R. Todd filed a Form 4 on February 10, 2005 reporting the acquisition of 17,400 shares of our common stock directly upon the exercise of options on February 7, 2005 and the disposition of 17,400 shares of our common stock on the same date.
 
  •  David R. Tunnell filed a Form 4 on July 26, 2005 reporting the disposition of 1,778,818 shares of our common stock on July 13, 2005. The shares were disposed of in an issuer self-tender offer by Hellman & Friedman Capital Partners, III, L.P., H&F Orchard Partners III, L.P. and H&F International Partners III, L.P. Mr. Tunnell is a Managing Director of Hellman & Friedman LLC.


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