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This excerpt taken from the BX 10-Q filed May 8, 2009.

TABLE OF CONTENTS


		Page
PART I	FINANCIAL INFORMATION

ITEM 1.	FINANCIAL STATEMENTS	1

	Unaudited Condensed Consolidated Financial Statements — March 31, 2009 and 2008:

	Condensed Consolidated Statements of Financial Condition as of March 31, 2009 and December 31, 2008	1

	Condensed Consolidated Statements of Operations for the Three Months Ended March 31, 2009 and 2008	2

	Condensed Consolidated Statements of Changes in Partners’ Capital for the Three Months Ended March 31, 2009	3

	Condensed Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2009 and 2008	5

	Notes to Condensed Consolidated Financial Statements	7

ITEM 1A.	UNAUDITED SUPPLEMENTAL PRESENTATION OF STATEMENTS OF FINANCIAL CONDITION	33

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	35

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	61

ITEM 4T.	CONTROLS AND PROCEDURES	63

PART II	OTHER INFORMATION

ITEM 1.	LEGAL PROCEEDINGS	64

ITEM 1A.	RISK FACTORS	65

ITEM 2.	UNREGISTERED SALES OF SECURITIES AND USE OF PROCEEDS	65

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	66

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	66

ITEM 5.	OTHER INFORMATION	66

ITEM 6.	EXHIBITS	67

SIGNATURES		68

This excerpt taken from the BX 10-K filed Mar 2, 2009.

TABLE OF CONTENTS


		Page

PART I

ITEM 1.	BUSINESS	5

ITEM 1A.	RISK FACTORS	17

ITEM 1B.	UNRESOLVED STAFF COMMENTS	50

ITEM 2.	PROPERTIES	50

ITEM 3.	LEGAL PROCEEDINGS	50

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	51

PART II

ITEM 5.	MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES	52

ITEM 6.	SELECTED FINANCIAL DATA	55

ITEM 7.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	57

ITEM 7A.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	91

ITEM 8.	FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA	94

ITEM 8A.	UNAUDITED SUPPLEMENTAL PRESENTATION OF STATEMENTS OF FINANCIAL CONDITION	148

ITEM 9.	CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURES	151

ITEM 9A.	CONTROLS AND PROCEDURES	151

ITEM 9B.	OTHER INFORMATION	152

PART III

ITEM 10.	DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE	153

ITEM 11.	EXECUTIVE COMPENSATION	158

ITEM 12.	SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS	176

ITEM 13.	CERTAIN RELATIONSHIPS, RELATED TRANSACTIONS AND DIRECTOR INDEPENDENCE	179

ITEM 14.	PRINCIPAL ACCOUNTING FEES AND SERVICES	185

PART IV

ITEM 15.	EXHIBITS, FINANCIAL STATEMENT SCHEDULES	187

SIGNATURES		192

This excerpt taken from the BX 10-Q filed Nov 7, 2008.

TABLE OF CONTENTS


		Page
PART I.	FINANCIAL INFORMATION

ITEM 1.	FINANCIAL STATEMENTS	1

	Unaudited Condensed Consolidated and Combined Financial Statements— September 30, 2008 and 2007:

	Condensed Consolidated Statements of Financial Condition as of September 30, 2008 and December 31, 2007	1

	Condensed Consolidated and Combined Statements of Income for the Three and Nine Months Ended September 30, 2008 and 2007	2

	Condensed Consolidated Statement of Changes in Partners’ Capital for the Nine Months Ended September 30, 2008	3

	Condensed Consolidated and Combined Statements of Cash Flows for the Nine Months Ended September 30, 2008 and 2007	4

	Notes to Condensed Consolidated and Combined Financial Statements	6

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	35

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	62

ITEM 4T.	CONTROLS AND PROCEDURES	64

PART II	OTHER INFORMATION

ITEM 1.	LEGAL PROCEEDINGS	65

ITEM 1A.	RISK FACTORS	66

ITEM 2.	UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS	66

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	66

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	66

ITEM 5.	OTHER INFORMATION	66

ITEM 6.	EXHIBITS	67

SIGNATURE		68

This excerpt taken from the BX 10-Q filed Aug 8, 2008.

TABLE OF CONTENTS


		Page

PART I.	FINANCIAL INFORMATION

ITEM 1.	FINANCIAL STATEMENTS	1

	Unaudited Condensed Consolidated and Combined Financial Statements—June 30, 2008 and 2007:

	Condensed Consolidated Statements of Financial Condition as of June 30, 2008 and December 31, 2007	1

	Condensed Consolidated and Combined Statements of Income for the Three and Six Months Ended June 30, 2008 and 2007	2

	Condensed Consolidated Statement of Changes in Partners’ Capital for the Six Months Ended June 30, 2008	3

	Condensed Consolidated and Combined Statements of Cash Flows for the Six Months Ended June 30, 2008 and 2007	4

	Notes to Condensed Consolidated and Combined Financial Statements	6

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	33

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	62

ITEM 4T.	CONTROLS AND PROCEDURES	63

PART II	OTHER INFORMATION

ITEM 1.	LEGAL PROCEEDINGS	65

ITEM 1A.	RISK FACTORS	66

ITEM 2.	UNREGISTERED SALES OF SECURITIES AND USE OF PROCEEDS	66

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	67

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	67

ITEM 5.	OTHER INFORMATION	67

ITEM 6.	EXHIBITS	68

SIGNATURE		69

This excerpt taken from the BX 10-Q filed May 15, 2008.

TABLE OF CONTENTS


		Page

PART I.	FINANCIAL INFORMATION

ITEM 1.	FINANCIAL STATEMENTS	1

	Unaudited Condensed Consolidated and Combined Financial Statements— March 31, 2008 and 2007:

	Condensed Consolidated Statements of Financial Condition as of March 31, 2008 and December 31, 2007	1

	Condensed Consolidated and Combined Statements of Income for the Three Months Ended March 31, 2008 and 2007	2

	Condensed Consolidated Statement of Changes in Partners’ Capital for the Three Months Ended March 31, 2008	3

	Condensed Consolidated and Combined Statements of Cash Flows for the Three Months Ended March 31, 2008 and 2007	4

	Notes to Condensed Consolidated and Combined Financial Statements	6

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	29

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	53

ITEM 4T.	CONTROLS AND PROCEDURES	55

PART II	OTHER INFORMATION

ITEM 1.	LEGAL PROCEEDINGS	56

ITEM 1A.	RISK FACTORS	57

ITEM 2.	UNREGISTERED SALES OF SECURITIES AND USE OF PROCEEDS	57

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	57

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	57

ITEM 5.	OTHER INFORMATION	57

ITEM 6.	EXHIBITS	58

SIGNATURES		59

This excerpt taken from the BX 10-K filed Mar 12, 2008.

TABLE OF CONTENTS


		Page
PART I.

ITEM 1.	BUSINESS	4

ITEM 1A.	RISK FACTORS	14

ITEM 1B.	UNRESOLVED STAFF COMMENTS	42

ITEM 2.	PROPERTIES	42

ITEM 3.	LEGAL PROCEEDINGS	42

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	42

PART II

ITEM 5.	MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES	43

ITEM 6.	SELECTED FINANCIAL DATA	45

ITEM 6A.	UNAUDITED CONSOLIDATED PRO FORMA STATEMENT OF INCOME	47

ITEM 7.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	53

ITEM 7A.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	83

ITEM 8.	FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA	85

ITEM 9.	CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE	126

ITEM 9A.	CONTROLS AND PROCEDURES	126

ITEM 9B.	OTHER INFORMATION	126

PART III

ITEM 10.	DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE	127

ITEM 11.	EXECUTIVE COMPENSATION	131

ITEM 12.	SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS	144

ITEM 13.	CERTAIN RELATIONSHIPS, RELATED TRANSACTIONS AND DIRECTOR INDEPENDENCE	146

ITEM 14.	PRINCIPAL ACCOUNTING FEES AND SERVICES	153

PART IV

ITEM 15.	EXHIBITS, FINANCIAL STATEMENT SCHEDULES	154

SIGNATURES		158

This excerpt taken from the BX 10-Q filed Nov 13, 2007.

TABLE OF CONTENTS


		Page
PART I.	FINANCIAL INFORMATION	4

ITEM 1.	FINANCIAL STATEMENTS	4

	Unaudited Condensed Consolidated and Combined Financial Statements – September 30, 2007 and 2006:

	Condensed Consolidated and Combined Statements of Financial Condition as of September 30, 2007 and December 31, 2006	4

	Condensed Consolidated and Combined Statements of Income for the Three Months and Nine Months Ended September 30, 2007 and 2006	5

	Condensed Consolidated and Combined Statements of Cash Flows for the Nine Months Ended September 30, 2007 and 2006	6

	Notes to Condensed Consolidated and Combined Financial Statements	8

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	35

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	65

ITEM 4.	CONTROLS AND PROCEDURES	67

PART II.	OTHER INFORMATION	67

ITEM 1.	LEGAL PROCEEDINGS	67

ITEM 1A.	RISK FACTORS	67

ITEM 2.	UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS	68

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	68

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	68

ITEM 5.	OTHER INFORMATION	68

ITEM 6.	EXHIBITS	69

SIGNATURES		70

These excerpts taken from the BX 10-Q filed Aug 13, 2007.

TABLE OF CONTENTS


		Page
ARTICLE I DEFINITIONS		1
1.1. Definitions		1
1.2. Terms Generally		10

ARTICLE II GENERAL PROVISIONS		10
2.1. Managing, Regular and Special Members		10
2.2. Formation; Name; Foreign Jurisdictions		11
2.3. Term		11
2.4. Purpose; Powers		11
2.5. Place of Business		12

ARTICLE III MANAGEMENT		13
3.1. Managing Member		13
3.2. Member Voting, etc		13
3.3. Management		13
3.4. Responsibilities of Members		17
3.5. Exculpation and Indemnification		17
3.6. Tax Representation		18

	ARTICLE IV CAPITAL OF THE COMPANY	19
4.1. Capital Contributions by Members		19
4.2. Interest		24
4.3. Withdrawals of Capital		24

ARTICLE V PARTICIPATION IN PROFITS AND LOSSES		25
5.1. General Accounting Matters		26
5.2. Capital Accounts		26
5.3. Profit Sharing Percentages		26
5.4. Allocations of Net Income (Loss)		27
5.5. Liability of Members		28
5.6. [Intentionally omitted.]		28
5.7. Repurchase Rights, etc		28
5.8. Distributions		28
5.9 Business Expenses		34

ARTICLE VI ADDITIONAL MEMBERS; WITHDRAWAL OF MEMBERS; SATISFACTION AND DISCHARGE OF COMPANY INTERESTS; TERMINATION		34
6.1. Additional Members		34
6.2. Withdrawal of Members		34
6.3. Company Interests Not Transferable		35
6.4. Consequences upon Withdrawal of a Member		35
6.5. Satisfaction and Discharge of a Withdrawn Member’s Interest		36
6.6. Dissolution of the Company		40
6.7. Certain Tax Matters		40
6.8. Special Basis Adjustments		41

	ARTICLE VII MISCELLANEOUS	42
7.1. Submission to Jurisdiction; Waiver of Jury Trial		42
7.2. Ownership and Use of the Company Name		43
7.3. Written Consent		43
7.4. Letter Agreements; Schedules		43
7.5. Governing Law; Separability of Provisions		43
7.6. Successors and Assigns		43
7.7. Confidentiality		44
7.8. Notices		44
7.9. Counterparts		44
7.10. Power of Attorney		44
7.11. Member’s Will		44
7.12. Cumulative Remedies		45
7.13. Legal Fees		45
7.14. Entire Agreement		45

TABLE OF CONTENTS


		Page
PART I.	FINANCIAL INFORMATION	4

ITEM 1.	FINANCIAL STATEMENTS	4

	Unaudited Condensed Consolidated and Combined Financial Statements – June 30, 2007 and 2006:

	Condensed Consolidated and Combined Statements of Financial Condition as of June 30, 2007 and December 31, 2006	4

	Condensed Consolidated and Combined Statements of Income for the Three Months and Six Months Ended June 30, 2007 and 2006	5

	Condensed Consolidated and Combined Statements of Cash Flows for the Six Months Ended June 30, 2007 and 2006	6

	Notes to Condensed Consolidated and Combined Financial Statements	7

ITEM 2.	MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS	32

ITEM 3.	QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK	59

ITEM 4.	CONTROLS AND PROCEDURES	61

PART II.	OTHER INFORMATION	61

ITEM 1.	LEGAL PROCEEDINGS	61

ITEM 1A.	RISK FACTORS	61

ITEM 2.	UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS	61

ITEM 3.	DEFAULTS UPON SENIOR SECURITIES	62

ITEM 4.	SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS	62

ITEM 5.	OTHER INFORMATION	62

ITEM 6.	EXHIBITS	63

SIGNATURES		65

EXCERPTS ON THIS PAGE:

10-Q	May 8, 2009

10-K	Mar 2, 2009

10-Q	Nov 7, 2008

10-Q	Aug 8, 2008

10-Q	May 15, 2008

10-K	Mar 12, 2008

10-Q	Nov 13, 2007

10-Q (2 sections)	Aug 13, 2007

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Blackstone Group (BX)

BX » Topics » TABLE OF CONTENTS

Table of Contents

Table of Contents

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