Boston Private Financial Holdings 8-K 2013
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): April 17, 2013
Boston Private Financial Holdings, Inc.
(Exact Name of Registrant as Specified in its Charter)
Ten Post Office Square, Boston, Massachusetts 02109
(Address of principal executive offices)
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
On April 17, 2013, Boston Private Financial Holdings, Inc. (the Company) entered into an Underwriting Agreement (the Underwriting Agreement) with Goldman, Sachs & Co. and Keefe, Bruyette & Woods, Inc. (together, the Underwriters) in connection with the offering, issuance and sale of 2,000,000 depositary shares (or $50,000,000 in aggregate public offering price) of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, liquidation preference of $1,000 ($25 per depositary share) at $25 per share. The offering is expected to be consummated on April 24, 2013, subject to customary closing conditions. A copy of the Underwriting Agreement is attached hereto as Exhibit 1.1 and incorporated herein by reference.
On April 17, 2013, the Company issued a press release announcing that the Company priced an underwritten public offering of 2,000,000 depositary shares, each representing a 1/40th interest in a shares of its 6.95% Non-Cumulative Perpetual Preferred Stock, Series D. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.