BPFH » Topics » Item 9.01. Financial Statements and Exhibits.

This excerpt taken from the BPFH 8-K filed Oct 7, 2009.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

  10.1    Redemption Agreement by and among Boston Private Financial Holdings, Inc., BPFH Manager, L.L.C., Westfield Capital Management Company, L.P. and WMS General Partner LLC, dated October 6, 2009
  99.1    Press release dated October 6, 2009
  99.2    Presentation dated October 6, 2009


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

By:  /s/  Walter M. Pressey                

        Name: Walter M. Pressey

        Title: President and Vice Chairman

Date: October 6, 2009

This excerpt taken from the BPFH 8-K filed Sep 29, 2008.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits—See Exhibit Index following signature page.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL

HOLDINGS, INC.

By:   /s/    David J. Kaye      

Name:

Title:

 

David J. Kaye

Chief Financial Officer

Date: September 29, 2008


EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press Release of the Company dated September 26, 2008.

 

This excerpt taken from the BPFH 8-K filed Jul 23, 2008.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits—See Exhibit Index following signature page.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL

HOLDINGS, INC.

By:  /s/  David J. Kaye                        

Name: David J. Kaye

Title: Chief Financial Officer

Date: July 22, 2008

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press Release of Boston Private dated July 22, 2008.
This excerpt taken from the BPFH 8-K filed Jul 22, 2008.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits—See Exhibit Index following signature page.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL

HOLDINGS, INC.

By:  /s/  David J. Kaye                            

Name: David J. Kaye

Title: Chief Financial Officer

Date: July 22, 2008

EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1    Press Release of the Company dated July 22, 2008.
This excerpt taken from the BPFH 8-K filed Jul 2, 2008.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

99.1    Press Release dated July 2, 2008


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

By:  /s/    David J. Kaye                            

        Name:  David J. Kaye

        Title:    Executive Vice President and

                     Chief Financial Officer

Date: July 2, 2008

This excerpt taken from the BPFH 8-K filed May 27, 2008.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

99.1    Brochure Entitled “Statement of Financial Condition”


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
By:  

/s/ Walter M. Pressey

Name:   Walter M. Pressey
Title:   President

Date: May 27, 2008

This excerpt taken from the BPFH 8-K filed Mar 26, 2008.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

  99.1 Recapitalization Agreement by and between Boston Private Financial Holdings, Inc., Westfield Capital Management Company, LLC, Westfield Capital Management Company, L.P., WMS Management LLC and WMS General Partner LLC dated as of March 19, 2008

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

By:  /s/ David J. Kaye                                             

        Name:  David J. Kaye

        Title:    Executive Vice President and

                     Chief Financial Officer

Date: March 26, 2008

This excerpt taken from the BPFH 8-K filed Mar 20, 2008.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

  99.1 Brochure Entitled “Statement of Financial Condition”

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

By:  /s/  Walter M. Pressey                        

        Name: Walter M. Pressey

        Title: President

Date: March 19, 2008

This excerpt taken from the BPFH 8-K filed Mar 20, 2008.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

99.1    Press Release dated March 19, 2008

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

By:  /s/    David J. Kaye                                        

        Name:  David J. Kaye

        Title:    Executive Vice President and

                     Chief Financial Officer

Date: March 19, 2008

 

This excerpt taken from the BPFH 10-K filed Mar 14, 2008.

(a) Financial Statements and Exhibits

STYLE="margin-top:6px;margin-bottom:0px">(1) Financial Statements

 
































   Page No.


a) Consolidated Balance Sheets

  69


b) Consolidated Statements of Operations

  70


c) Consolidated Statements of Changes in Stockholders’ Equity

  71


d) Consolidated Statements of Cash Flows

  72


e) Notes to Consolidated Financial Statements

  73
This excerpt taken from the BPFH 8-K filed Aug 14, 2007.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

  99.1     Brochure Entitled “Statement of Financial Condition”


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
By:  

/S/ TIMOTHY L. VAILL

 

Name: Timothy L. Vaill

Title: Chairman and Chief Executive Officer

Date: August 14, 2007

This excerpt taken from the BPFH 8-K filed Jul 26, 2007.

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   

Description

99.1    Press Release dated July 25, 2007, regarding second quarter results.
99.2    Press Release dated July 23, 2007, regarding the new chief financial officer.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Date: July 26, 2007     By:   /s/ Walter M. Pressey
       

Name: Walter M. Pressey

Title: President and Interim Chief Financial Officer

This excerpt taken from the BPFH 8-K filed Jul 9, 2007.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.   

Description

4.1    Indenture, dated March 14, 2007, between Boston Private, Inc. and U.S. Bank, National Association, as Trustee.
4.2    Form of 3.00% Contingent Convertible Senior Note due 2027 (included in Exhibit 4.1).
4.3    Registration Rights Agreement, dated July 5, 2007, between Boston Private, Inc. and the Initial Purchasers.
99.1    Press Release dated July 9, 2007

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

Date: July 9, 2007

By:  /s/Walter M. Pressey                                                  

        Name: Walter M. Pressey

        Title: President and Interim Chief Financial Officer

This excerpt taken from the BPFH 8-K filed Jul 3, 2007.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.   

Description

99.1    Press Release dated July 2, 2007.
99.2    Agreement and Plan of Merger dated March 3, 2007, by and between Boston Private Financial Holdings, Inc. and Charter Financial (incorporated by reference to Exhibit 99.1 to Boston Private Financial Holdings, Inc.’s Current Report on Form 8-K dated March 5, 2007).
99.3    Press Release dated June 29, 2007.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

Date: July 3, 2007

By:  /s/  Timothy L. Vaill            

        Name: Timothy L. Vaill

        Title: Chief Executive Officer

This excerpt taken from the BPFH 8-K filed Mar 13, 2007.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

  99.1     Brochure Entitled “Statement of Financial Condition”


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
By:   /S/    WALTER M. PRESSEY        
 

Name: Walter M. Pressey

Title: President

Date: March 13, 2007

This excerpt taken from the BPFH 8-K filed Dec 20, 2006.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

The following are filed as exhibits to this report:

 

  10.1 Form of Non-Qualified Stock Option Agreement for Employees under the Company’s 2004 Stock Option and Incentive Plan

 

  10.2 Form of Non-Qualified Stock Option Agreement for Non-Employee Directors pursuant to the Company’s 2004 Stock Option Incentive Plan

 

  10.3 Form of Restricted Stock Award Agreement under the Company’s 2004 Stock Option and Incentive Plan

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

By:

 

/s/ Walter M. Pressey

  Name:  Walter M. Pressey
 

Title:    President and

Chief Executive Officer

Date: December 20, 2006

This excerpt taken from the BPFH 8-K filed Sep 8, 2006.

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

99.1   Brochure entitled Statement of Financial Condition


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
By:  

/s/ Walter M. Pressey

Name:   Walter M. Pressey
Title:   President

Date: September 8, 2006

This excerpt taken from the BPFH 8-K filed Dec 14, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(a) Financial Statements of Business Acquired

 

The audited financial statements of Gibraltar Financial as of and for the year ended December 31, 2004 filed with Boston Private’s Registration Statement on Form S-4/A filed on July 12, 2005 are incorporated by reference herein.

 

(b) Pro Forma Financial Information

 

The following information filed as Exhibit 99.1 hereto are incorporated by reference herein:

 

Unaudited Pro Forma Condensed Combined Financial Statements

 

Unaudited Pro Forma Condensed Combined Balance Sheet

 

Unaudited Pro Forma Condensed Combined Statement of Operations

 

Notes to Unaudited Pro Forma Condensed Combined Financial Statements

 

(c) Exhibits.

 

Exhibit No.

  

Description


23.1    Consent of Hacker, Johnson & Smith, PA
99.1    Unaudited Pro Forma Condensed Combined Financial Statements


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

 

Date: December 14, 2005

By: /s/ Walter M. Pressey                    

Walter M. Pressey

President

This excerpt taken from the BPFH 8-K filed Oct 6, 2005.

Item 9.01. Financial Statements and Exhibits.

 

(a) Financial Statements of Business Acquired

 

Gibraltar Financial’s financial statements that are required to be filed as part of this Current Report on Form 8-K shall be filed by amendment to this report.

 

(b) Pro Forma Financial Information

 

Pro Forma financial information that is required to be filed as part of this Current Report on Form 8-K shall be filed by amendment to this report.

 

(c) Exhibits.

 

Exhibit No.

  

Description


99.1    Press Release dated October 3, 2005
99.2    Agreement and Plan of Merger dated April 18, 2005, by and between Boston Private Financial Holdings, Inc. and Gibraltar Financial Corporation (incorporated by reference to Exhibit 99.1 to Boston Private Financial Holdings, Inc.’s Current Report on Form 8-K dated April 20, 2005)


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

 

Date: October 6, 2005

By: /s/ Walter M. Pressey                    

Walter M. Pressey

President

This excerpt taken from the BPFH 8-K filed Sep 30, 2005.

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit
Number


 

Description


10.1   Indenture dated as of September 27, 2005 between Boston Private Financial Holdings, Inc. as Issuer and Wilmington Trust Company, as Trustee.
10.2   Guarantee Agreement dated September 27, 2005 by Boston Private Financial Holdings, Inc.
10.3   Amended and Restated Declaration of Trust of Boston Private Capital Trust II dated September 27, 2005.
99.1   Press Release announcing the issuance of $100 million in trust preferred securities, dated September 27, 2005.
99.2   Press Release announcing the settlement of the Common Stock Forward Sale Agreement, dated September 29, 2005.


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

Date: September 30, 2005

  By:  

/s/ Walter M. Pressey


        Walter M. Pressey
        President
This excerpt taken from the BPFH 8-K filed Sep 2, 2005.

Item 9.01 Financial Statements and Exhibits

 

(c)    Exhibits.
     99.1    Letter from Boston Private Bank & Trust Company’s Chief Executive Officer regarding the Bank’s Financial Results and Boston Private Bank & Trust Company’s Unaudited Financial Statements for the Six Months Ended June 30, 2005


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

    BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
    By:  

/s/ Robert J. Whelan


    Name:   Robert J. Whelan
    Title:   Chief Financial Officer
Date: September 2, 2005        
This excerpt taken from the BPFH 8-K filed Apr 13, 2005.

Item 9.01 Financial Statements and Exhibits

 

  (c) Exhibits.

 

99.1    Letter from Boston Private Bank & Trust Company’s Chief Executive Officer regarding Bank’s Financial Results and Boston Private Bank & Trust Company’s Unaudited Financial Statements for Twelve Months ended December 31, 2004


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.

 

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
By:  

/s/ Robert J. Whelan


Name:   Robert J. Whelan
Title:   Chief Financial Officer

 

Date: April 12, 2005

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