Annual Reports

 
Quarterly Reports

 
8-K

  • 8-K (Mar 5, 2018)
  • 8-K (Feb 15, 2018)
  • 8-K (Feb 14, 2018)
  • 8-K (Dec 21, 2017)
  • 8-K (Oct 23, 2017)
  • 8-K (Oct 19, 2017)

 
Other

Cai International 8-K 2016

Documents found in this filing:

  1. 8-K
  2. Ex-10.1
  3. Ex-10.1

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K
 

 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

June 3, 2016
Date of Report (Date of earliest event reported)
 


CAI International, Inc.
(Exact name of registrant as specified in its charter)
 

 
Delaware
001-33388
94-3109229
(State or other jurisdiction of incorporation)
(Commission File Number)
(I. R. S. Employer Identification No.)

Steuart Tower, 1 Market Plaza, Suite 900, San Francisco, CA 94105
(Address of principal executive offices, including ZIP Code)

Registrant’s telephone number, including area code: (415) 788-0100

N/A
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 3, 2016, CAI International, Inc. (the “Company”) held its 2016 Annual Meeting of Stockholders (the “Annual Meeting”), at which the Company’s stockholders approved the amended CAI International, Inc. 2007 Equity Incentive Plan (the “2007 Plan”).  The 2007 Plan was amended to increase the number of shares authorized for issuance under the 2007 Plan by an additional 750,000 shares.  The 2007 Plan became effective immediately upon stockholder approval at the Annual Meeting.

A summary of the material terms of the 2007 Plan is set forth in the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 26, 2016 (the “Proxy Statement”).  The forgoing summaries of the 2007 Plan set forth above and in the Proxy Statement are qualified in their entirety by reference to the full text of the 2007 Plan, a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K, and is incorporated herein by reference.

Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 3, 2016, the Company held the Annual Meeting in Palo Alto, California.  At the Annual Meeting, there were 17,642,254 shares represented to vote either in person or by proxy, or 90.8% of the outstanding shares entitled to vote, which represented a quorum.  The final results of voting for each matter submitted to a vote of the stockholders at the Annual Meeting are as follows:

1.    Masaaki (John) Nishibori and David G. Remington were elected as Class III directors of the Company, each to serve for a term of three years or until his respective successor has been duly elected and qualified.  The voting for each director was as follows:

Nominee
 
Votes For
   
Votes Withheld
   
Broker Non-Votes
 
Masaaki (John) Nishibori
   
11,752,731
     
4,205,242
     
1,684,281
 
David G. Remington
   
15,226,851
     
731,122
     
1,684,281
 

2.    KPMG LLP was ratified as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016 by the following vote:

Votes For
   
Votes Against
   
Abstain
   
Broker Non-Votes
 
 
17,611,813
     
28,089
     
2,352
     
 

3.    The advisory resolution to approve the compensation of the Company’s named executive officers was approved by the following vote:

Votes For
   
Votes Against
   
Abstain
   
Broker Non-Votes
 
 
14,847,800
     
846,022
     
264,151
     
1,684,281
 

4.    The amended CAI International, Inc. 2007 Equity Incentive Plan was approved by the following vote:

Votes For
   
Votes Against
   
Abstain
   
Broker Non-Votes
 
 
15,298,623
     
642,337
     
17,013
     
1,684,281
 
 
Item 9.01.
Financial Statements and Exhibits.

(d)  Exhibits.

Exhibit No.
 
Description
10.1
 
CAI International, Inc. 2007 Equity Incentive Plan (as amended effective June 3, 2016).
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CAI INTERNATIONAL, INC.
 
       
Dated:  June 8, 2016
By:
/s/ Timothy B. Page
 
   
  Name:  Timothy B. Page
 
   
  Title:     Chief Financial Officer
 
 

EXHIBIT INDEX

Exhibit No.
 
Description
 
CAI International, Inc. 2007 Equity Incentive Plan (as amended effective June 3, 2016).
 
 

Wikinvest © 2006, 2007, 2008, 2009, 2010, 2011, 2012. Use of this site is subject to express Terms of Service, Privacy Policy, and Disclaimer. By continuing past this page, you agree to abide by these terms. Any information provided by Wikinvest, including but not limited to company data, competitors, business analysis, market share, sales revenues and other operating metrics, earnings call analysis, conference call transcripts, industry information, or price targets should not be construed as research, trading tips or recommendations, or investment advice and is provided with no warrants as to its accuracy. Stock market data, including US and International equity symbols, stock quotes, share prices, earnings ratios, and other fundamental data is provided by data partners. Stock market quotes delayed at least 15 minutes for NASDAQ, 20 mins for NYSE and AMEX. Market data by Xignite. See data providers for more details. Company names, products, services and branding cited herein may be trademarks or registered trademarks of their respective owners. The use of trademarks or service marks of another is not a representation that the other is affiliated with, sponsors, is sponsored by, endorses, or is endorsed by Wikinvest.
Powered by MediaWiki