CKXE » Topics » PART III

These excerpts taken from the CKXE 10-K filed Apr 30, 2009.
PART IV
 
ITEM 15.  EXHIBITS, FINANCIAL STATEMENTS AND SCHEDULES
 
(a) List of Documents filed as part of this Report:
 
(1) Financial Statements: The following financial statements were previously included in the Original Report:
 
The Consolidated Financial Statements for the year ended December 31, 2008 commence on page 55 of the Original Report.
 
(2) Financial Statement Schedule: The following financial statement schedules were previously included in the Original Report:
 
Schedule II — Valuation and Qualifying Accounts for the years ended December 31, 2008, 2007 and 2006.
 
The Financial Statement Schedule commences on page 86 of the Original Report.
 
All other schedules have been omitted as the required information is inapplicable or the information is presented in the Consolidated Financial Statements or Notes thereto.
 
(3) Exhibits
 
Part IV of the Original Report is hereby amended to add the exhibits listed below that are required to be filed in connection with this Amended Report. See the separate Exhibit Index attached hereto and incorporated herein.
 
         
Exhibit
   
Number  
Description
 
  31 .1   Certification of Principal Executive Officer
  31 .2   Certification of Principal Financial Officer


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PART IV


 















ITEM 15. 

EXHIBITS,
FINANCIAL STATEMENTS AND SCHEDULES



 



(a) List of Documents filed as part of this Report:


 



(1) Financial Statements: The following financial
statements were previously included in the Original Report:


 



The Consolidated Financial Statements for the year ended
December 31, 2008 commence on page 55 of the Original
Report.


 



(2) Financial Statement Schedule: The following
financial statement schedules were previously included in the
Original Report:


 



Schedule II — Valuation and Qualifying Accounts
for the years ended December 31, 2008, 2007 and 2006.


 



The Financial Statement Schedule commences on page 86 of
the Original Report.


 



All other schedules have been omitted as the required
information is inapplicable or the information is presented in
the Consolidated Financial Statements or Notes thereto.


 



(3) Exhibits


 



Part IV of the Original Report is hereby amended to add the
exhibits listed below that are required to be filed in
connection with this Amended Report. See the separate
Exhibit Index attached hereto and incorporated herein.


 







































         

Exhibit



 

 

Number

 


Description

 

 

31

.1

 

Certification of Principal Executive Officer

 

31

.2

 

Certification of Principal Financial Officer









27





Table of Contents



PART I
 
ITEM 1.  BUSINESS
 
CKX, Inc., together with its subsidiaries and predecessor, will be referred to in this Annual Report on Form 10-K by terms such as “we,” “us,” “our,” “CKX,” the “registrant” and the “Company,” unless the context otherwise requires.
 
PART I


 















ITEM 1. 

BUSINESS


 



CKX, Inc., together with its subsidiaries and predecessor, will
be referred to in this Annual Report on
Form 10-K
by terms such as “we,” “us,”
“our,” “CKX,” the “registrant” and
the “Company,” unless the context otherwise requires.


 




PART II
 
ITEM 5.  MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES
 
PART II


 















ITEM 5. 

MARKET
FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS
AND ISSUER PURCHASES OF EQUITY SECURITIES



 




PART III
 
ITEM 10.  DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2009 annual meeting of stockholders filed with the Securities and Exchange Commission (“SEC”) within 120 days after December 31, 2008 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2009 annual meeting of stockholders with the SEC within 120 days after December 31, 2008, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2008.
 
The Company has adopted a Code of Business Conduct and Ethics, which is applicable to all our employees and directors, including our principal executive officer, principal financial officer and principal accounting officer. The Company has also adopted a separate Code of Ethics for Senior Financial Management that applies to our Chief Executive Officer, Chief Financial Officer, Director of Legal and Governmental Affairs and other officers in our finance and accounting department. The codes of conduct and ethics are posted on our website located at www.ckx.com.
 
ITEM 11.  EXECUTIVE COMPENSATION
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2009 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2008 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2009 annual meeting of stockholders with the SEC within 120 days after December 31, 2008, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2008.
 
ITEM 12.  SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2009 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2008 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2009 annual meeting of stockholders with the SEC within 120 days after December 31, 2008, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2008.
 
ITEM 13.  CERTAIN RELATIONSHIPS, RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2009 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2008 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2009 annual meeting of stockholders with the SEC within 120 days after December 31, 2008, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2008.
 
PART III


 















ITEM 10. 

DIRECTORS,
EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2009
annual meeting of stockholders filed with the Securities and
Exchange Commission (“SEC”) within 120 days after
December 31, 2008 and is incorporated herein by reference.
If we do not file a definitive proxy statement in connection
with the 2009 annual meeting of stockholders with the SEC within
120 days after December 31, 2008, we will file such
information with the SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2008.


 



The Company has adopted a Code of Business Conduct and Ethics,
which is applicable to all our employees and directors,
including our principal executive officer, principal financial
officer and principal accounting officer. The Company has also
adopted a separate Code of Ethics for Senior Financial
Management that applies to our Chief Executive Officer, Chief
Financial Officer, Director of Legal and Governmental Affairs
and other officers in our finance and accounting department. The
codes of conduct and ethics are posted on our website located at
www.ckx.com.


 















ITEM 11. 

EXECUTIVE
COMPENSATION



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2009
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2008 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2009 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2008, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2008.


 















ITEM 12. 

SECURITY
OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND
RELATED STOCKHOLDER MATTERS



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2009
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2008 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2009 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2008, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2008.


 















ITEM 13. 

CERTAIN
RELATIONSHIPS, RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2009
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2008 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2009 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2008, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2008.


 




These excerpts taken from the CKXE 10-K filed Mar 4, 2008.
PART III
 
ITEM 10.   DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2008 annual meeting of stockholders filed with the Securities and Exchange Commission (“SEC”) within 120 days after December 31, 2007 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2008 annual meeting of stockholders with the SEC within 120 days after December 31, 2007, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2007.
 
The Company has adopted a Code of Business Conduct and Ethics, which is applicable to all our employees and directors, including our principal executive officer, principal financial officer and principal accounting officer. The Company has also adopted a separate Code of Ethics for Senior Financial Management that applies to our Chief Executive Officer, Chief Financial Officer, Director of Legal and Governmental Affairs and other officers in our finance and accounting department. The codes of conduct and ethics are posted on our website located at www.ckx.com.
 
ITEM 11.   EXECUTIVE COMPENSATION
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2008 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2007 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2008 annual meeting of stockholders with the SEC within 120 days after December 31, 2007, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2007.
 
ITEM 12.   SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2008 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2007 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2008 annual meeting of stockholders with the SEC within 120 days after December 31, 2007, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2007.
 
ITEM 13.   CERTAIN RELATIONSHIPS, RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2008 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2007 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2008 annual meeting of stockholders with the SEC within 120 days after December 31, 2007, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2007.
 
ITEM 14.   PRINCIPAL ACCOUNTING FEES AND SERVICES
 
The information required by this Item will be contained in our definitive proxy statement issued in connection with the 2008 annual meeting of stockholders filed with the SEC within 120 days after December 31, 2007 and is incorporated herein by reference. If we do not file a definitive proxy statement in connection with the 2008 annual meeting of stockholders with the SEC within 120 days after December 31, 2007, we will file such information with the SEC pursuant to an amendment to this Form 10-K within 120 days after December 31, 2007.


103


Table of Contents

 
PART III


 















ITEM 10.  

DIRECTORS,
EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2008
annual meeting of stockholders filed with the Securities and
Exchange Commission (“SEC”) within 120 days after
December 31, 2007 and is incorporated herein by reference.
If we do not file a definitive proxy statement in connection
with the 2008 annual meeting of stockholders with the SEC within
120 days after December 31, 2007, we will file such
information with the SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2007.


 



The Company has adopted a Code of Business Conduct and Ethics,
which is applicable to all our employees and directors,
including our principal executive officer, principal financial
officer and principal accounting officer. The Company has also
adopted a separate Code of Ethics for Senior Financial
Management that applies to our Chief Executive Officer, Chief
Financial Officer, Director of Legal and Governmental Affairs
and other officers in our finance and accounting department. The
codes of conduct and ethics are posted on our website located at
www.ckx.com.


 















ITEM 11.  

EXECUTIVE
COMPENSATION



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2008
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2007 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2008 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2007, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2007.


 















ITEM 12.  

SECURITY
OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND
RELATED STOCKHOLDER MATTERS



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2008
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2007 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2008 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2007, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2007.


 















ITEM 13.  

CERTAIN
RELATIONSHIPS, RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2008
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2007 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2008 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2007, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2007.


 















ITEM 14.  

PRINCIPAL
ACCOUNTING FEES AND SERVICES



 



The information required by this Item will be contained in our
definitive proxy statement issued in connection with the 2008
annual meeting of stockholders filed with the SEC within
120 days after December 31, 2007 and is incorporated
herein by reference. If we do not file a definitive proxy
statement in connection with the 2008 annual meeting of
stockholders with the SEC within 120 days after
December 31, 2007, we will file such information with the
SEC pursuant to an amendment to this
Form 10-K
within 120 days after December 31, 2007.





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