CATY » Topics » Item 9.01 Financial Statements and Exhibits.

This excerpt taken from the CATY 8-K filed Feb 5, 2010.

Item 9.01. Financial Statements and Exhibits.

(d)       Exhibits

Exhibit No.

 

Description

99.1

 

Press release, dated February 5, 2010*

 

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  February 5, 2010

CATHAY GENERAL BANCORP

 

By:       /s/ Heng W. Chen                                        

            Heng W. Chen

Executive Vice President and Chief Financial Officer

 


This excerpt taken from the CATY 8-K filed Feb 2, 2010.

Item 9.01. Financial Statements and Exhibits.


(d)       Exhibits

Exhibit No.

 

Description

1.1

 

Purchase Agreement, dated February 1, 2010, by and between Cathay General Bancorp, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co.

 

 

5.1

 

Opinion of Wachtell, Lipton, Rosen & Katz 

 

 

 

23.1

 

Consent of Wachtell, Lipton, Rosen & Katz (included in the opinion filed as

 Exhibit 5.1) 

 

 

 

99.1

 

Press release, dated February 2, 2010*

 

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  February 2, 2010

CATHAY GENERAL BANCORP

 

By:        /s/ Heng W. Chen                                                   

            Heng W. Chen

Executive Vice President and Chief Financial Officer

 


This excerpt taken from the CATY 8-K filed Feb 1, 2010.

Item 9.01        Financial Statements and Exhibits.

(d)       Exhibits

99.1

 

Press release, dated February 1, 2010*

 

 

99.2

 

Risk Factors.

 

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  February 1, 2010

CATHAY GENERAL BANCORP

 

By:       /s/ Heng W. Chen                                                    

            Heng W. Chen

Executive Vice President and Chief Financial Officer

 


This excerpt taken from the CATY 8-K filed Oct 19, 2009.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibit No. Description
  99.1  Press Release of Cathay General Bancorp dated October 19, 2009. 



SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: October 19, 2009

CATHAY GENERAL BANCORP 
 
By:  /s/ Heng W. Chen                                                      
      Heng W. Chen
        Executive Vice President and Chief
        Financial Officer



EXHIBIT INDEX

Number Exhibit 
99.1  Press Release of Cathay General Bancorp dated October 19, 2009. 


This excerpt taken from the CATY 8-K filed Oct 14, 2009.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

2



Exhibit No.  Description 
1.1 Purchase Agreement, dated October 13, 2009, by and between Cathay
General Bancorp and Merrill Lynch, Pierce, Fenner & Smith Incorporated 
5.1  Opinion of Wachtell, Lipton, Rosen & Katz 
23.1 Consent of Wachtell, Lipton, Rosen & Katz (included in the opinion filed as
Exhibit 5.1) 
99.1  Press release, dated October 13, 2009* 

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.

3



SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  CATHAY GENERAL BANCORP 
 
Date: October 14, 2009  By:     /s/ Heng W. Chen                                          
   Name:
   Title:
   Heng W. Chen
   Executive Vice President and Chief
   Financial Officer 
 
 



EXHIBIT INDEX

Exhibit No.  Description 
1.1 Purchase Agreement, dated October 13, 2009, by and between Cathay
General Bancorp and Merrill Lynch, Pierce, Fenner & Smith Incorporated 
5.1  Opinion of Wachtell, Lipton, Rosen & Katz 
23.1 Consent of Wachtell, Lipton, Rosen & Katz (included in the opinion filed as
Exhibit 5.1) 
99.1  Press release, dated October 13, 2009* 

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


This excerpt taken from the CATY 8-K filed Oct 13, 2009.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No. Description
Exhibit 99.1

Press release, dated October 12, 2009*

Exhibit 99.2 Risk Factors

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.

2



SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CATHAY GENERAL BANCORP
   
Date: October 13, 2009  By:  /s/ Heng W. Chen                                           
       Name:
       Title:
 Heng W. Chen
 Executive Vice President and Chief
 Financial Officer 


EXHIBIT INDEX

Exhibit No. Description
Exhibit 99.1

Press release, dated October 12, 2009*

Exhibit 99.2 Risk Factors

* This exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.


This excerpt taken from the CATY 8-K filed Apr 2, 2007.

Item 9.01     Financial Statements and Exhibits.

(d)     Exhibits

          99.1          Press Release of Cathay General Bancorp dated March 30, 2007.



SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: March 30, 2007

 

 

 

CATHAY GENERAL BANCORP

 

 

 

 

 

 

 

By:

/s/ Heng W. Chen

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


99.1

 

Press Release of Cathay General Bancorp dated March 30, 2007.



This excerpt taken from the CATY 8-K filed Mar 6, 2007.

Item 9.01     Financial Statements and Exhibits.

(d)

Exhibits

 

 

 

 

 

99.1

Press Release of Cathay General Bancorp dated March 6, 2007.




SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  March 6, 2007

 

CATHAY GENERAL BANCORP

 

 

 

 

 

 

 

By:

/s/ Heng W. Chen

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


99.1

 

Press Release of Cathay General Bancorp dated March 6, 2007.



This excerpt taken from the CATY 8-K filed Jan 25, 2007.

Item 9.01     Financial Statements and Exhibits.

(d)

Exhibits

 

 

 


 

 

 

99.1

 

Press Release of Cathay General Bancorp dated January 25, 2007.




SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  January 25, 2007

 

CATHAY GENERAL BANCORP

 

 

 

 

 

 

 

By:

/s/ Heng W. Chen

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


99.1

 

Press Release of Cathay General Bancorp dated January 25, 2007.



This excerpt taken from the CATY 8-K filed Oct 19, 2006.

Item 9.01     Financial Statements and Exhibits.

(d)      Exhibits

 

99.1

Press Release of Cathay General Bancorp dated October 19, 2006.




SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  October 19, 2006

 

CATHAY GENERAL BANCORP

 

 

 

 

 

 

 

By:

/s/ Heng W. Chen

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


99.1

 

Press Release of Cathay General Bancorp dated October 19, 2006.



This excerpt taken from the CATY 8-K filed Jan 30, 2006.

Item 9.01          Financial Statements and Exhibits.

(d)          Exhibits

 

10.1

 

Form of Cathay General Bancorp 2005 Incentive Plan Restricted Stock Award Agreement

 

 

 

 

 

10.2

 

Form of Cathay General Bancorp 2005 Incentive Plan Stock Option Agreement (Nonstatutory)




SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  January 27, 2006

 

 

 

CATHAY GENERAL BANCORP

 

 

 

 

 

 

 

By:

/s/ Heng W. Cheng

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


10.1

 

Form of Cathay General Bancorp 2005 Incentive Plan Restricted Stock Award Agreement

10.2

 

Form of Cathay General Bancorp 2005 Incentive Plan Stock Option Agreement (Nonstatutory)



This excerpt taken from the CATY 8-K filed Sep 6, 2005.

Item 9.01    Financial Statements and Exhibits

(c)    Exhibits

        99.1    Press Release of Cathay General Bancorp dated September 6, 2005.

 

 

SIGNATURE

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: September 6, 2005

                                                                                            CATHAY GENERAL BANCORP

                                                                                            By:  /s/ Heng W. Chen                            

                                                                                                   Heng W. Chen

                                                                                                   Executive Vice President and Chief

                                                                                                   Financial Officer

 

 

 

 

 

 

EXHIBIT INDEX

 

Number        Exhibit

 

99.1             Press Release of Cathay General Bancorp dated September 6, 2005.

 

 

 

This excerpt taken from the CATY 8-K filed Jan 27, 2005.

Item 9.01          Financial Statements and Exhibits.

(c)

Exhibits

 

 

 

99.1          Press Release of Cathay General Bancorp dated January 26, 2005.




SIGNATURE

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  January 26, 2005

 

CATHAY GENERAL BANCORP

 

 

 

By:

/s/ HENG W. CHEN

 

 


 

 

Heng W. Chen

 

 

Executive Vice President and
Chief Financial Officer




EXHIBIT INDEX

Number

 

Exhibit


 


99.1

 

Press Release of Cathay General Bancorp dated January 26, 2005.



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