CATY » Topics » Explanatory Note

This excerpt taken from the CATY 8-K filed Oct 9, 2009.

Explanatory Note

This Form 8-K/A amends the Current Report on Form 8-K of Cathay General Bancorp filed with the SEC on October 8, 2009. This Form 8-K/A clarifies which portions of the Registrant’s press release announcing its preliminary results of operations for the quarter ended September 30, 2009 are “filed” and which portions are “furnished.” This Form 8-K/A amends and restates in its entirety Item 2.02 and Item 9.01 to add this information.

 

Item 2.02. Results of Operations and Financial Conditions.

On October 8, 2009, Cathay General Bancorp announced, in a press release, its financial results for the quarter ended September 30, 2009. That press release is attached hereto as Exhibit 99.1.

The foregoing information and the attached exhibit are intended to be furnished only, and shall not be deemed “filed” for purposes of Section 18 of the Securities Act of 1934 or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, except that the following information from the financials attached to the press release are hereby filed:

 

(1) Table summarizing the charge-offs and recoveries on page 3 of Exhibit 99.1;

 

(2) The following line items from the table summarizing the change in the loan composition on page 5 of Exhibit 99.1:

Type of Loans:

Commercial

Residential mortgage

Commercial mortgage

Equity lines

Real estate construction

Installment

Other

 

(3) Table summarizing the summary of non-accrual loans by collateral type as of September 30, 2009 on page 6 of Exhibit 99.1;

 

(4) Table summarizing the results of changes from December 31, 2008 and June 30, 2009 to September 30,2009 to Cathay General Bancorp’s non-performing assets and troubled debt restructurings on page 7 of Exhibit 99.1 (except that the following line items are NOT filed: Allowance for loan losses and Total gross loans outstanding at period end);

 

(5) The following line items from the table summarizing the types and changes of loans past due 30 days or more and still accruing at the dates indicated on page 8 of Exhibit 99.1:

Accruing loans past due 90 days or more

 

(6) Cathay General Bancorp Consolidated Financial Highlights table on page 10 of Exhibit 99.1;

 

(7) Condensed Consolidated Balance Sheets table on page 11 of Exhibit 99.1;

 

(8) Condensed Consolidated Statements of Income table on page 12 of Exhibit 99.1; and

 

(9) Average Balances – Selected Consolidated Financial Information table on page 13 of Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits.
This excerpt taken from the CATY 8-K filed Sep 23, 2009.

EXPLANATORY NOTE

This Form 8-K/A, Amendment No. 1 (this “Amendment”), amends the Current Report on Form 8-K filed by Cathay General Bancorp (the “Company”) with the U.S. Securities and Exchange Commission on September 9, 2009 (the “Original Form 8-K”). This Amendment is being filed to update and replace the versions of (i) Exhibit 10.1, Distribution Agreement, dated September 9, 2009, between Cathay General Bancorp and J.P. Morgan Securities Inc. (the “JPM Distribution Agreement”), and (ii) Exhibit 10.2, Distribution Agreement, dated September 9, 2009, between Cathay General Bancorp and Deutsche Bank Securities Inc. (the “DBSI Distribution Agreement”), filed with the Original Form 8-K. The JPM Distribution Agreement and DBSI Distribution Agreement filed as Exhibit 10.1 and Exhibit 10.2 to this Amendment, replace in their entirety the JPM Distribution Agreement and the DBSI Distribution Agreement filed as Exhibit 10.1 and Exhibit 10.2 to the Original Form 8-K, respectively.

Except for the modifications to the Exhibits to the Original Form 8-K described above, no information included in the Original Form 8-K is amended by this Amendment.

 

Item 9.01 Financial Statements and Exhibits.
These excerpts taken from the CATY 10-K filed Mar 3, 2009.

EXPLANATORY NOTE

The purpose of this Amendment No. 1 to Cathay General Bancorp’s Annual Report on Form 10-K for the year ended December 31, 2008, is to file Exhibit 12.1. That exhibit had been inadvertently omitted from the Annual Report. No revisions have been made to the financial statements or any other disclosures contained in the Annual Report.

EXPLANATORY NOTE

FACE="Times New Roman" SIZE="2">The purpose of this Amendment No. 1 to Cathay General Bancorp’s Annual Report on Form 10-K for the year ended December 31, 2008, is to file Exhibit 12.1. That exhibit had been inadvertently omitted from
the Annual Report. No revisions have been made to the financial statements or any other disclosures contained in the Annual Report.

This excerpt taken from the CATY 10-K filed Mar 31, 2005.

EXPLANATORY NOTE

 

This amendment is filed solely to amend the Consent of Independent Registered Public Accounting Firm which was filed as Exhibit 23.1 to Cathay General Bancorp’s Annual Report on Form 10-K for the year ended December 31, 2004. That exhibit, as originally filed, inadvertently omitted the conformed signature of KPMG LLP. The revised exhibit being filed herewith now contains the conformed signature of KPMG LLP. No revisions have been made to the financial statements or any other disclosures contained in the Annual Report.


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