ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS for China_BAK

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China BAK Battery (CBAK)

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CBAK » Topics » ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

This excerpt taken from the CBAK 8-K filed Apr 17, 2007.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(d) Exhibits.

Letter from KPMG to Securities and Exchange Commission, dated April 13, 2007.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: April 17, 2007	By:	/s/ Xiangqian Li

		Xiangqian Li
		Chief Executive Officer

EXHIBIT INDEX

Exhibit No.		Description

16		Letter from KPMG to Securities and Exchange Commission, dated April 13, 2007.

This excerpt taken from the CBAK 8-K filed Feb 20, 2007.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(d) Exhibits.

99.1	Slide Presentation of China BAK Battery, Inc., dated February 2007.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: February 20, 2007	By:	/s/ Xiangqian Li

		Xiangqian Li
		Chief Executive Officer

EXHIBITS INDEX

Exhibit No.		Description

99.1		Slide Presentation of China BAK Battery, Inc., dated February 2007.

This excerpt taken from the CBAK 8-K filed Feb 16, 2007.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

	99.1	Transcript of conference call held by the Company on February 12, 2007

	99.2	Press release, dated December 8, 2006, issued by the Company

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: February 16, 2007	By:	/s/ Xiangqian Li

		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

Exhibits

99.1		Transcript of conference call held by the Company on February 12, 2007

99.2		Press release, dated December 8, 2006, issued by the Company

This excerpt taken from the CBAK 8-K filed Feb 13, 2007.

Item 9.01 Financial Statements and Exhibits.

(d)	Exhibits

	99.1	Press release, dated February 9, 2007, issued by the registrant

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: February 12, 2006	By:	/s/ Xiangqian Li

		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

EXHIBIT INDEX

Exhibits

99.1		Press release, dated February 9, 2007, issued by the registrant

This excerpt taken from the CBAK 8-K filed Oct 2, 2006.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

	(d)	Exhibits

	10.1	Form of Termination and Release Agreement

	10.2	Form of Restricted Stock Grant Award Agreement

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: October 2, 2006	By:	/s/ Xiangqian Li

		Xiangqian Li
		Chief Executive Officer

EXHIBIT INDEX

Exhibit No.		Description

10.1		Form of Termination and Release Agreement

10.2		Form of Restricted Stock Grant Award Agreement

This excerpt taken from the CBAK 8-K filed Sep 19, 2006.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(d) Exhibits

The following exhibit relating to Item 8.01 shall be deemed to be furnished, and not filed:

99.1 Press Release, dated September 18, 2006, issued by China BAK Battery, Inc.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: September 18, 2006	By:	/s/ Yongbin Han

		Yongbin Han
		Chief Financial Officer

EXHIBIT INDEX

Exhibit No.		Description

99.1		Press Release, dated September 18, 2006, issued by China BAK Battery, Inc.

This excerpt taken from the CBAK 8-K filed Aug 28, 2006.

Item 9.01 Financial Statements and Exhibits.


(d)		Exhibits

		99.1 Transcript of conference call held by the Company on August 23, 2006

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 28, 2006	By:	/S/ Yongbin Han
		Yongbin Han
		Chief Financial Officer

This excerpt taken from the CBAK 8-K filed Aug 23, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

99.1

Press release, dated August 22, 2006, issued by the registrant

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 23, 2006	By:	/s/ Xiangqian Li
		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

This excerpt taken from the CBAK 8-K filed Aug 21, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

7.1

Letter of Schwartz Levitsky Feldman LLP, dated August 17, 2006, to the Company

7.2

Letter of Schwartz Levitsky Feldman LLP, dated August 21, 2006, to the SEC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 21, 2006	By:	/s/ Xiangqian Li
		Xiangqian Li Chairman, President and Chief Executive Officer

This excerpt taken from the CBAK 8-K filed Aug 16, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

16.1.

Letter of Schwartz Levitsky Feldman LLP dated August 16, 2006

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 16, 2006	By:	/s/ Xiangqian Li
		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

This excerpt taken from the CBAK 8-K filed Aug 4, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

16.1.

Letter of KPMG dated August 4, 2006

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 4, 2006	By:	/s/ Xiangqian Li
		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

This excerpt taken from the CBAK 8-K filed Aug 4, 2006.

Item 9.01 Financial Statements and Exhibits.

(d)

Exhibits

16.1.

Letter of Schwartz Levitsky Feldman LLP dated August 4, 2006

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	CHINA BAK BATTERY, INC.

Date: August 4, 2006	By:	/s/ Xiangqian Li
		Xiangqian Li
		Chairman, President and
		Chief Executive Officer

This excerpt taken from the CBAK 8-K filed Jun 6, 2006.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

The following exhibit relating to Item 8.01 shall be deemed to be furnished, and not filed:

3.1 Amendment to the Bylaws of the Company

99.1 Press Release, dated May 31, 2006, issued by China BAK Battery, Inc.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: May 31, 2006	By:	/s/ Yongbin Han

		Yongbin Han
		Chief Financial Officer

EXHIBIT INDEX

Exhibit No.		Description

3.1		Amendment to the Bylaws of the Company
99.1		Press Release, dated May 31, 2006, issued by China BAK Battery, Inc.

This excerpt taken from the CBAK 8-K filed May 19, 2006.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

The following exhibit relating to Item 2.02 shall be deemed to be furnished, and not filed:

99.1 Transcript of conference call and simultaneous web cast held by China BAK Battery, Inc. on May 11, 2006.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: May 17, 2006	By:	/s/ Yongbin Han

		Yongbin Han
		Chief Financial Officer

EXHIBIT INDEX

Exhibit No.		Description

99.1		Transcript of conference call and simultaneous web cast held by China BAK Battery, Inc. on May 11, 2006.

This excerpt taken from the CBAK 8-K filed Feb 21, 2006.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

The following exhibit relating to Item 7.01 shall be deemed to be furnished, and not filed:

99.1 Conference presentation by China BAK Battery, Inc. on February 21, 2006.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CHINA BAK BATTERY, INC.


Date: February 21, 2006	By:	/s/ Yongbin Han

		Yongbin Han
		Chief Financial Officer

EXHIBIT INDEX

Exhibit No.		Description

99.1		Conference presentation by China BAK Battery, Inc. on February 21, 2006.

China BAK Battery (CBAK)

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