CSCO » Topics » Standard Chartered Bank is not a U.S. registered broker-dealer and, therefore, does not intend to effect any sales of the notes in the United States.

This excerpt taken from the CSCO 8-K filed Nov 13, 2009.

Standard Chartered Bank is not a U.S. registered broker-dealer and, therefore, does not intend to effect any sales of the notes in the United States.

Under Rule 15c6-1 of the Exchange Act, trades in the secondary market are required to settle in three business days, unless the parties to a trade expressly agree otherwise. Accordingly, purchasers who wish to trade notes on the date of pricing or the next succeeding business day will be required, by virtue of the fact that the notes initially will settle in T+5, to specify alternative settlement arrangements to prevent a failed settlement.

This excerpt taken from the CSCO 8-K filed Feb 13, 2009.

Standard Chartered Bank is not a U.S. registered broker-dealer and, therefore, does not intend to effect any sales of the notes in the United States.

Under Rule 15c6-1 of the Exchange Act, trades in the secondary market are required to settle in three business days, unless the parties to a trade expressly agree otherwise. Accordingly, purchasers who wish to trade notes on the date of pricing or the next succeeding business day will be required, by virtue of the fact that the notes initially will settle in T+5, to specify alternative settlement arrangements to prevent a failed settlement.

The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by


(i) calling Banc of America Securities LLC toll-free 1-800-294-1322 or you may e-mail a request to dg.prospectus_distribution@bofasecurities.com, (ii) calling Goldman, Sachs & Co. toll-free 1-866-471-2526, (iii) calling J.P. Morgan Securities Inc. collect 212-834-4533, (iv) calling Citigroup Global Markets Inc. toll-free 1-877-858-5407, (v) calling Morgan Stanley & Co. Incorporated toll-free 1-866-718-1649, or (vi) calling Wachovia Capital Markets, LLC toll free 1-800-326-5897.

EXCERPTS ON THIS PAGE:

8-K
Nov 13, 2009
8-K
Feb 13, 2009
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