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This excerpt taken from the C DEF 14A filed Mar 20, 2009. Section 16(a)
Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934
requires Citi’s officers and directors, and persons who own
more than ten percent of a registered class of Citi’s
equity securities, to file reports of ownership and changes in
ownership with the sec
and the
nyse, and to
furnish Citi with copies of the forms. Based on its review of
the forms it received, or written representations from reporting
persons, Citi believes that, during 2008, each of its officers
and directors complied
with all such filing requirements, with the exception of the
inadvertent late filing of a Form 4 report with respect to
Gary Crittenden concerning the withholding of shares for the
payment of taxes in connection with the vesting of previously
awarded stock. Mr. Crittenden’s Form 4, which
should have been filed with the
sec no later than
March 14, 2008, was filed on May 29, 2008.
Table of Contents
This excerpt taken from the C DEF 14A filed Mar 13, 2008. This excerpt taken from the C DEF 14A filed Mar 13, 2007. This excerpt taken from the C DEF 14A filed Mar 14, 2006. Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934 requires Citigroup’s officers and directors, and persons who own more than ten percent of a registered class of Citigroup’s equity securities, to file reports of ownership and changes in ownership with the SEC and the NYSE, and to furnish Citigroup with copies of the forms. Based on its review of the forms it received, or written representations from reporting persons, Citigroup believes that, during 2005, each of its officers and directors complied with all such filing requirements. Citigroup does not have any greater than ten percent stockholders.
74
Table of ContentsThis excerpt taken from the C DEF 14A filed Mar 15, 2005. Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Securities Exchange Act of 1934 requires Citigroup’s officers and directors, and persons who own more than ten percent of a registered class of Citigroup’s equity securities, to file reports of ownership and changes in ownership with the SEC and the NYSE, and to furnish Citigroup with copies of the forms. Based on its review of the forms it received, or written representations from reporting persons, Citigroup believes that, during 2004, each of its officers and directors complied with all such filing requirements. Citigroup does not have any greater than ten percent stockholders.
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