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This excerpt taken from the C 8-K filed Jun 3, 2009. Citi”) and Morgan Stanley
consummated the previously announced combination of Morgan Stanley’s Global
Wealth Management Group and Citi’s Smith Barney, Quilter in the UK, and Smith
Barney Australia into a new joint venture called Morgan Stanley Smith Barney
Holdings LLC (“ This excerpt taken from the C 8-K filed Jan 16, 2009. Citi”)
and Morgan Stanley entered into a Joint Venture Contribution and Formation
Agreement (the “ This excerpt taken from the C 8-K filed Jan 14, 2009. Citi”) and Morgan Stanley issued a joint
press release announcing that they have reached a definitive agreement
to combine Citi’s Smith Barney business in the U.S., Quilter in the U.K., and Smith Barney Australia with Morgan Stanley’s Global Wealth Management Group into a new joint venture to be called
Morgan Stanley Smith Barney. A copy of the press release is furnished
as Exhibit 99.1 hereto. Also on January 13, 2009,
representatives of Citi
and Morgan Stanley made a presentation to investors regarding the
transaction. A
copy of this
presentation is furnished as Exhibit 99.2 hereto.
The information in this Item 7.01 and
Exhibits 99.1 and 99.2 of Item 9.01 is being furnished, not filed. Accordingly, the
information in this Item 7.01 and Exhibits 99.1 and
99.2 of Item 9.01 will not be incorporated by reference into any registration
statement filed by
Citi under the Securities
Act of 1933, as amended, unless specifically identified therein as being incorporated therein
by reference.
Item 9.01. Financial Statements and
Exhibits.
(d)
Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
INDEX
TO EXHIBITS
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