This excerpt taken from the C 8-K filed Jun 3, 2009.
Citi”) and Morgan Stanley consummated the previously announced combination of Morgan Stanley’s Global Wealth Management Group and Citi’s Smith Barney, Quilter in the UK, and Smith Barney Australia into a new joint venture called Morgan Stanley Smith Barney Holdings LLC (“
This excerpt taken from the C 8-K filed Jan 16, 2009.
Citi”) and Morgan Stanley entered into a Joint Venture Contribution and Formation Agreement (the “
This excerpt taken from the C 8-K filed Jan 14, 2009.
Citi”) and Morgan Stanley issued a joint press release announcing that they have reached a definitive agreement to combine Citi’s Smith Barney business in the U.S., Quilter in the U.K., and Smith Barney Australia with Morgan Stanley’s Global Wealth Management Group into a new joint venture to be called Morgan Stanley Smith Barney. A copy of the press release is furnished as Exhibit 99.1 hereto. Also on January 13, 2009, representatives of Citi and Morgan Stanley made a presentation to investors regarding the transaction. A copy of this presentation is furnished as Exhibit 99.2 hereto.
The information in this Item 7.01 and Exhibits 99.1 and 99.2 of Item 9.01 is being furnished, not filed. Accordingly, the information in this Item 7.01 and Exhibits 99.1 and 99.2 of Item 9.01 will not be incorporated by reference into any registration statement filed by Citi under the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated therein by reference.
Item 9.01. Financial Statements and Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
INDEX TO EXHIBITS