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C » Topics » Executive Officers

These excerpts taken from the C 10-K filed Feb 27, 2009.

Executive Officers

Citigroup’s Executive Officers on February 27, 2009 are:

 

Name   Age    Position and office held

Shirish Apte

   56    CEO, Central and Eastern Europe

Ajay Banga

   49    CEO, Asia

Sir Winfried F.W. Bischoff

   67    Former Chairman

Don Callahan

   52    Chief Administrative Officer

Gary Crittenden

   55    Chief Financial Officer

Terri Dial

   59    CEO, Consumer Banking North America; Global Head, Consumer Strategy

James A. Forese

   46    Head, Global Capital Markets

Steven J. Freiberg

   51    Chairman & CEO, Citi Holdings—Global Consumer

John C. Gerspach

   55    Controller and Chief Accounting Officer

John Havens

   52    Head, Global Institutional Bank

Michael S. Helfer

   63    General Counsel and Corporate Secretary

Lewis B. Kaden

   66    Vice Chairman

Edward J. Kelly, III

   55    Head, Global Banking and Citi Alternative Investments

Brian Leach

   49    Chief Risk Officer

Manuel Medina-Mora

   58    Chairman & CEO, Latin America & Mexico

William J. Mills

   53    CEO, Western Europe, Middle East and Africa

Vikram S. Pandit

   52    Chief Executive Officer

William R. Rhodes

   73    Senior Vice Chairman; Chairman, President & CEO, Citibank, N.A.

Stephen R. Volk

   72    Vice Chairman

Each executive officer has held executive or management positions with the Company for at least five years, except that:

 

•  

Mr. Callahan joined Citigroup in 2007. Prior to joining Citi, Mr. Callahan was a Managing Director and Head of Client Coverage Strategy for the Investment Banking Division at Credit Suisse. From 1993 to 2006, Mr. Callahan worked at Morgan Stanley, serving in numerous roles, including Global Head of Marketing and Head of Marketing for the Institutional Equities Division and for the Institutional Securities Group.

•  

Mr. Crittenden joined Citigroup in March 2007. Prior to joining Citigroup, Mr. Crittenden was Executive Vice President, Chief Financial Officer, and Head of Global Network Services at American Express from 2000 to 2007.

•  

Ms. Dial joined Citigroup in June 2008. Prior to joining Citi, Ms. Dial served as Group Executive Director of UK Retail Banking and as a member of the Board of Directors at Lloyds TSB Group plc. Prior to Lloyds TSB, Ms. Dial was President and Chief Executive Officer of Wells Fargo Bank, a subsidiary of Wells Fargo & Co.

•  

Mr. Havens joined Citigroup in 2007. Prior to joining Citigroup, Mr. Havens was a founder and Partner of Old Lane, LP, a multi-strategy hedge fund and private equity fund manager that was acquired by Citi in 2007. Before forming Old Lane in 2005, Mr. Havens was Head of Institutional Equity at Morgan Stanley and a member of the firm’s Management Committee.

•  

Mr. Kaden joined Citigroup in September 2005. Prior to joining Citigroup, Mr. Kaden was a partner at Davis Polk & Wardwell.

•  

Mr. Kelly joined Citi in February 2008 from The Carlyle Group, a private investment firm, where he was a Managing Director. Prior to joining Carlyle in July 2007, he was a Vice Chairman at The PNC Financial Services Group following PNC’s acquisition of Mercantile Bankshares Corporation in March 2007. He was Chairman, Chief Executive and President of Mercantile from March 2003 through March 2007.

•  

Mr. Leach joined Citigroup in 2008. Prior to becoming Citi’s Chief Risk Officer in March 2008, Mr. Leach was the co-COO of Old Lane. Mr. Leach, along with several former colleagues from Morgan Stanley, founded Old Lane LP in 2005. Earlier, he had worked for his entire financial career at Morgan Stanley, finishing as Risk Manager of the Institutional Securities Business.

•  

Mr. Pandit, prior to being named CEO on December 11, 2007, was Chairman and CEO of Citigroup’s Institutional Clients Group. Formerly the Chairman and CEO of Alternative Investments, Mr. Pandit was a founding member and chairman of the members committee of Old Lane, LP, which was acquired by Citigroup in 2007. Prior to forming Old Lane, Mr. Pandit held a number of senior positions at Morgan Stanley over more than two decades, including President and Chief Operating Officer of Morgan Stanley’s institutional securities and investment banking business and was a member of the firm’s Management Committee.

•  

Mr. Volk joined Citigroup in July 2004. From 2001 to 2004, Mr. Volk was Chairman of Credit Suisse First Boston. Before that, Mr. Volk was a partner at Shearman & Sterling.


 

237

Table of Contents

 

Executive Officers

Citigroup’s Executive Officers on February 27, 2009 are:

 

Name   Age    Position and office held

Shirish Apte

   56    CEO, Central and Eastern Europe

Ajay Banga

   49    CEO, Asia

Sir Winfried F.W. Bischoff

   67    Former Chairman

Don Callahan

   52    Chief Administrative Officer

Gary Crittenden

   55    Chief Financial Officer

Terri Dial

   59    CEO, Consumer Banking North America; Global Head, Consumer Strategy

James A. Forese

   46    Head, Global Capital Markets

Steven J. Freiberg

   51    Chairman & CEO, Citi Holdings—Global Consumer

John C. Gerspach

   55    Controller and Chief Accounting Officer

John Havens

   52    Head, Global Institutional Bank

Michael S. Helfer

   63    General Counsel and Corporate Secretary

Lewis B. Kaden

   66    Vice Chairman

Edward J. Kelly, III

   55    Head, Global Banking and Citi Alternative Investments

Brian Leach

   49    Chief Risk Officer

Manuel Medina-Mora

   58    Chairman & CEO, Latin America & Mexico

William J. Mills

   53    CEO, Western Europe, Middle East and Africa

Vikram S. Pandit

   52    Chief Executive Officer

William R. Rhodes

   73    Senior Vice Chairman; Chairman, President & CEO, Citibank, N.A.

Stephen R. Volk

   72    Vice Chairman

Each executive officer has held executive or management positions with the Company for at least five years, except that:

 

•  

Mr. Callahan joined Citigroup in 2007. Prior to joining Citi, Mr. Callahan was a Managing Director and Head of Client Coverage Strategy for the Investment Banking Division at Credit Suisse. From 1993 to 2006, Mr. Callahan worked at Morgan Stanley, serving in numerous roles, including Global Head of Marketing and Head of Marketing for the Institutional Equities Division and for the Institutional Securities Group.

•  

Mr. Crittenden joined Citigroup in March 2007. Prior to joining Citigroup, Mr. Crittenden was Executive Vice President, Chief Financial Officer, and Head of Global Network Services at American Express from 2000 to 2007.

•  

Ms. Dial joined Citigroup in June 2008. Prior to joining Citi, Ms. Dial served as Group Executive Director of UK Retail Banking and as a member of the Board of Directors at Lloyds TSB Group plc. Prior to Lloyds TSB, Ms. Dial was President and Chief Executive Officer of Wells Fargo Bank, a subsidiary of Wells Fargo & Co.

•  

Mr. Havens joined Citigroup in 2007. Prior to joining Citigroup, Mr. Havens was a founder and Partner of Old Lane, LP, a multi-strategy hedge fund and private equity fund manager that was acquired by Citi in 2007. Before forming Old Lane in 2005, Mr. Havens was Head of Institutional Equity at Morgan Stanley and a member of the firm’s Management Committee.

•  

Mr. Kaden joined Citigroup in September 2005. Prior to joining Citigroup, Mr. Kaden was a partner at Davis Polk & Wardwell.

•  

Mr. Kelly joined Citi in February 2008 from The Carlyle Group, a private investment firm, where he was a Managing Director. Prior to joining Carlyle in July 2007, he was a Vice Chairman at The PNC Financial Services Group following PNC’s acquisition of Mercantile Bankshares Corporation in March 2007. He was Chairman, Chief Executive and President of Mercantile from March 2003 through March 2007.

•  

Mr. Leach joined Citigroup in 2008. Prior to becoming Citi’s Chief Risk Officer in March 2008, Mr. Leach was the co-COO of Old Lane. Mr. Leach, along with several former colleagues from Morgan Stanley, founded Old Lane LP in 2005. Earlier, he had worked for his entire financial career at Morgan Stanley, finishing as Risk Manager of the Institutional Securities Business.

•  

Mr. Pandit, prior to being named CEO on December 11, 2007, was Chairman and CEO of Citigroup’s Institutional Clients Group. Formerly the Chairman and CEO of Alternative Investments, Mr. Pandit was a founding member and chairman of the members committee of Old Lane, LP, which was acquired by Citigroup in 2007. Prior to forming Old Lane, Mr. Pandit held a number of senior positions at Morgan Stanley over more than two decades, including President and Chief Operating Officer of Morgan Stanley’s institutional securities and investment banking business and was a member of the firm’s Management Committee.

•  

Mr. Volk joined Citigroup in July 2004. From 2001 to 2004, Mr. Volk was Chairman of Credit Suisse First Boston. Before that, Mr. Volk was a partner at Shearman & Sterling.


 

237

Table of Contents

 

This excerpt taken from the C 10-K filed Feb 22, 2008.

Executive Officers

Citigroup’s Executive Officers on February 22, 2008 are:

 

Name   Age    Position and office held

Ajay Banga

   48    Chairman & CEO, Global Consumer Group—International

Sir Winfried F.W. Bischoff

   66    Chairman

Jorge A. Bermudez

   56    Chief Risk Officer

Gary Crittenden

   54    Chief Financial Officer

Steven J. Freiberg

   50    Chairman & CEO, Global Consumer Group—North America

John C. Gerspach

   54    Controller and Chief Accounting Officer

Michael S. Helfer

   62    General Counsel and Corporate Secretary

Lewis B. Kaden

   65    Vice Chairman

Michael Klein

   44    Chairman and Co-Chief Executive Officer, Markets & Banking

Sallie L. Krawcheck

   43    Chairman and CEO, Global Wealth Management

Manuel Medina-Mora

   57    Chairman & CEO, Latin America & Mexico

Vikram S. Pandit

   51    Chief Executive Officer

William R. Rhodes

   72    Senior Vice Chairman; Chairman, President & CEO, Citibank, N.A.

Robert E. Rubin

   69    Chairman of the Executive Committee

Stephen R. Volk

   71    Vice Chairman

Each executive officer has held executive or management positions with the Company for at least five years, except that:

 

•  

Mr. Crittenden joined Citigroup in March 2007. Prior to joining Citigroup, Mr. Crittenden was Executive Vice President, Chief Financial Officer, and Head of Global Network Services at American Express from 2000 to 2007.

•  

Mr. Kaden joined Citigroup in September 2005. Prior to joining Citigroup, Mr. Kaden was a partner at Davis Polk & Wardwell.

•  

Mr. Pandit, prior to being named CEO on December 11, 2007, was Chairman and CEO of Citigroup’s Institutional Clients Group, which includes Markets & Banking and Alternative Investments. Formerly the Chairman and CEO of Alternative Investments, Mr. Pandit was a founding member and chairman of the members committee of Old Lane, LP, which was acquired by Citigroup in 2007. Prior to forming Old Lane, Mr. Pandit held a number of senior positions at Morgan Stanley over more than two decades, including President and Chief Operating Officer of Morgan Stanley’s institutional securities and investment banking business and was a member of the firm’s Management Committee.

•  

Mr. Volk joined Citigroup in July 2004. From 2001 to 2004, Mr. Volk was Chairman of Credit Suisse First Boston. Before that, Mr. Volk was a partner at Shearman & Sterling.


 

201

Table of Contents
This excerpt taken from the C 10-K filed Feb 23, 2007.

Executive Officers

Citigroup’s Executive Officers on February 23, 2007 are:

 

Name   Age    Position and Office Held

Ajay Banga

   47    Chairman & CEO, Global Consumer Group — International

Sir Winfried F.W. Bischoff

   65    Chairman, Citigroup Europe

David C. Bushnell

   52    Senior Risk Officer

Robert Druskin

   59    Chief Operating Officer

Steven J. Freiberg

   49    Chairman & CEO, Global Consumer Group — North America

John C. Gerspach

   53    Controller and Chief Accounting Officer

Michael S. Helfer

   61    General Counsel and Corporate Secretary

Lewis B. Kaden

   64    Vice Chairman and Chief Administrative Officer

Michael Klein

   43    Co-President, Corporate and Investment Banking

Sallie L. Krawcheck

   42    Chief Financial Officer

Thomas G. Maheras

   44    Co-President, Corporate and Investment Banking

Manuel Medina-Mora

   56    Chairman & CEO, Latin America & Mexico; CEO, Banamex

Charles Prince

   57    Chairman & Chief Executive Officer

William R. Rhodes

   71    Senior Vice Chairman; Chairman, President & CEO, Citibank, N.A.

Robert E. Rubin

   68    Chairman of the Executive Committee

Stephen R. Volk

   70    Vice Chairman

Each executive officer has held executive or management positions with the Company for at least five years, except that:

 

•  

Mr. Helfer joined Citigroup in February 2003. From 2002 to 2003, he was President, Strategic Investments of Nationwide Mutual Insurance Company, and from 2000 to 2003 he was Executive Vice President, Corporate Strategy of Nationwide Mutual Insurance Company and Nationwide Financial Services, Inc.

•  

Mr. Kaden joined Citigroup in September 2005. Prior to joining Citigroup, Mr. Kaden was a partner at Davis Polk & Wardwell.

•  

Ms. Krawcheck joined Citigroup in 2002, serving as Chairman and Chief Executive Officer of Smith Barney until November 2004. Prior to 2002, Ms. Krawcheck was Chairman and Chief Executive Officer of Sanford C. Bernstein & Co., LLC and an Executive Vice President of Bernstein’s parent company, Alliance Capital Management, L.P. from 2001.

•  

Mr. Volk joined Citigroup in July 2004. From 2001 to 2004, Mr. Volk was Chairman of Credit Suisse First Boston. Before that, Mr. Volk was a partner at Shearman & Sterling.


 

176

Table of Contents
This excerpt taken from the C 10-K filed Feb 24, 2006.

Executive Officers

        Citigroup's Executive Officers on February 23, 2006 are:

Name
   Age
   Position and office held

Ajay Banga
 
46
 
Chairman & CEO—Global Consumer Group, International

Sir Winfried F.W. Bischoff
 
64
 
Chairman, Citigroup Europe

David C. Bushnell
 
51
 
Senior Risk Officer

Michael A. Carpenter
 
58
 
Chairman & CEO, Citigroup Global Investments

Robert Druskin
 
56
 
President & CEO, Corporate and Investment Banking

Steven J. Freiberg
 
48
 
Chairman & CEO—Global Consumer Group, North America

John C. Gerspach
 
52
 
Controller and Chief Accounting Officer

Michael S. Helfer
 
60
 
General Counsel and Corporate Secretary

Lewis B. Kaden
 
63
 
Vice Chairman and Chief Administrative Officer

Sallie Krawcheck
 
41
 
Chief Financial Officer; Head of Strategy

Manuel Medina-Mora
 
55
 
Chairman & CEO, Latin America & Mexico; CEO, Banamex

Charles Prince
 
56
 
Chief Executive Officer

William R. Rhodes
 
70
 
Senior Vice Chairman; Chairman, Citibank, N.A.

Robert E. Rubin
 
67
 
Chairman of the Executive Committee; Member, Office of the Chairman

Todd S. Thomson
 
45
 
Chairman & CEO, Global Wealth Management Group

Stephen R. Volk
 
69
 
Vice Chairman

Sanford I. Weill
 
72
 
Chairman

        Each executive officer has held executive or management positions with the Company for at least five years, except that:

    •
    Mr. Helfer joined Citigroup in February 2003. From 2002 to 2003, he was President, Strategic Investments of Nationwide Mutual Insurance Company, and from 2000 to 2003 he was Executive Vice President, Corporate Strategy of Nationwide Mutual Insurance Company and Nationwide Financial Services, Inc.

    •
    Mr. Kaden joined Citigroup in September 2005. Prior to joining Citigroup, Mr. Kaden was a partner at Davis Polk & Wardwell.

    •
    Ms. Krawcheck joined Citigroup in 2002, serving as Chairman and Chief Executive Officer of Smith Barney until November 2004. Prior to 2002, Ms. Krawcheck was Chairman and Chief Executive Officer of Sanford C. Bernstein & Co., LLC and an Executive Vice President of Bernstein's parent company, Alliance Capital Management, L.P. from 2001. Before that, Ms. Krawcheck was Director of Research at Bernstein.

    •
    Mr. Volk joined Citigroup in July 2004. From 2001 to 2004, Mr. Volk was Chairman of Credit Suisse First Boston. Before that, Mr. Volk was a partner at Shearman & Sterling.

182

10-K CROSS-REFERENCE INDEX

        This Annual Report on Form 10-K incorporates the requirements of the accounting profession and the Securities and Exchange Commission, including a comprehensive explanation of 2005 results.

EXCERPTS ON THIS PAGE:

10-K (2 sections)
Feb 27, 2009
10-K
Feb 22, 2008
10-K
Feb 23, 2007
10-K
Feb 24, 2006

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