Form 10-K for Citigroup (C)

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C » Topics » Form 10-K

These excerpts taken from the C 10-K filed Feb 27, 2009.

Form 10-K



Item Number		Page

Part I

1.	Business	2-3, 6–107, 138, 227–238

1A.	Risk Factors	47–50

1B.	Unresolved Staff Comments	228

2.	Properties	229

3.	Legal Proceedings	229–235

4.	Submission of Matters to a Vote of Security Holders	Not Applicable

Part II

5.	Market for Registrant’s Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities	95, 225, 236,
		240–241

6.	Selected Financial Data	4-5

7.	Management’s Discussion and Analysis of Financial Condition and Results of Operations	6–107

7A.	Quantitative and Qualitative Disclosures about Market Risk	51–77, 139–140,
		155–171, 175–206

8.	Financial Statements and Supplementary Data	116–226

9.	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	Not Applicable

9A.	Controls and Procedures	108, 112

9B.	Other Information	Not Applicable


Part III

10.	Directors, Executive Officers and Corporate Governance	237, 240–242 *

11.	Executive Compensation	**

12.	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	********

13.	Certain Relationships and Related Transactions, and Director Independence	********

14.	Principal Accounting Fees and Services	*****

Part IV

15.	Exhibits and Financial Statement Schedules	240

For additional information regarding Citigroup Directors, see the material under the captions “Corporate Governance,” “Proposal 1: Election of Directors” and “Section 16(a) Beneficial Ownership Reporting Compliance” in the definitive Proxy Statement for Citigroup’s Annual Meeting of Stockholders to be held on April 21, 2009, to be filed with the SEC (the Proxy Statement), incorporated herein by reference.

See the material under the captions “Executive Compensation—The Personnel and Compensation Committee Report,” “ Compensation Discussion and Analysis” and “Compensation Tables” in the Proxy Statement, incorporated herein by reference.

***

See the material under the captions “About the Annual Meeting,” “Stock Ownership” and “Proposal 3: Approval of Citigroup 2009 Stock Incentive Plan” in the Proxy Statement, incorporated herein by reference.

****

See the material under the captions “Corporate Governance—Director Independence,” “Certain Transactions and Relationships, Compensation Committee Interlocks and Insider Participation,” “Indebtedness,” “Proposal 1: Election of Directors” and “Executive Compensation” in the Proxy Statement, incorporated herein by reference.

****

See the material under the caption “Proposal 2: Ratification of Selection of Independent Registered Public Accounting Firm” in the Proxy Statement, incorporated herein by reference.

None of the foregoing incorporation by reference shall include the information referred to in Item 402(a)(8) of Regulation S-K.

239

Form 10-K



Item Number		Page

Part I

1.	Business	2-3, 6–107, 138, 227–238

1A.	Risk Factors	47–50

1B.	Unresolved Staff Comments	228

2.	Properties	229

3.	Legal Proceedings	229–235

4.	Submission of Matters to a Vote of Security Holders	Not Applicable

Part II

5.	Market for Registrant’s Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities	95, 225, 236,
		240–241

6.	Selected Financial Data	4-5

7.	Management’s Discussion and Analysis of Financial Condition and Results of Operations	6–107

7A.	Quantitative and Qualitative Disclosures about Market Risk	51–77, 139–140,
		155–171, 175–206

8.	Financial Statements and Supplementary Data	116–226

9.	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	Not Applicable

9A.	Controls and Procedures	108, 112

9B.	Other Information	Not Applicable


Part III

10.	Directors, Executive Officers and Corporate Governance	237, 240–242 *

11.	Executive Compensation	**

12.	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	********

13.	Certain Relationships and Related Transactions, and Director Independence	********

14.	Principal Accounting Fees and Services	*****

Part IV

15.	Exhibits and Financial Statement Schedules	240

***

****

See the material under the caption “Proposal 2: Ratification of Selection of Independent Registered Public Accounting Firm” in the Proxy Statement, incorporated herein by reference.

None of the foregoing incorporation by reference shall include the information referred to in Item 402(a)(8) of Regulation S-K.

239

This excerpt taken from the C 10-K filed Feb 22, 2008.

Form 10-K



Item Number		Page

Part I

1.	Business	2, 4–97, 127–128, 193–201

1A.	Risk Factors	38–39

1B.	Unresolved Staff Comments	194

2.	Properties	195

3.	Legal Proceedings	195–198

4.	Submission of Matters to a Vote of Security Holders	Not Applicable

Part II

5.	Market for Registrant’s Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities	77–78, 191, 199,
		203–204

6.	Selected Financial Data	3

7.	Management’s Discussion and Analysis of Financial Condition and Results of Operations	4–97

7A.	Quantitative and Qualitative Disclosures about Market Risk	39–65, 128–129,
		141–152, 155–176

8.	Financial Statements and Supplementary Data	105–192

9.	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	Not Applicable

9A.	Controls and Procedures	98, 101

9B.	Other Information	Not Applicable


Part III

10.	Directors, Executive Officers and Corporate Governance	201, 203–205 *

11.	Executive Compensation	**

12.	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	200–201 ***

13.	Certain Relationships and Related Transactions, and Director Independence	********

14.	Principal Accountant Fees and Services	*****

Part IV

15.	Exhibits and Financial Statement Schedules	203

For additional information regarding Citigroup Directors, see the material under the captions “Corporate Governance,” “Proposal 1: Election of Directors” and “Section 16(a) Beneficial Ownership Reporting Compliance” in the definitive Proxy Statement for Citigroup’s Annual Meeting of Stockholders to be held on April 22, 2008, to be filed with the SEC (the Proxy Statement), incorporated herein by reference.

See the material under the captions “The Personnel and Compensation Committee Report,” “Compensation Discussion and Analysis” and “Executive Compensation” in the Proxy Statement, incorporated herein by reference.

***

See the material under the captions “About the Annual Meeting” and “Stock Ownership” in the Proxy Statement, incorporated herein by reference.

****

See the material under the captions “Corporate Governance—Director Independence,” “Proposal 1: Election of Directors,” “Executive Compensation”, “Indebtedness” and “Certain Transactions and Relationships, Compensation Committee Interlocks and Insider Participation” in the Proxy Statement, incorporated herein by reference.

*****

See the material under the caption “Proposal 2: Ratification of Selection of Independent Registered Public Accounting Firm” in the Proxy Statement, incorporated herein by reference.

None of the foregoing incorporation by reference shall include the information referred to in Item 402(a)(8) of Regulation S-K.

202

This excerpt taken from the C 10-K filed Feb 23, 2007.

Form 10-K



Item Number		Page

Part I

1.	Business	2, 4 95, 120-121, 167–176

1A.	Risk Factors	58

1B.	Unresolved Staff Comments	168

2.	Properties	169

3.	Legal Proceedings	169–173

4.	Submission of Matters to a Vote of Security Holders	Not Applicable

Part II

5.	Market for Registrant’s Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities	87, 165, 174,
		178–179

6.	Selected Financial Data	3

7.	Management’s Discussion and Analysis of Financial Condition and Results of Operations	4–95

7A.	Quantitative and Qualitative Disclosures about Market Risk	121–122,
		132–141, 143–147

8.	Financial Statements and Supplementary Data	104–166

9.	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	Not Applicable

9A.	Controls and Procedures	96, 100

9B.	Other Information	Not Applicable



Part III

10.	Directors, Executive Officers and Corporate Governance	176, 178, 180 *

11.	Executive Compensation	**

12.	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	175–176 ***

13.	Certain Relationships and Related Transactions, and Director Independence	********

14.	Principal Accountant Fees and Services	*****

Part IV

15.	Exhibits and Financial Statement Schedules	178

For additional information regarding Citigroup Directors, see the material under the captions “Corporate Governance,” “Proposal 1: Election of Directors” and “Section 16(a) Beneficial Ownership Reporting Compliance” in the definitive Proxy Statement for Citigroup’s Annual Meeting of Stockholders to be held on April 17, 2007, to be filed with the SEC (the Proxy Statement), incorporated herein by reference.

***

See the material under the captions “About the Annual Meeting” and “Stock Ownership” in the Proxy Statement, incorporated herein by reference.

****

See the material under the captions “Corporate Governance—Director Independence,” “Proposal 1: Election of Directors,” “Executive Compensation” and “Certain Transactions and Relationships, Compensation Committee Interlocks and Insider Participation” in the Proxy Statement, incorporated herein by reference.

*****

See the material under the caption “Proposal 2: Ratification of Selection of Independent Registered Public Accounting Firm” in the Proxy Statement, incorporated herein by reference.

None of the foregoing incorporation by reference shall include the information referred to in Item 402(a)(8) of Regulation S-K.

177

This excerpt taken from the C 10-K filed Feb 24, 2006.

Form 10-K


Item Number		Page
Part I
1.	Business	2, 4-93, 212, 172-182
1A.	Risk Factors	56
1B.	Unresolved Staff Comments	Not Applicable
2.	Properties	174
3.	Legal Proceedings	175-179
4.	Submission of Matters to a Vote of Security Holders	Not Applicable

Part II
5.	Market for Registrant's Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities	84, 180, 170, 184-185
6.	Selected Financial Data	3
7.	Management's Discussion and Analysis of Financial Condition and Results of Operations	4-93
7A.	Quantitative and Qualitative Disclosures about Market Risk	58-76, 121-138, 152-157
8.	Financial Statements and Supplementary Data	103-171
9.	Changes in and Disagreements with Accountants on Accounting and Financial Disclosure	Not Applicable
9A.	Controls and Procedures	94, 100
9B.	Other Information	Not Applicable

Part III
10.	Directors and Executive Officers of the Registrant	182, 185, 186*
11.	Executive Compensation	**
12.	Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters	181-182***
13.	Certain Relationships and Related Transactions	********
14.	Principal Accountant Fees and Services	*****

Part IV
15.	Exhibits and Financial Statement Schedules	184

*: For additional information regarding Citigroup Directors, see the material under the captions "Corporate Governance," "Proposal 1: Election of Directors" and "Section 16(a) Beneficial Ownership Reporting" in the definitive Proxy Statement for Citigroup's Annual Meeting of Stockholders to be held on April 18, 2006, to be filed with the SEC (the Proxy Statement), incorporated herein by reference.
**: See the material under the captions "How We Have Done," "Report of the Personnel and Compensation Committee on Executive Compensation," "Executive Compensation" and "Employment Contracts and Arrangements" in the Proxy Statement, incorporated herein by reference.
***: See the material under the captions "About the Annual Meeting" and "Stock Ownership" in the Proxy Statement, incorporated herein by reference.
****: See the material under the captions "Proposal 1: Election of Directors," "Executive Compensation" and "Certain Transactions and Relationships, Compensation Committee Interlocks and Insider Participation" in the Proxy Statement, incorporated herein by reference.
*****: See the material under the caption "Proposal 2: Ratification of Selection of Independent Registered Accounting Firm" in the Proxy Statement, incorporated herein by reference.

None of the foregoing incorporation by reference shall include the information referred to in Item 402(a)(8) of Regulation S-K.

183

EXCERPTS ON THIS PAGE:

10-K (2 sections)	Feb 27, 2009

10-K	Feb 22, 2008

10-K	Feb 23, 2007

10-K	Feb 24, 2006

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