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C » Topics » Important Because Our Company is Subject to Too Much Litigation/Investigation

This excerpt taken from the C DEF 14A filed Mar 14, 2006.

Important Because Our Company is Subject to Too Much Litigation/Investigation

2005 Litigation: Citigroup announced it settled a class action by purchasers of Global Crossing securities in the United States District Court, Southern District of New York.

 

2004 SEC Investigation: Citigroup was notified by the Staff of the Securities and Exchange Commission (SEC) that the Staff was considering recommending a civil injunctive action and/or an administrative proceeding against certain advisory and transfer agent entities affiliated with Citigroup regarding the creation and operation of an internal transfer agent unit to serve the Smith Barney family of funds.

 

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