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This excerpt taken from the C 8-K filed Oct 13, 2009. Lehman. The Company has been named in several putative class
action lawsuits alleging violations of Section 11 and 12 of the Securities
Act of 1933 relating to its role as one of numerous underwriters of offerings
of securities issued by Lehman Brothers. The lawsuits are currently pending in
the United States District Courts for the Southern District of New York, the
Eastern District of New York and the Eastern and Western Districts of Arkansas.
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