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C » Topics » Oversight of Audit and Risk Review

This excerpt taken from the C DEF 14A filed Mar 13, 2008.

Oversight of Audit and Risk Review

 

•  

Review and approve the appointment and replacement of the Chief Auditor who shall report directly to the Committee.

 

•  

Review and discuss the ARR findings that have been reported to management, management’s responses, and the progress of the related corrective action plans.

 

•  

Review and evaluate the adequacy of the work performed by the Chief Auditor and ARR, and ensure that ARR is independent and has adequate resources to fulfill its duties, including implementation of the annual audit plan.

 

Compliance Oversight Responsibilities

 

•  

Review periodically with management, including the Citigroup chief risk officer, the chief compliance officer and the general counsel, and the independent auditors, any correspondence with, or other action by, regulators or governmental agencies, any material legal affairs of Citigroup and Citigroup’s compliance with applicable law and listing standards.

 

•  

Review and discuss the report of the Chief Auditor regarding the expenses of, the perquisites paid to, and the conflicts of interest, if any, of members of Citigroup’s senior management.

 

•  

Receive and discuss reports from management on an annual and/or as needed basis relating to: compliance at Citigroup (including anti-money laundering, regulatory and fiduciary compliance); significant reported ethics violations; compliance with regulatory internal control and compliance reporting requirements; compliance with OCC Bulletin 97-23 (business resumption and contingency planning); tax developments and issues; fraud and operating losses; technology and information security; and Citigroup and subsidiaries’ insurance.

 

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Table of Contents
This excerpt taken from the C DEF 14A filed Mar 13, 2007.

Oversight of Audit and Risk Review

 

•  

Review and approve the appointment and replacement of the Chief Auditor who shall report directly to the Committee.

 

•  

Review and discuss the ARR findings that have been reported to management, management’s responses, and the progress of the related corrective action plans.

 

•  

Review and evaluate the adequacy of the work performed by the Chief Auditor and ARR, and ensure that ARR is independent and has adequate resources to fulfill its duties, including implementation of the annual audit plan.

 

This excerpt taken from the C DEF 14A filed Mar 14, 2006.

Oversight of Audit and Risk Review

 

•   Review and approve the appointment and replacement of the Chief Auditor who shall report directly to the Committee.

 

•   Review and discuss the ARR findings that have been reported to management, management’s responses, and the progress of the related corrective action plans.

 

•   Review and evaluate the adequacy of the work performed by the Chief Auditor and ARR, and ensure that ARR is independent and has adequate resources to fulfill its duties, including implementation of the annual audit plan.

 

This excerpt taken from the C DEF 14A filed Mar 15, 2005.

Oversight of Audit and Risk Review

 

•   Review and approve the appointment and replacement of the Chief Auditor who shall report directly to the Committee.

 

•   Review and discuss the ARR findings that have been reported to management, management’s responses, and the progress of the related corrective action plans.

 

•   Review and evaluate the adequacy of the work performed by the Chief Auditor and ARR, and ensure that ARR is independent and has adequate resources to fulfill its duties, including implementation of the annual audit plan.

 

EXCERPTS ON THIS PAGE:

DEF 14A
Mar 13, 2008
DEF 14A
Mar 13, 2007
DEF 14A
Mar 14, 2006
DEF 14A
Mar 15, 2005

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