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C » Topics » Owners of 5% or more of our common stock

This excerpt taken from the C DEF 14A filed Jun 18, 2009.

Owners of 5% or more of our common stock

The following table shows the beneficial ownership of Citigroup common stock by each person known by Citigroup to beneficially own more than 5% of the outstanding shares of common stock as of the close of business on December 31, 2008.

This excerpt taken from the C DEF 14A filed Jun 18, 2009.

Owners of 5% or more of our common stock

The following table shows the beneficial ownership of Citigroup common stock by each person known by Citigroup to beneficially own more than 5% of the outstanding shares of common stock as of the close of business on December 31, 2008.

This excerpt taken from the C DEF 14A filed Mar 20, 2009.
Owners of More than 5% of Our Common Stock*
 
                 
Name and Address of Beneficial Owner   Beneficial Ownership   Percent of Class
 
 
State Street Bank and Trust Company
225 Franklin Street, Boston, Massachusetts 02110 		               
• As custodian for the Citigroup 401(k) Plans
    91,555,628 (A)     1.7 %
• As trustee or discretionary advisor for certain unaffiliated accounts and collective investment funds
    245,293,611 (B)     4.5 %
Total
    336,849,239       6.2 %
 
(A) This information is as of December 31, 2008 and was provided by State Street. Under our 401(k) plan, participants have the right to direct the voting by State Street of shares of common stock. State Street is generally obligated to vote shares for which it has not received voting instructions in the same proportion as shares for which it has received voting instructions. On the record date, there were 96,329,650 shares beneficially owned by the 401(k) plans.
 
(B) This information is as of December 31, 2008 and was obtained from a Schedule 13G filed with the sec on February 17, 2009 by State Street. State Street has sole voting power and shared dispositive power over these shares.
 
 * In 2008 and 2009, Citi issued to the U.S. Treasury warrants to purchase 465,117,176 shares of common stock, of which warrants to purchase 360,075,159 shares of common stock are exercisable within 60 days. The exercise prices for the warrants are $10.61 and $17.85. The warrants exercisable within 60 days represent approximately 6.2% of Citi’s voting stock. However, none of the warrants has been exercised and the exercise prices are above Citi’s closing price on March 6 of $1.03. See Citi’s Annual Report on Form 10-K filed on February 27, 2009 for additional information.


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EXCERPTS ON THIS PAGE:

DEF 14A
Jun 18, 2009
DEF 14A
Jun 18, 2009
DEF 14A
Mar 20, 2009

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