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C » Topics » In Witness Whereof

This excerpt taken from the C 10-Q filed Nov 6, 2009.
IN WITNESS WHEREOF, the Corporation has caused this Restated Certificate of Incorporation to be signed by its duly authorized officer, this 30th day of October, 2009.

 

 

 

 

CITIGROUP INC.

 

 

 

By:

/s/ Michael S. Helfer

 

Name:

Michael S. Helfer

 

Title:

Corporate Secretary

 

 

13


 

These excerpts taken from the C 10-Q filed Aug 7, 2009.
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first above written.

 

 

NIKKO CITI HOLDINGS INC.

 

 

 

 

 

 

 

By:

/s/ Douglas L. Peterson

 

 

Name: Douglas L. Peterson

 

 

Title: Chairman, Representative Director, Chief Executive Officer and President

 

 

 

 

 

 

 

NIKKO CORDIAL SECURITIES INC.

 

 

 

 

 

 

 

By:

/s/ Eiji Watanabe

 

 

Name: Eiji Watanabe

 

 

Title: President and Chief Executive Officer

 

 

 

 

 

 

 

NIKKO CITI BUSINESS SERVICES INC.

 

 

 

 

 

 

By:

/s/ William Brent Tanner

 

 

Name: William Brent Tanner

 

 

Title: President and Representative Director

 

 

 

 

 

 

 

NIKKO CITIGROUP LIMITED

 

 

 

 

 

 

By:

/s/ Sim S. Lim

 

 

Name: Sim S. Lim

 

 

Title: President and Chief Executive Officer

 


 

IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first above written.

 

 

 

SUMITOMO MITSUI BANKING CORPORATION

 

 

 

 

 

 

 

By:

/s/ Masayuki Oku

 

 

Name: Masayuki Oku

 

 

Title:   President

 


This excerpt taken from the C 8-K filed Jan 16, 2009.
In Witness Whereof, this Agreement has been duly executed and delivered by the duly authorized representatives of the parties hereto as of the date first herein above written.
 
 
CITIGROUP INC.
       
 
By:
/s/ Zion Shohet                            
  
   
Name:
Zion Shohet
   
Title:
Treasurer and Head of Corporate Finance
         
         
 
UNITED STATES DEPARTMENT OF THE
 
TREASURY
         
 
By:
/s/ Neel Kashkari                          
  
   
Name:
Neel Kashkari
   
Title:
Interim Assistant Secretary For Financial Stability
         
         
 
FEDERAL DEPOSIT INSURANCE
 
CORPORATION
         
 
By:
/s/ Mitchell L. Glassman              
  
   
Name:
Mitchell L. Glassman
   
Title:
Director, Division of Resolutions and Receiverships

 
 
This excerpt taken from the C 8-K filed Dec 31, 2008.
In Witness Whereof, this Agreement has been duly executed and delivered by the duly authorized representatives of the parties hereto as of the date first herein above written.
 
 
 
 
CITIGROUP INC.
  
         
 
By:
 /s/ Zion M. Shohet  
   
Name:
 Zion M. Shohet  
   
Title:
 Treasurer and Head of Corporate Finance  
     
     
 
UNITED STATES DEPARTMENT OF THE TREASURY
  
         
 
By:
 /s/ Neel Kashkari  
   
Name:
 Neel Kashkari  
   
Title:
Interim Assistant Secretary for Financial Stability
  
 



This excerpt taken from the C 8-K filed Dec 21, 2007.
IN WITNESS WHEREOF, the Corporation has caused this Covenant to be executed by its duly authorized officer, as of the day and year first above written.
 
 
CITIGROUP INC.
  
         
         
 
By:
  /s/ Charles E.Wainhouse  
   
Name:
Charles E. Wainhouse
  
   
Title:
Assistant Treasurer
  



 
SCHEDULE 1

 
This excerpt taken from the C 8-K filed Oct 31, 2007.
IN WITNESS WHEREOF, two original copies of this Agreement have been prepared, and after affixing their seals on the date first written above, each party shall retain one copy.

 

  

CJH:

 

CITIGROUP JAPAN HOLDINGS LTD.

 

 


      

 

 

 Douglas L. Peterson
 Representative Director & CEO

 

NCC:

 

NIKKO CORDIAL CORPORATION

 

 


      

 

 

 Shoji Kuwashima
 Representative Executive Officer,  President & CEO

 

 

 

5

 

 

 

EXCERPTS ON THIS PAGE:

10-Q
Nov 6, 2009
10-Q (2 sections)
Aug 7, 2009
8-K
Jan 16, 2009
8-K
Dec 31, 2008
8-K
Dec 21, 2007
8-K
Oct 31, 2007

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