CBLI » Topics » Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

This excerpt taken from the CBLI 10-Q filed May 14, 2009.
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

(a) Previously reported on Form 8-K, filed with the Securities and Exchange Commission on March 30, 2009.

(b) None.

(c) None.

Item 3. Defaults Upon Senior Securities

None.

Item 4. Submission of Matters to a Vote of Security Holders

None.

Item 5. Other Information

None.

Item 6. Exhibits
 
(a) The following exhibits are included as part of this report:

Exhibit
Number
 
Description of Document
     
31.1
 
Certification of Michael Fonstein, Chief Executive Officer, pursuant to Section 302 of the Sarbanes Oxley Act of 2002.
     
31.2
 
Certification of John A. Marhofer, Jr., Chief Financial Officer, pursuant to Section 302 of the Sarbanes Oxley Act of 2002.
     
32.1
 
Certification Pursuant To 18 U.S.C. Section 1350
 
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Signatures

In accordance with the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
CLEVELAND BIOLABS, INC.
     
Dated: May 14, 2009
By:
/s/ MICHAEL FONSTEIN
 
Michael Fonstein
Chief Executive Officer
(Principal Executive Officer)
     
Dated: May 14, 2009
By:
/s/ JOHN A. MARHOFER, JR.
 
John A. Marhofer, Jr.
Chief Financial Officer
(Principal Financial Officer)
 
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