DHI » Topics » Management

This excerpt taken from the DHI DEF 14A filed Dec 17, 2009.
Management
 
The following table shows the beneficial ownership of the Common Stock of D.R. Horton as of November 16, 2009 by (i) all D.R. Horton directors, (ii) all D.R. Horton executive officers, and (iii) all D.R. Horton directors and executive officers as a group. Unless stated otherwise, the shares are owned directly and the named beneficial owners possess sole voting and investment power with respect to the shares set forth in the table.
 
                 
    Amount and Nature of
    Common Stock Beneficially Owned(1)
    Number of Shares
  Percent of
Name of Beneficial Owner
  Beneficially Owned   Class(2)
 
Donald R. Horton†
    27,288,307 (3)     8.58 %
Bradley S. Anderson
    32,948       *  
Michael R. Buchanan
    28,000       *  
Stacey H. Dwyer†
    244,719       *  
Michael W. Hewatt
    16,000       *  
Bob G. Scott
    8,000       *  
Donald J. Tomnitz†
    1,530,857 (4)     *  
Bill W. Wheat†
    134,533 (5)     *  
All directors and executive officers as a group (8 persons)
    29,283,364       9.18 %
 
 
Less than 1%
 
†  A named executive officer.
 
(1) Beneficial ownership includes the following shares which the executive officers and directors could acquire by exercising stock options on or within 60 days after November 16, 2009: Mr. Horton: 483,333, Mr. Anderson: 22,000, Mr. Buchanan: 28,000, Ms. Dwyer: 166,606, Mr. Hewatt: 16,000, Mr. Scott: 6,000, Mr. Tomnitz: 499,833 and Mr. Wheat: 113,326. These options represent an aggregate of 1,335,098 shares.
 
(2) The percentages are calculated based on 317,670,036 issued and outstanding shares on November 16, 2009. For each person, separately, his or her percentage was calculated by including his or her options set forth in note (1) in both the numerator and denominator, and for the group, the percentage was calculated by including the 1,335,098 options set forth in note (1) in both the numerator and denominator.
 
(3) These shares do not include (i) 3,228,135 shares directly owned by Donald Ryan Horton, an adult son of Mr. Horton, and 2,037,280 shares directly owned by Douglas Reagan Horton, another adult son of Mr. Horton, (ii) 2,359,590 shares held by the Douglas Reagan Horton Trust, (iii) 1,179,795 shares held by the Donald Ryan Horton Trust, (iv) 1,368,005 shares held by the Martha Elizabeth Horton Trust, and (v) 1,499,984 shares held by the Donald Ray Horton Trust. Mr. Horton disclaims any beneficial interest in these shares. These trusts were established by Mr. Horton and his wife for the benefit of their descendants. Terrill J. Horton serves as the sole trustee of these trusts. Terrill J. Horton is a retired director of the Company and the brother of Donald R. Horton. Donald R. Horton’s address is D.R. Horton, Inc., D.R. Horton Tower, 301 Commerce Street, Suite 500, Fort Worth, Texas 76102.
 
(4) These shares do not include 20,568 shares owned by an IRA for the benefit of Mr. Tomnitz’s spouse. Mr. Tomnitz disclaims any beneficial interest in these shares.
 
(5) These shares do not include 116 shares owned by an IRA for the benefit of Mr. Wheat’s spouse and 332 shares held in trust for the benefit of Mr. Wheat’s child. Mr. Wheat disclaims any beneficial interest in these shares.


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Management
 
The following table shows the beneficial ownership of the Common Stock of D.R. Horton as of December 2, 2008 by (i) all D.R. Horton directors, (ii) all D.R. Horton executive officers, and (iii) all D.R. Horton directors and executive officers as a group. Unless stated otherwise, the shares are owned directly and the named beneficial owners possess sole voting and investment power with respect to the shares set forth in the table.
 
                 
    Amount and Nature of
 
    Common Stock Beneficially Owned(1)  
    Number of Shares
    Percent of
 
Name of Beneficial Owner
  Beneficially Owned     Class(2)  
 
Donald R. Horton†
    27,180,840 (3)     8.57 %
Bradley S. Anderson
    28,948       *  
Michael R. Buchanan
    24,000       *  
Stacey H. Dwyer†
    208,726       *  
Samuel R. Fuller†(4)
    185,609 (5)     *  
Michael W. Hewatt
    10,000       *  
Bob G. Scott
    4,000       *  
Donald J. Tomnitz†
    1,452,190 (6)     *  
Bill W. Wheat†
    101,870 (7)     *  
All directors and executive officers as a group (9 persons)
    29,196,183       9.19 %
 
 
Less than 1%
 
†  A named executive officer.
 
(1) Beneficial ownership includes the following shares which the executive officers and directors could acquire by exercising stock options on, or within 60 days after, December 2, 2008: Mr. Horton: 366,666, Mr. Anderson: 18,000, Mr. Buchanan: 24,000, Ms. Dwyer: 130,613, Mr. Fuller: 151,960, Mr. Hewatt: 10,000, Mr. Scott: 2,000, Mr. Tomnitz: 421,166 and Mr. Wheat: 80,663. These options represent an aggregate of 1,205,068 shares.
 
(2) The percentages are calculated based on 316,657,842 issued and outstanding shares on December 2, 2008. For each person, separately, his or her percentage was calculated by including his or her options set forth in footnote (1) in both the numerator and denominator, and for the group, the percentage was calculated by including the 1,205,068 options set forth in footnote (1) in both the numerator and denominator.
 
(3) These shares do not include (i) 2,048,341 shares directly owned by Donald Ryan Horton, an adult son of Mr. Horton, and 2,037,280 shares directly owned by Douglas Reagan Horton, another adult son of Mr. Horton, (ii) 2,359,590 shares held by the Douglas Reagan Horton Trust, (iii) 2,359,589 shares held by the Donald Ryan Horton Trust, (iv) 1,368,005 shares held by the Martha Elizabeth Horton Trust, and (v) 1,499,984 shares held by the Donald Ray Horton Trust. Mr. Horton disclaims any beneficial interest in these shares. These trusts were established by Mr. Horton and his wife for the benefit of their descendants. Terrill J. Horton serves as the sole trustee of these trusts. Terrill J. Horton is a retired director of the Company and the brother of Donald R. Horton. Donald R. Horton’s address is D.R. Horton, Inc., D.R. Horton Tower, 301 Commerce Street, Suite 500, Fort Worth, Texas 76102.
 
(4) Mr. Fuller retired from the Company on May 31, 2008.
 
(5) These shares do not include 4,000 shares owned by an IRA for the benefit of Mr. Fuller’s spouse. Mr. Fuller disclaims any beneficial interest in these shares.
 
(6) These shares do not include 20,568 shares owned by an IRA for the benefit of Mr. Tomnitz’s spouse. Mr. Tomnitz disclaims any beneficial interest in these shares.


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(7) These shares do not include 116 shares owned by an IRA for the benefit of Mr. Wheat’s spouse and 332 shares held in trust for the benefit of Mr. Wheat’s child. Mr. Wheat disclaims any beneficial interest in these shares.
 
Management
 
The following table shows the beneficial ownership of the Common Stock of D.R. Horton as of December 3, 2007 by (i) all D.R. Horton directors, (ii) all D.R. Horton executive officers, and (iii) all D.R. Horton directors and executive officers as a group. Unless stated otherwise, the shares are owned directly and the named beneficial owners possess sole voting and investment power with respect to the shares set forth in the table.
 
                 
    Amount and
 
    Nature of Common Stock Beneficially Owned(1)  
    Number of Shares
    Percent of
 
Name of Beneficial Owner
  Beneficially Owned     Class(2)  
 
Donald R. Horton†
    27,128,645 (3)     8.60 %
Bradley S. Anderson
    26,948       *  
Michael R. Buchanan
    18,000       *  
Stacey H. Dwyer†
    202,372       *  
Samuel R. Fuller†
    104,630 (4)     *  
Richard I. Galland
    35,451       *  
Michael W. Hewatt
    6,000       *  
Bob G. Scott
    0       *  
Gordon D. Jones†
    263,141       *  
George W. Seagraves†
    156,504       *  
Donald J. Tomnitz†
    1,604,440 (5)     *  
Bill W. Wheat†
    104,108 (6)     *  
All directors and executive officers as a group (12 persons)
    29,650,239       9.36 %
 
 
Less than 1%
 
†  A named executive officer.
 
(1) Beneficial ownership includes the following shares which the executive officers and directors could acquire by exercising stock options on, or within 60 days after, December 3, 2007: Mr. Horton — 309,999, Mr. Anderson — 16,000, Mr. Buchanan — 18,000, Ms. Dwyer — 139,288, Mr. Fuller — 70,981, Mr. Galland — 22,000, Mr. Hewatt — 6,000, Mr. Jones — 215,514, Mr. Seagraves — 131,504, Mr. Tomnitz — 692,840 and Mr. Wheat — 99,644. These options represent an aggregate of 1,721,770 shares.
 
(2) The percentages are calculated based on 314,956,291 issued and outstanding shares on December 3, 2007. For each person, separately, his or her percentage was calculated by including his or her options set forth in footnote (1) in both the numerator and denominator, and for the group, the percentage was calculated by including the 1,721,770 options set forth in footnote (1) in both the numerator and denominator.
 
(3) These shares do not include (i) 2,048,341 shares directly owned by Donald Ryan Horton, an adult son of Mr. Horton, and 2,048,338 shares directly owned by Douglas Reagan Horton, another adult son of Mr. Horton, (ii) 2,359,590 shares held by the Douglas Reagan Horton Trust, (iii) 2,359,589 shares held by the Donald Ryan Horton Trust, (iv) 1,368,005 shares held by the Martha Elizabeth Horton Trust, and (v) 1,499,984 shares held by the Donald Ray Horton Trust. Mr. Horton disclaims any beneficial interest in these shares. These trusts were established by Mr. Horton and his wife for the benefit of their descendants. Terrill J. Horton serves as the sole trustee of these trusts. Terrill J. Horton is a retired director of the Company and the brother of Donald R. Horton. Donald R. Horton’s address is D.R. Horton, Inc., D.R. Horton Tower, 301 Commerce Street, Suite 500, Fort Worth, Texas 76102.
 
(4) These shares do not include 4,000 shares owned by an IRA for the benefit of Mr. Fuller’s spouse. Mr. Fuller disclaims any beneficial interest in these shares.
 
(5) These shares do not include 20,568 shares owned by an IRA for the benefit of Mr. Tomnitz’s spouse. Mr. Tomnitz disclaims any beneficial interest in these shares.


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(6) These shares do not include 116 shares owned by an IRA for the benefit of Mr. Wheat’s spouse and 332 shares held in trust for the benefit of Mr. Wheat’s child. Mr. Wheat disclaims any beneficial interest in these shares.
 
This excerpt taken from the DHI DEF 14A filed Dec 12, 2006.
Management
 
The following table shows the beneficial ownership of the Common Stock of D.R. Horton as of November 15, 2006 by (i) all D.R. Horton directors and director nominees, (ii) all D.R. Horton executive officers, and (iii) all D.R. Horton directors and executive officers as a group. Unless stated otherwise, the shares are owned directly and the named beneficial owners possess sole voting and investment power with respect to the shares set forth in the table.
 
                 
    Amount and Nature of
 
    Common Stock
 
    Beneficially Owned(1)  
    Number of
       
    Shares Beneficially
    Percent of
 
Name of Beneficial Owner
  Owned     Class(2)  
 
Donald R. Horton†
    27,031,979 (3)     8.62 %
Bradley S. Anderson
    20,948       *  
Michael R. Buchanan
    12,000       *  
Stacey H. Dwyer
    186,948       *  
Samuel R. Fuller
    79,940 (4)     *  
Richard I. Galland
    36,299       *  
Michael W. Hewatt
    2,000       *  
Gordon D. Jones†
    242,779       *  
Thomas F. Noon†
    361,828 (5)     *  
George W. Seagraves†
    149,373       *  
Donald J. Tomnitz†
    1,477,884 (6)     *  
Bill W. Wheat
    81,630 (7)     *  
All directors and executive officers as a group (12 persons)
    29,683,608       9.42 %
 
 
Less than 1%.
 
A named executive officer.
 
(1) Beneficial ownership includes the following shares which the executive officers and directors could acquire by exercising stock options on, or within 60 days after, November 15, 2006: Mr. Horton — 213,333, Mr. Anderson — 10,000, Mr. Buchanan — 12,000, Ms. Dwyer — 143,735, Mr. Fuller — 49,173, Mr. Galland — 34,151, Mr. Hewatt — 2,000, Mr. Jones — 195,152, Mr. Noon — 256,818, Mr. Seagraves — 131,159, Mr. Tomnitz — 820,364 and Mr. Wheat — 77,166. These options represent an aggregate of 1,945,051 shares.
 
(2) The percentages are calculated based on 313,263,333 issued and outstanding shares on November 15, 2006. For each person, separately, his or her percentage was calculated by including his or her options set forth in footnote (1) in both the numerator and denominator, and for the group, the percentage was calculated by including the 1,945,051 options set forth in footnote (1) in both the numerator and denominator.
 
(3) These shares do not include (i) 2,048,341 shares directly owned by Donald Ryan Horton, an adult son of Mr. Horton, and 2,048,338 shares directly owned by Douglas Reagan Horton, another adult son of Mr. Horton, (ii) 2,359,590 shares held by the Douglas Reagan Horton Trust, (iii) 2,359,589 shares held by the Donald Ryan Horton Trust, (iv) 1,368,005 shares held by the Martha Elizabeth Horton Trust, and (v) 1,499,984 shares held by the Donald Ray Horton Trust. Mr. Horton disclaims any beneficial interest in these shares. These trusts were established by Mr. Horton and his wife for the benefit of their descendants. Terrill J. Horton serves as the sole trustee of these trusts. Terrill J. Horton is a retired director of the Company and the brother of Donald R. Horton. Donald R. Horton’s address is D.R. Horton, Inc., D.R. Horton Tower, 301 Commerce Street, Suite 500, Fort Worth, Texas 76102.
 
(4) These shares do not include 4,000 shares owned by an IRA for the benefit of Mr. Fuller’s spouse. Mr. Fuller disclaims any beneficial interest in these shares.
 
(5) These shares do not include an aggregate of 9,466 shares owned by Mr. Noon’s adult sons. Mr. Noon disclaims any beneficial interest in these shares.


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(6) These shares do not include 20,568 shares owned by an IRA for the benefit of Mr. Tomnitz’s spouse. Mr. Tomnitz disclaims any beneficial interest in these shares.
 
(7) These shares do not include 116 shares owned by an IRA for the benefit of Mr. Wheat’s spouse and 332 shares held in trust for the benefit of Mr. Wheat’s child. Mr. Wheat disclaims any beneficial interest in these shares.
 
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