DELL » Topics » Section 16(a) Beneficial Ownership Reporting Compliance

This excerpt taken from the DELL DEF 14A filed Jun 1, 2009.

Section 16(a) Beneficial Ownership Reporting Compliance

In March 2008, Alex J. Mandl, outside director, inadvertently failed to timely report the sale of 4,351 shares of Dell common stock and the subsequent purchase by his spouse of the shares on March 7, 2008. The report was filed on May 29, 2009. Additionally, Tom Luce, outside director, inadvertently failed to timely report the sale of 3,230 shares on June 10, 2008. The report was filed on June 13, 2008, one day late.

This excerpt taken from the DELL DEF 14A filed Jun 2, 2008.
Section 16(a) Beneficial Ownership Reporting Compliance
 
Based solely upon a review of the copies of Section 16(a) forms furnished to us and written representations from certain reporting persons that no Forms 5 were required, we believe that, during Fiscal 2008, all of Dell’s Section 16 reporting persons were in compliance with all filing requirements of Section 16(a) of the Securities Exchange Act of 1934.
 
Section 16(a) Beneficial Ownership Reporting Compliance
 
In December 2006, Joan Hooper, former chief accounting officer, inadvertently failed to timely report the withholding of 870 shares to settle the withholding taxes on a vesting of restricted shares on December 27, 2006. The report was filed on January 3, 2007, two days after the deadline.
 
This excerpt taken from the DELL 10-K filed Oct 30, 2007.
Section 16(a) Beneficial Ownership Reporting Compliance
 
In December 2006, Joan Hooper, former chief accounting officer, inadvertently failed to timely report the withholding of 870 shares to settle the withholding taxes on a vesting of restricted shares on December 27, 2006. The report was filed on January 3, 2007, two days after the deadline.
 
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