DWRI » Topics » Securities registered pursuant to Section 12(b) of the Act:

These excerpts taken from the DWRI 10-K filed May 4, 2009.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share   The Nasdaq Stock Market LLC

Securities registered pursuant to
Section 12(b) of the Act:

 
















Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share The Nasdaq Stock Market LLC

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">Series A Junior Participating Preferred Stock Purchase Rights

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  FACE="WINGDINGS">¨    No  x

Indicate by check mark if the
registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  ¨    No  x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of
the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90
days.    Yes  x    No  ¨

FACE="Times New Roman" SIZE="2">Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of
registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of the Form 10-K or any amendment to this Form 10-K.  ¨

STYLE="margin-top:12px;margin-bottom:0px; text-indent:4%">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting
company. (See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act) (Check one).

STYLE="font-size:12px;margin-top:0px;margin-bottom:0px"> 




























Large accelerated filer  ¨ Accelerated filer  ¨ Non-accelerated filer  x Smaller reporting company  ¨
  

(do not check if a smaller

reporting company
)

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of
Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  FACE="WINGDINGS">¨    No  x

The aggregate market value of the
registrant’s common stock, $0.001 par value per share, held by non-affiliates of the registrant on June 28, 2008, the last business day of the registrant’s most recently completed second fiscal quarter, was approximately $31,859,000
(based on the closing sales price of the registrant’s common stock on that date). This calculation does not reflect a determination that persons are affiliates for any other purposes.

STYLE="margin-top:12px;margin-bottom:0px; text-indent:4%">As of April 15, 2009, 14,489,001 shares of the registrant’s common stock, $.001 par value, were issued and outstanding.

STYLE="margin-top:12px;margin-bottom:0px" ALIGN="center">DOCUMENTS INCORPORATED BY REFERENCE: None

 

STYLE="line-height:0px;margin-top:0px;margin-bottom:0px;border-bottom:0.5pt solid #000000"> 

 






Table of Contents


These excerpts taken from the DWRI 10-K filed Apr 1, 2009.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share   The Nasdaq Stock Market LLC

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share   The Nasdaq Stock Market LLC

Securities registered pursuant
to Section 12(b) of the Act:

 
















Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share The Nasdaq Stock Market LLC

Securities registered pursuant
to Section 12(b) of the Act:

 
















Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share The Nasdaq Stock Market LLC

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">Series A Junior Participating Preferred Stock Purchase Rights

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 

 

STYLE="margin-top:3px;margin-bottom:0px; text-indent:4%">Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  FACE="WINGDINGS">¨    No  x

Indicate by check mark whether the
registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and
(2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

STYLE="margin-top:3px;margin-bottom:0px; text-indent:4%">Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405) is not contained herein, and will
not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, accelerated filer or non-accelerated filer (See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act) (Check one).

 
















Large accelerated filer  ¨ Accelerated filer  ¨
Non-accelerated filer  x (do not check if a smaller reporting company) Smaller reporting company  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">The aggregate market value of the registrant’s common stock, $0.001 par value per share, held by non-affiliates of the registrant on June 28, 2008, the last business day of the registrant’s most
recently completed second fiscal quarter, was approximately $31,859,000 (based on the closing sales price of the registrant’s common stock on that date). This calculation does not reflect a determination that persons are affiliates for any
other purposes.

As of March 23, 2009, 14,489,001 shares of the registrant’s common stock, $.001 par value, were issued and
outstanding.

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">Series A Junior Participating Preferred Stock Purchase Rights

STYLE="font-size:6px;margin-top:0px;margin-bottom:0px"> 

 

STYLE="margin-top:3px;margin-bottom:0px; text-indent:4%">Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities
Act.    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  FACE="WINGDINGS">¨    No  x

Indicate by check mark whether the
registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and
(2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

STYLE="margin-top:3px;margin-bottom:0px; text-indent:4%">Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405) is not contained herein, and will
not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, accelerated filer or non-accelerated filer (See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act) (Check one).

 
















Large accelerated filer  ¨ Accelerated filer  ¨
Non-accelerated filer  x (do not check if a smaller reporting company) Smaller reporting company  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).    Yes  ¨    No  x

FACE="Times New Roman" SIZE="2">The aggregate market value of the registrant’s common stock, $0.001 par value per share, held by non-affiliates of the registrant on June 28, 2008, the last business day of the registrant’s most
recently completed second fiscal quarter, was approximately $31,859,000 (based on the closing sales price of the registrant’s common stock on that date). This calculation does not reflect a determination that persons are affiliates for any
other purposes.

As of March 23, 2009, 14,489,001 shares of the registrant’s common stock, $.001 par value, were issued and
outstanding.

These excerpts taken from the DWRI 10-K filed Apr 28, 2008.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

   Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share

   The Nasdaq Stock Market LLC

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">Series A Junior Participating Preferred Stock Purchase Rights

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  FACE="WINGDINGS">¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  FACE="WINGDINGS">¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x
    No  ¨

SIZE="2">Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in
definitive proxy or information statements incorporated by reference in Part III of the Form 10-K or any amendment to this Form 10-K.  ¨

STYLE="margin-top:8px;margin-bottom:0px; text-indent:4%">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer a non-accelerated filer, or a smaller reporting company.
(See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act) (Check one).

STYLE="font-size:8px;margin-top:0px;margin-bottom:0px"> 
















Large accelerated filer  FACE="WINGDINGS">¨                        Accelerated filer  SIZE="1">x

    Non-accelerated filer  FACE="WINGDINGS">¨ (do not check if a smaller reporting company)        Smaller reporting company  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).    Yes  ¨    No  FACE="WINGDINGS">x

The aggregate market value of the registrant’s common stock, $0.001 par value per share, held by
non-affiliates of the registrant on June 29, 2007, the last business day of the registrant’s most recently completed second fiscal quarter, was approximately $56.7 million (based on the closing sales price of the registrant’s common
stock on that date). This calculation does not reflect a determination that persons are affiliates for any other purposes.

As of April 15,
2008, 14,454,525 shares of the registrant’s common stock, $.001 par value, were issued and outstanding.

These excerpts taken from the DWRI 10-K filed Mar 12, 2008.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

   Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share

   The Nasdaq Stock Market LLC

Securities registered pursuant to Section 12(g) of the Act:

STYLE="margin-top:0px;margin-bottom:0px" ALIGN="center">Series A Junior Participating Preferred Stock Purchase Rights

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  FACE="WINGDINGS">¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  FACE="WINGDINGS">¨    No  x

FACE="Times New Roman" SIZE="2">Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x
    No  ¨

SIZE="2">Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  ¨

STYLE="margin-top:8px;margin-bottom:0px; text-indent:4%">Indicate by check mark whether the registrant is a large accelerated filer, accelerated filer or non-accelerated filer (See the definitions of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act) (Check one).

 
















Large accelerated filer  FACE="WINGDINGS">¨                        Accelerated filer  SIZE="1">x

    Non-accelerated filer  FACE="WINGDINGS">¨ (do not check if a smaller reporting company)        Smaller reporting company  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).    Yes  ¨    No  FACE="WINGDINGS">x

The aggregate market value of the registrant’s common stock, $0.001 par value per share, held by
non-affiliates of the registrant on June 29, 2007, the last business day of the registrant’s most recently completed second fiscal quarter, was approximately $56.7 million (based on the closing sales price of the registrant’s common
stock on that date). This calculation does not reflect a determination that persons are affiliates for any other purposes.

As of
February 29, 2008, 14,454,525 shares of the registrant’s common stock, $.001 par value, were issued and outstanding.

This excerpt taken from the DWRI 10-K filed May 9, 2007.

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share

  The Nasdaq Stock Market LLC
This excerpt taken from the DWRI 10-K filed May 8, 2007.

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

 

Name of Each Exchange on Which Registered

Common Stock, par value $0.001 per share

  The Nasdaq Stock Market LLC
This excerpt taken from the DWRI 10-K filed May 4, 2006.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on Which Registered

None   None
This excerpt taken from the DWRI 10-K filed Apr 14, 2006.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class


 

Name of Each Exchange on Which Registered


None

  None

 

This excerpt taken from the DWRI 10-K filed Feb 17, 2005.

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class


 

Name of Each Exchange on Which Registered


None

  None

 

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