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ECBE » Topics » EXHIBIT INDEX

This excerpt taken from the ECBE 8-K filed Sep 16, 2009.

EXHIBIT INDEX

 

Exhibit No.

   

Exhibit Description

99.1

    Copy of our press release dated September 15, 2009
This excerpt taken from the ECBE 10-Q filed May 11, 2009.

EXHIBIT INDEX

 

Exhibit

Number

   

Description

10.01    Letter Agreement dated January 16, 2009, between the Registrant and the United States Department of the Treasury (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated January 15, 2009)
10.02    Capital Purchase Program Compliance Agreement dated January 16, 2009, by and among ECB Bancorp, Inc., The East Carolina Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated January 15, 2009)
10.03    Capital Purchase Program Compliance Agreement dated January 16, 2009, by and among ECB Bancorp, Inc., The East Carolina Bank and J. Dorson White (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated January 15, 2009)
10.04    Capital Purchase Program Compliance Agreement dated January 16, 2009, by and among ECB Bancorp, Inc., The East Carolina Bank and T. Olin Davis (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated January 15, 2009)
10.05    Capital Purchase Program Compliance Agreement dated January 16, 2009, by and among ECB Bancorp, Inc., The East Carolina Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated January 15, 2009)
31.1   

Certification of Chief Executive Officer required by Rule 13a-14(a)

(furnished herewith)

31.2   

Certification of Chief Financial Officer required by Rule 13a-14(a)

(furnished herewith)

32.1   

Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350

(furnished herewith)

32.2   

Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350

(furnished herewith)

 

32

This excerpt taken from the ECBE 10-Q filed Nov 10, 2008.

EXHIBIT INDEX

 

Exhibit
Number

   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32    Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

36

This excerpt taken from the ECBE 10-Q filed Aug 11, 2008.

EXHIBIT INDEX

 

Exhibit
Number

  

Description

10.2   2008 Omnibus Equity Plan (incorporated by reference from Exhibits to Current Report on Form 8-K dated April 15, 2008)
31.1  

Certification of Chief Executive Officer required by Rule 13a-14(a)

(furnished herewith)

31.2  

Certification of Chief Financial Officer required by Rule 13a-14(a)

(furnished herewith)

32  

Certification pursuant to 18 U.S.C. Section 1350

(furnished herewith)

 

37

This excerpt taken from the ECBE 10-Q filed May 9, 2008.

EXHIBIT INDEX

 

Exhibit
Number

   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a)
   (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a)
   (furnished herewith)
32       Certification pursuant to 18 U.S.C. Section 1350
   (furnished herewith)

 

32

These excerpts taken from the ECBE 10-K filed Mar 14, 2008.

EXHIBIT INDEX

 

Exhibit
No.
   

Description of Exhibit

  3.01    Registrant’s Articles of Incorporation (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
  3.02    Registrant’s Bylaws (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
  4.01    Specimen common stock certificate (incorporated by reference from Exhibits to Registration Statement on Form S-1, Reg. No. 333-128843)
  4.02    Indenture dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
  4.03    Amended and Restated Declaration of Trust dated as of June 26, 2002, by and among Registrant, State Street Bank and Trust Company of Connecticut, National Association, and the Administrators (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
  4.04    Guarantee Agreement dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
10.01    Employment Agreement between Arthur H. Keeney III and the Bank (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.02    Agreement between J. Dorson White, Jr. and the Bank (incorporated by reference from Exhibits to Registrant’s 2001 Annual Report on Form 10-KSB)
10.03    Agreement between T. Olin Davis and the Bank (filed herewith)
10.04    Agreement between Gary M. Adams and the Bank (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.05    Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.06    Form of Employee Stock Option Agreement (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.07    Form of Restricted Stock Agreement (incorporated by reference from Exhibits to Registration Statement on Form S-8, Reg. No. 333-77689)
10.08    Executive Supplemental Retirement Plan Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.09    Executive Supplemental Retirement Plan Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.10    Executive Supplemental Retirement Plan Agreement between the Bank and T. Olin Davis (filed herewith)
10.11    Executive Supplemental Retirement Plan Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.12    Split-Dollar Life Insurance Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.13    Split-Dollar Life Insurance Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.14    Split-Dollar Life Insurance Agreement between the Bank and T. Olin Davis (filed herewith)
10.15    Split-Dollar Life Insurance Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.16    Form of Director Supplemental Retirement Agreements between the Bank and George T. Davis, Jr., John F. Hughes, Jr., Arthur H. Keeney III, Joseph T. Lamb, Jr., R. S. Spencer, Jr. and Ray M. Spencer (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)

Exhibit
No.
   

Description of Exhibit

10.17    Form of Director Supplemental Retirement Agreements between the Bank and Gregory C. Gibbs, J. Bryant Kittrell III, and B. Martelle Marshall (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.18    Form of Split-Dollar Life Insurance Agreements between the Bank and George T. Davis, Jr., Gregory C. Gibbs, John F. Hughes, Jr., Arthur H. Keeney III, J. Bryant Kittrell III, Joseph T. Lamb, Jr., B. Martelle Marshall, and R. S. Spencer, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.19    The East Carolina Bank Incentive Plan (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
10.20    Consulting Agreement dated November 16, 2006, between the Bank and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November 16, 2006)
10.21    Agreement dated November 16, 2006 between Registrant and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November 16, 2006)
10.23    Schedule listing number of shares of common stock for which a purchase option was granted to each of Registrant’s named executive officers, together with the exercise price, term and vesting schedule of each option (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated March 1, 2007)
21.01    List of Registrant’s subsidiaries (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
23.01    Consent of Dixon Hughes PLLC (filed herewith)
31.01    Certification of Chief Executive Officer (pursuant to Rule 13a-14) (filed herewith)
31.02    Certification of Chief Financial Officer (pursuant to Rule 13a-14) (filed herewith)
32.01    Certification of Chief Executive Officer and Chief Financial Officer (pursuant to 18 U.S.C. Section 1350) (filed herewith)

 

EXHIBIT INDEX

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Exhibit
No.
  

Description of Exhibit

  3.01  Registrant’s Articles of Incorporation (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
  3.02  Registrant’s Bylaws (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
  4.01  Specimen common stock certificate (incorporated by reference from Exhibits to Registration Statement on Form S-1, Reg. No. 333-128843)
  4.02  Indenture dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to
Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
  4.03  Amended and Restated Declaration of Trust dated as of June 26, 2002, by and among Registrant, State Street Bank and Trust Company of Connecticut, National Association, and the Administrators
(incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
  4.04  Guarantee Agreement dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to
Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
10.01  Employment Agreement between Arthur H. Keeney III and the Bank (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.02  Agreement between J. Dorson White, Jr. and the Bank (incorporated by reference from Exhibits to Registrant’s 2001 Annual Report on Form 10-KSB)
10.03  Agreement between T. Olin Davis and the Bank (filed herewith)
10.04  Agreement between Gary M. Adams and the Bank (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.05  Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.06  Form of Employee Stock Option Agreement (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.07  Form of Restricted Stock Agreement (incorporated by reference from Exhibits to Registration Statement on Form S-8, Reg. No. 333-77689)
10.08  Executive Supplemental Retirement Plan Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on
Form 10-QSB)
10.09  Executive Supplemental Retirement Plan Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on
Form 10-QSB)
10.10  Executive Supplemental Retirement Plan Agreement between the Bank and T. Olin Davis (filed herewith)
10.11  Executive Supplemental Retirement Plan Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form
10-KSB)
10.12  Split-Dollar Life Insurance Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form
10-QSB)
10.13  Split-Dollar Life Insurance Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.14  Split-Dollar Life Insurance Agreement between the Bank and T. Olin Davis (filed herewith)
10.15  Split-Dollar Life Insurance Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.16  Form of Director Supplemental Retirement Agreements between the Bank and George T. Davis, Jr., John F. Hughes, Jr., Arthur H. Keeney III, Joseph T. Lamb, Jr., R. S. Spencer, Jr. and Ray
M. Spencer (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)





























































































Exhibit
No.
  

Description of Exhibit

10.17  Form of Director Supplemental Retirement Agreements between the Bank and Gregory C. Gibbs, J. Bryant Kittrell III, and B. Martelle Marshall (incorporated by reference from Exhibits to
Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.18  Form of Split-Dollar Life Insurance Agreements between the Bank and George T. Davis, Jr., Gregory C. Gibbs, John F. Hughes, Jr., Arthur H. Keeney III, J. Bryant Kittrell III, Joseph T.
Lamb, Jr., B. Martelle Marshall, and R. S. Spencer, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.19  The East Carolina Bank Incentive Plan (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
10.20  Consulting Agreement dated November 16, 2006, between the Bank and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November
16, 2006)
10.21  Agreement dated November 16, 2006 between Registrant and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November 16, 2006)
10.23  Schedule listing number of shares of common stock for which a purchase option was granted to each of Registrant’s named executive officers, together with the exercise price, term and
vesting schedule of each option (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated March 1, 2007)
21.01  List of Registrant’s subsidiaries (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
23.01  Consent of Dixon Hughes PLLC (filed herewith)
31.01  Certification of Chief Executive Officer (pursuant to Rule 13a-14) (filed herewith)
31.02  Certification of Chief Financial Officer (pursuant to Rule 13a-14) (filed herewith)
32.01  Certification of Chief Executive Officer and Chief Financial Officer (pursuant to 18 U.S.C. Section 1350) (filed herewith)

 

This excerpt taken from the ECBE 10-Q filed Nov 9, 2007.

EXHIBIT INDEX

 

Exhibit
Number

  

Description

31.1

  

Certification of Chief Executive Officer required by Rule 13a-14(a)

(furnished herewith)

31.2

  

Certification of Chief Financial Officer required by Rule 13a-14(a)

(furnished herewith)

32

  

Certification pursuant to 18 U.S.C. Section 1350

(furnished herewith)

 

32

This excerpt taken from the ECBE 10-Q filed Aug 9, 2007.

EXHIBIT INDEX

 

Exhibit
Number		   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32    Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

32

This excerpt taken from the ECBE 10-Q filed May 10, 2007.

EXHIBIT INDEX

 

Exhibit
Number		  

Description

31.1  

Certification of Chief Executive Officer required by Rule 13a-14(a)

(furnished herewith)

31.2  

Certification of Chief Financial Officer required by Rule 13a-14(a)

(furnished herewith)

32  

Certification pursuant to 18 U.S.C. Section 1350

(furnished herewith)

 

27

This excerpt taken from the ECBE 10-K filed Mar 15, 2007.

EXHIBIT INDEX

 

Exhibit
No.
   

Description of Exhibit

3.01    Registrant’s Articles of Incorporation (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
3.02    Registrant’s Bylaws (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
4.01    Specimen common stock certificate (incorporated by reference from Exhibits to Registration Statement on Form S-1, Reg. No. 333-128843)
4.02    Indenture dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
4.03    Amended and Restated Declaration of Trust dated as of June 26, 2002, by and among Registrant, State Street Bank and Trust Company of Connecticut, National Association, and the Administrators (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
4.04    Guarantee Agreement dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
 10.01    Employment Agreement between Arthur H. Keeney III and the Bank (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
 10.02    Agreement between J. Dorson White, Jr. and the Bank (incorporated by reference from Exhibits to Registrant’s 2001 Annual Report on Form 10-KSB)
 10.04    Agreement between Gary M. Adams and the Bank (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
 10.05    Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
 10.06    Form of Employee Stock Option Agreement (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
 10.07    Form of Restricted Stock Agreement (incorporated by reference from Exhibits to Registration Statement on Form S-8, Reg. No. 333-77689)
 10.08    Executive Supplemental Retirement Plan Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.09    Executive Supplemental Retirement Plan Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.10    Executive Supplemental Retirement Plan Agreement between the Bank and William F. Plyler, II (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
 10.11    Executive Supplemental Retirement Plan Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
 10.12    Split-Dollar Life Insurance Agreement between the Bank and Arthur H. Keeney III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.13    Split-Dollar Life Insurance Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.14    Split-Dollar Life Insurance Agreement between the Bank and William F. Plyler, II (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
 10.15    Split-Dollar Life Insurance Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
 10.16    Form of Director Supplemental Retirement Agreements between the Bank and George T. Davis, Jr., John F. Hughes, Jr., Arthur H. Keeney III, Joseph T. Lamb, Jr., R. S. Spencer, Jr. and Ray M. Spencer (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)

Exhibit
No.
   

Description of Exhibit

 10.17    Form of Director Supplemental Retirement Agreements between the Bank and Gregory C. Gibbs, J. Bryant Kittrell III, and B. Martelle Marshall (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.18    Form of Split-Dollar Life Insurance Agreements between the Bank and George T. Davis, Jr., Gregory C. Gibbs, John F. Hughes, Jr., Arthur H. Keeney III, J. Bryant Kittrell III, Joseph T. Lamb, Jr., B. Martelle Marshall, and R. S. Spencer, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
 10.19    The East Carolina Bank Incentive Plan (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
 10.20    Consulting Agreement dated November 16, 2006, between the Bank and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November 16, 2006)
 10.21    Agreement dated November 16, 2006 between Registrant and William F. Plyler II (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated November 16, 2006)
 10.22    Schedule listing 2007 base salary rates and 2006 cash bonus amounts of Registrant’s named executive officers (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated March 1, 2007)
 10.23    Schedule listing number of shares of common stock for which a purchase option was granted to each of Registrant’s named executive officers, together with the exercise price, term and vesting schedule of each option (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated March 1, 2007)
 21.01    List of Registrant’s subsidiaries (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
 23.01    Consent of Dixon Hughes PLLC (filed herewith)
 23.02    Consent of KPMG LLP (filed herewith)
 31.01    Certification of Chief Executive Officer (pursuant to Rule 13a-14) (filed herewith)
 31.02    Certification of Chief Financial Officer (pursuant to Rule 13a-14) (filed herewith)
 32.01    Certification of Chief Executive Officer and Chief Financial Officer (pursuant to 18 U.S.C. Section 1350) (filed herewith)

 

This excerpt taken from the ECBE 10-Q filed Nov 14, 2006.

EXHIBIT INDEX

 

Exhibit

Number

   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32    Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

30

This excerpt taken from the ECBE 10-Q filed Aug 14, 2006.

EXHIBIT INDEX

 

Exhibit
Number		  

Description

31.1   Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2   Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32   Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

32

This excerpt taken from the ECBE 10-Q filed May 15, 2006.

EXHIBIT INDEX

 

Exhibit
Number
   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32       Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

26

This excerpt taken from the ECBE 10-K filed Mar 6, 2006.

EXHIBIT INDEX

 

Exhibit
No.
   

Description of Exhibit

3.01    Registrant’s Articles of Incorporation (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
3.02    Registrant’s Bylaws (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
4.01    Specimen common stock certificate (incorporated by reference from Exhibits to Registration Statement on Form S-1, Reg. No. 333-128843)
4.02    Indenture dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
4.03    Amended and Restated Declaration of Trust dated as of June 26, 2002, by and among Registrant, State Street Bank and Trust Company of Connecticut, National Association, and the Administrators (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
4.04    Guarantee Agreement dated as of June 26, 2002, between Registrant and State Street Bank and Trust Company of Connecticut, National Association (incorporated by reference from Exhibits to Registrant’s June 30, 2002, Quarterly Report on Form 10-QSB)
10.01    Employment Agreement between Arthur H. Keeney, III and the Bank (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.02    Agreement between J. Dorson White, Jr. and the Bank (incorporated by reference from Exhibits to Registrant’s 2001 Annual Report on Form 10-KSB)
10.03    Agreement between William F. Plyler, II and the Bank (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.04    Agreement between Gary M. Adams and the Bank (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.05    Omnibus Stock Ownership and Long Term Incentive Plan (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.06    Form of Employee Stock Option Agreement (incorporated by reference from Exhibits to Registration Statement on Form SB-2, Reg. No. 333-61839)
10.07    Form of Restricted Stock Agreement (incorporated by reference from Exhibits to Registration Statement on Form S-8, Reg. No. 333-77689)
10.08    Executive Supplemental Retirement Plan Agreement between the Bank and Arthur H. Keeney, III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.09    Executive Supplemental Retirement Plan Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.10    Executive Supplemental Retirement Plan Agreement between the Bank and William F. Plyler, II (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.11    Executive Supplemental Retirement Plan Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.12    Split-Dollar Life Insurance Agreement between the Bank and Arthur H. Keeney, III (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.13    Split-Dollar Life Insurance Agreement between the Bank and J. Dorson White, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.14    Split-Dollar Life Insurance Agreement between the Bank and William F. Plyler, II (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)
10.15    Split-Dollar Life Insurance Agreement between the Bank and Gary M. Adams (incorporated by reference from Exhibits to Registrant’s 2002 Annual Report on Form 10-KSB)

Exhibit
No.
   

Description of Exhibit

10.16    Form of Director Supplemental Retirement Agreements between the Bank and George T. Davis, Jr., John F. Hughes, Jr., Arthur H. Keeney III, Joseph T. Lamb, Jr., R. S. Spencer, Jr. and Ray M. Spencer (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.17    Form of Director Supplemental Retirement Agreements between the Bank and Gregory C. Gibbs, J. Bryant Kittrell III, and B. Martelle Marshall (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.18    Form of Split-Dollar Life Insurance Agreements between the Bank and George T. Davis, Jr., Gregory C. Gibbs, John F. Hughes, Jr., Arthur H. Keeney III, J. Bryant Kittrell III, Joseph T. Lamb, Jr., B. Martelle Marshall, and R. S. Spencer, Jr. (incorporated by reference from Exhibits to Registrant’s March 31, 2002, Quarterly Report on Form 10-QSB)
10.19    The East Carolina Bank Incentive Plan (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
10.20    Schedule listing 2006 base salary rates and 2005 cash bonus amounts of named executive officers (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated February 21, 2006)
10.21    Schedule listing number of shares of our common stock for which a purchase option was granted to each of our named executive officers, together with the exercise price, term and vesting schedule of each option (incorporated by reference from Exhibits to Registrant’s Current Report on Form 8-K dated February 21, 2006)
21.01    List of our subsidiaries (incorporated by reference from Exhibits to Registrant’s 2004 Annual Report on Form 10-KSB)
23.01    Consent of Dixon Hughes PLLC (filed herewith)
23.02    Consent of KPMG LLP (filed herewith)
31.01    Certification of Chief Executive Officer (pursuant to Rule 13a-14) (filed herewith)
31.02    Certification of Chief Financial Officer (pursuant to Rule 13a-14) (filed herewith)
32.01    Certification of Chief Executive Officer and Chief Financial Officer (pursuant to 18 U.S.C. Section 1350) (filed herewith)
This excerpt taken from the ECBE 10-Q filed Nov 18, 2005.

EXHIBIT INDEX

 

Exhibit
Number
  

Description

31.1   Certification of Chief Executive Officer required by Rule 13a-14(a) (furnished herewith)
31.2   Certification of Chief Financial Officer required by Rule 13a-14(a) (furnished herewith)
32   Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith)

 

31

This excerpt taken from the ECBE 10-Q filed Aug 12, 2005.

EXHIBIT INDEX

 

Exhibit
Number
   

Description

31.1    Certification of Chief Executive Officer required by Rule 13a-14(a)
     (furnished herewith)
31.2    Certification of Chief Financial Officer required by Rule 13a-14(a)
     (furnished herewith)
32    Certification pursuant to 18 U.S.C. Section 1350
     (furnished herewith)

 

25

EXCERPTS ON THIS PAGE:

8-K
Sep 16, 2009
10-Q
May 11, 2009
10-Q
Nov 10, 2008
10-Q
Aug 11, 2008
10-Q
May 9, 2008
10-K (2 sections)
Mar 14, 2008
10-Q
Nov 9, 2007
10-Q
Aug 9, 2007
10-Q
May 10, 2007
10-K
Mar 15, 2007
10-Q
Nov 14, 2006
10-Q
Aug 14, 2006
10-Q
May 15, 2006
10-K
Mar 6, 2006
10-Q
Nov 18, 2005
10-Q
Aug 12, 2005

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