EFSC » Topics » Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $.01 per share

These excerpts taken from the EFSC 10-K filed Mar 14, 2008.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by checkmark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes [   ] No [X]

Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yes [   ] No [X]

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [   ]

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K. [X]

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer: [   ]                                       Accelerated filer: [X]                                       Non-accelerated filer: [   ]

Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act
Yes [   ] No [X]

The aggregate market value of the common stock held by non-affiliates of the Registrant was approximately $234,965,031, based on the closing price of the common stock of $21.26 on February 27, 2008, as reported by the NASDAQ National Market.

As of February 27, 2008, the Registrant had outstanding 12,511,395 of outstanding common stock.

Securities registered pursuant to
Section 12(g) of the Act:
Common Stock, par value $.01 per share


Indicate by checkmark if the registrant
is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes [   ] No [X]


Indicate by checkmark if the registrant
is not required to file reports pursuant to Section 13 or Section 15(d) of the
Act.
Yes
[   ] No [X]


Indicate by check mark whether the
registrant (1) has filed all reports required to be filed by Section 13 or 15(d)
of the Securities Exchange Act of 1934 during the preceding 12 months, and (2)
has been subject to such filing requirements for the past 90 days. Yes [X] No
[   ]


Indicate by check mark if disclosure of
delinquent filers pursuant to Item 405 of Regulation S-K is not contained
herein, and will not be contained, to the best of registrant’s knowledge, in
definitive proxy or information statements incorporated by reference in Part III
of this Form 10-K. [X]


Indicate by check mark whether the
registrant is a large accelerated filer, an accelerated filer, or a
non-accelerated filer. See definition of “accelerated filer and large
accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

Large accelerated filer: [ 
 ]                                      
Accelerated filer:
[X]                                      
Non-accelerated filer: [   ]


Indicate by
check mark whether the registrant is a shell company as defined in Rule 12b-2 of
the Exchange Act
Yes [   ] No
[X]


The aggregate market value of the
common stock held by non-affiliates of the Registrant was approximately
$234,965,031, based on the closing price of the common stock of $21.26 on
February 27, 2008, as reported by the NASDAQ National Market.


As of February 27, 2008, the Registrant
had outstanding 12,511,395 of outstanding common stock.


This excerpt taken from the EFSC 10-K filed Mar 15, 2007.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by checkmark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes   o

No   x

Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

Yes   o

No   x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.

Yes   x

No   o

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K. o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer:

o

Accelerated filer:

x

Non-accelerated filer:

o

Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act

Yes   o

No   x

The aggregate market value of the common stock held by non-affiliates of the Registrant was approximately $297,931,197, based on the closing price of the common stock of $29.75 on February 21, 2007, as reported by the NASDAQ National Market.

As of February 21, 2007, the Registrant had outstanding 11,769,854 of outstanding common stock.

DOCUMENTS INCORPORATED BY REFERENCE
Certain information required for Part III of this report is incorporated by reference to the Registrant’s Proxy Statement for the 2007
Annual Meeting of Shareholders.



This excerpt taken from the EFSC 10-Q filed Nov 9, 2006.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.

Yes   x

No   o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer:     

o

Accelerated filer:     

x Non-accelerated filer:  o

 

Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act

Yes   o

No   x

As of November 7, 2006, the Registrant had 11,658,593 of outstanding common stock.



This excerpt taken from the EFSC 10-Q filed May 10, 2006.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by checkmark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes  
o   No   x

Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yes  
o    No   x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.    Yes   x    No   o

Large accelerated filer:   o

Accelerated filer:    x

Non-accelerated filer:   o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):

Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act
Yes  
o   No   x

As of May 5, 2006, the Registrant had outstanding 10,482,288 of outstanding common stock.



This excerpt taken from the EFSC 10-K filed Mar 7, 2006.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by checkmark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes
   o    No   x

Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yes
   o    No   x

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days    Yes   x    No   o

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10K.   o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer:  
o               Accelerated filer:   x               Non-accelerated filer:   o

Indicate by check mark whether the registrant is a shell company as defined in Rule 12b-2 of the Exchange Act
Yes
   o    No   x

The aggregate market value of the common stock held by non-affiliates of the Registrant was approximately $225,413,717, based on the closing price of the common stock of $26.50 on February 22, 2006, as reported by the NASDAQ National Market.

As of February 22, 2006, the Registrant had outstanding 10,469,029 of outstanding common stock.

This excerpt taken from the EFSC 10-K filed Mar 14, 2005.

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, par value $.01 per share

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. 

Yes   x

No   o

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of Form 10-K    o

The aggregate market value of the common stock held by non-affiliates of the Registrant as of March 9, 2005:
Common Stock, par value $.01, $155,322,473

The number of shares outstanding of the Registrant’s common stock as of March 9, 2005 was:
Common Stock, par value $.01, 9,972,250 shares outstanding

Indicate by check mark whether the Registrant is an accelerated filer as defined in Rule 12b-2 of the Securities Exchange Act of 1934. 

Yes   x

No   o




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BNC Bancorp (BNCN)
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