Ethan Allen Interiors 8-K 2015
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Date of Report (Date of earliest event reported): December 11, 2015
ETHAN ALLEN INTERIORS INC.
(Exact name of registrant as specified in its charter)
Registrants telephone number, including area code: (203) 743-8000
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On December 11, 2015, Ethan Allen Interiors Inc. (the Company) filed a Fifth Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the Fifth Amendment). The filing of the Fifth Amendment is responsive to a shareholder proposal that was approved by the holders of a majority of the Companys shares of common stock, $.01 par value per share, present, in person or by proxy, and entitled to vote thereon, at the Companys Annual Meeting of Shareholders that took place on November 24, 2015. The Fifth Amendment became effective on December 11, 2015 upon acceptance by the Secretary of State of the State of Delaware. A copy of the Fifth Amendment is attached hereto as Exhibit 3.1 and is incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.